Dreyfus Variable Investment Fund: Quality Bond Portfolio
... • Fixed-income market risk. The market value of a fixed-income security may decline due to general market conditions that are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the outlook for corporate earnings, changes in interest or ...
... • Fixed-income market risk. The market value of a fixed-income security may decline due to general market conditions that are not specifically related to a particular company, such as real or perceived adverse economic conditions, changes in the outlook for corporate earnings, changes in interest or ...
Reporting Guidance for All Loan-Backed and Structured Finance
... SSAPs to address a variety of application questions, mostly focusing on definitions and scope limitations of each of the noted SSAPs. SSAP No. 43R—Loan-backed and Structured Securities (SSAP No. 43R) was originally identified as a SSAP to review within the Investment Classification Project. Pursuant ...
... SSAPs to address a variety of application questions, mostly focusing on definitions and scope limitations of each of the noted SSAPs. SSAP No. 43R—Loan-backed and Structured Securities (SSAP No. 43R) was originally identified as a SSAP to review within the Investment Classification Project. Pursuant ...
Private Placement of Securities in Canada
... institutional investors such as: banks; insurance companies; credit unions; trust and loan companies; Canadian federal and provincial governments, Canadian municipal governments, Crown corporations and pension funds regulated by the federal or a provincial pension commission; dealers and advisers re ...
... institutional investors such as: banks; insurance companies; credit unions; trust and loan companies; Canadian federal and provincial governments, Canadian municipal governments, Crown corporations and pension funds regulated by the federal or a provincial pension commission; dealers and advisers re ...
Collective investment schemes regulations
... aggregate assets of a CIF, a participant does not directly own any specific asset held by a CIF. US regulation authorizes two general types of CIFs. The first is maintained exclusively for the collective investment and reinvestment of money contributed to the fund by the bank, or by one or more aff ...
... aggregate assets of a CIF, a participant does not directly own any specific asset held by a CIF. US regulation authorizes two general types of CIFs. The first is maintained exclusively for the collective investment and reinvestment of money contributed to the fund by the bank, or by one or more aff ...
Filed by The Dow Chemical Company Pursuant to Rule 425 under
... respective directors, (iv) the risk that disruptions from the proposed transaction will harm Dow’s or DuPont’s business, including current plans and operations, (v) the ability of Dow or DuPont to retain and hire key personnel, (vi) potential adverse reactions or changes to business relationships re ...
... respective directors, (iv) the risk that disruptions from the proposed transaction will harm Dow’s or DuPont’s business, including current plans and operations, (v) the ability of Dow or DuPont to retain and hire key personnel, (vi) potential adverse reactions or changes to business relationships re ...
Chapter 2 The Financial Markets and Interest Rates
... such as houses, equipment, and inventories. • Financial assets represent claims for future payments in other economic units. ...
... such as houses, equipment, and inventories. • Financial assets represent claims for future payments in other economic units. ...
Global Eagle Entertainment Inc. (Form: 8
... Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indi ...
... Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indi ...
2015 Glossary of Senior Living Finance Terms
... Advance Refunding: a refinancing, or refunding, of bonds prior to the call date where the refunded bonds remain outstanding for a period of more than 90 days after the issuance of the refunding issue. The proceeds of the new refunding issue are placed in an escrow account and generally invested in T ...
... Advance Refunding: a refinancing, or refunding, of bonds prior to the call date where the refunded bonds remain outstanding for a period of more than 90 days after the issuance of the refunding issue. The proceeds of the new refