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MERCURY GENERAL CORP (Form: 424B5
MERCURY GENERAL CORP (Form: 424B5

... Neither this prospectus supplement nor the accompanying prospectus is a prospectus for the purposes of the Prospectus Directive (as defined below). This prospectus supplement and the accompanying prospectus have been prepared on the basis that any offer of notes in any Member State of the European E ...
U.S. Legal Considerations Affecting Global Offerings of Shares in
U.S. Legal Considerations Affecting Global Offerings of Shares in

... A foreign company will be classified as a PFIC if, during any taxable year, seventy-five percent or more of its gross income is passive income within the meaning of the applicable rules, or fifty percent or more of its assets are held for the production of passive income. Under the rules, an offshor ...
SAI - Cortina Asset Management
SAI - Cortina Asset Management

... price may be volatile. Therefore, the price of a convertible security may reflect variations in the price of the underlying common stock in a way that nonconvertible debt does not. The extent to which such risk is reduced, however, depends in large measure upon the degree to which the convertible se ...
Insights into Evaluating Exchange Traded Funds
Insights into Evaluating Exchange Traded Funds

... testament to the appeal of their core benefits, which include diversification, lower fees and expenses, liquidity and transparency. As the industry expands, institutions, investment professionals and retails investors have demanded a greater variety of ETFs to meet a broader range of objectives and ...
acquired in 2013
acquired in 2013

... leading global specialty chemicals company. Our business is characterized by a blended chemistry manufacturing model that is inherently non-capital intensive and requires high levels of innovation and technical service. This ‘asset-lite, high-touch’ business model enables us to deliver results to a ...
term sheet
term sheet

... Company, the proceeds shall be paid as follows: [Alternative 1 (non-participating Preferred Stock): First pay the greater of (i) [one] times the Original Purchase Price [plus accrued dividends] [plus declared and unpaid dividends] on each share of Series A Preferred or (ii) such amount as would have ...
term sheet - Anti
term sheet - Anti

... shall be governed in all respects by the laws of the [State of Delaware], and does not constitute an offer to sell or a solicitation of an offer to buy securities in any state where the offer or sale is not ...
Les faits
Les faits

... that the requirements of NI 45-106 were met. The Respondent was fully aware of the requirements of NI 45-106 and specifically was fully conversant with the “accredited investor” definition. In fact, the accredited investor exemption was the exclusive basis upon which sales of Walton securities were ...
SCHEDULE 13G Amendment No. 0 PIEDMONT OFFICE RLTY TR
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... wholly-owned subsidiary of FMR LLC and a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, is the beneficial owner of 1,567,467 shares or 0.973% of the outstanding Common Stock of the PIEDMONT OFFICE RLTY TR INC as a result of its serving as investment manager of institutio ...
Document - Oman College of Management & Technology
Document - Oman College of Management & Technology

... A portfolio is a group of securities held together as investment. Investors invest their funds in a portfolio of securities rather than in a single security because of risk factor. By constructing a portfolio, investors attempt to spread risk by not putting all their eggs into one basket. Thus diver ...
NORTH AMERICAN PALLADIUM LTD (Form: 6-K
NORTH AMERICAN PALLADIUM LTD (Form: 6-K

... prescribed by section 607 of the TSX Company Manual, from the weighted average trading price of the Common Shares for the five consecutive trading days immediately prior to date of issuance of each tranche (converted into US dollars). The exercise price of Warrants issued in connection with the Addi ...
Bond Markets
Bond Markets

...  Best efforts underwriting: Issue of securities in which the ...
Policy for Securities Trading
Policy for Securities Trading

... All Monitored Employees (Category A, B and C) must disclose their Reportable Securities holdings and Trades, as well as those of their Family Members. For more information regarding the Reporting requirements for Monitored Employees, please refer to Section II, Reporting Requirements. Special Rules ...
Independent Review Committee 2016 Report to Securityholders
Independent Review Committee 2016 Report to Securityholders

... At least annually, the IRC reviews its compensation giving consideration to the following: 1. the best interests of the Funds; 2. that each Fund must pay its reasonable allocation of the compensation of the IRC from the assets of the Fund; 3. that compensation paid to the IRC by each Fund s ...
1 - Certified Financial Analyst
1 - Certified Financial Analyst

... governments, institutional investors and wealthy individuals to raise capital and provide investment advice. Originally, investment banking meant the underwriting and distribution of securities. Today investment bankers also invest a lot of effort into helping companies design deals and the securiti ...
Download attachment
Download attachment

... transaction was USD 3.5bn and demand by investors was very large. – Equity linked Sukuk inovation continued with the issuance of Khazanah Sukuk exchangeable into Telekom Malaysia. This was the biggest equity linked issue from Malaysia at $ 750myn with demands in excess of $ 3 Billion. – The potentia ...
commentary - Jones Day
commentary - Jones Day

... issued by U.S. banks that were initially offered and sold outside the U.S. under Regulation S) where the transaction is not effected on a U.S. exchange or through the Nasdaq system, (ii) debt securities (including convertibles) issued by issuers organized under U.S. law in connection with a non-U.S. ...
LCH.Clearnet Limited
LCH.Clearnet Limited

... Member or Non-Member Participant to the Clearing House or its agent or contractor containing data constituting particulars of a Bond Trade, Repo Trade, EquityClear ATP Match, or Turquoise Derivatives Orderbook Match submitted to LCH for registration in accordance with the Regulations shall be irrevo ...
Financing Real Estate through Capital Markets Real Estate
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... It can therefore be correctly argued that REITs provide a practical way in which all investors who have interest in investing in real estate sector within the economy can invest in large scale, income producing, professionally managed companies that owns commercial (and in some cases residential) re ...
14. procedure for application and allotment
14. procedure for application and allotment

... b. The Application List for the Units will be open to prospective investors for the duration specified in the Prospectus. c. Please refer to the Prospectus carefully before filling the Application Form. All Investors are deemed to have read and accepted the terms in this Offering Documents and instr ...
SECURITIES AND EXCHANGE COMMISSION Washington, D.C.
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... $5,421,070 to purchase its Securities. GAMCO and GFI used approximately $1,963,158 and $3,457,912, respectively, of funds that were provided through the accounts of certain of their investment advisory clients (and, in the case of some of such accounts at GAMCO, may be through borrowings from client ...
Note Purchase Agreement
Note Purchase Agreement

... Transaction Documents constitute valid and binding obligations of such Investor, enforceable in accordance with their terms, except as limited by bankruptcy, insolvency or other laws of general application relating to or affecting the enforcement of creditors’ rights generally and general principles ...
CB(1)440/15-16(08)
CB(1)440/15-16(08)

... stock market. They also enquired about measures the Administration and SFC would take to protect small investors given that short selling activities had a significant impact on share prices. 13. SFC advised that while short selling was a highly sophisticated investment activity which was undertaken ...
(“PIRET”) announces that it has filed today with the secu
(“PIRET”) announces that it has filed today with the secu

... release include that PIRET intends to use the net proceeds from the Offering and the over-allotment option to fund acquisitions and repay debt and for general working capital purpose. The forward-looking statements contained in this news release are based on certain key expectations and assumptions ...
Investment policy statement - Giving to CU
Investment policy statement - Giving to CU

... 2. International Equities: Equity investment opportunities outside of the United States shall be used as a portfolio diversification strategy. Exposure to international equities in developed and emerging markets provide opportunities to participate in growing economies outside of the United States, ...
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Security (finance)

A security is a tradable financial asset. It is commonly used to mean any form of financial instrument, but the legal definition of a ""security"" varies by legal and regulatory jurisdiction. In some jurisdictions the term specifically excludes financial instruments other than equities and fixed income instruments. In some jurisdictions it includes some instruments that are close to equities and fixed income, e.g. equity warrants. In some countries and/or languages the term ""security"" is commonly used in day-to-day parlance to mean any form of financial instrument, even though the underlying legal and regulatory regime may not have such a broad definition.In the United Kingdom, the national competent authority for financial markets regulation is the Financial Conduct Authority: the definition in its Handbook of the term ""security"" applies only to equities, debentures, alternative debentures, government and public securities, warrants, certificates representing certain securities, units, stakeholder pension schemes, personal pension schemes, rights to or interests in investments, and anything that may be admitted to the Official List.In the USA, a security is a tradable financial asset of any kind. Securities are broadly categorized into: debt securities, (e.g., banknotes, bonds and debentures) equity securities, (e.g., common stocks) derivatives, (e.g., forwards, futures, options and swaps).The company or other entity issuing the security is called the issuer. A country's regulatory structure determines what qualifies as a security. For example, private investment pools may have some features of securities, but they may not be registered or regulated as such if they meet various restrictions.Securities may be represented by a certificate or, more typically, ""non-certificated"", that is in electronic (dematerialized) or ""book entry"" only form. Certificates may be bearer, meaning they entitle the holder to rights under the security merely by holding the security, or registered, meaning they entitle the holder to rights only if he or she appears on a security register maintained by the issuer or an intermediary. They include shares of corporate stock or mutual funds, bonds issued by corporations or governmental agencies, stock options or other options, limited partnership units, and various other formal investment instruments that are negotiable and fungible.
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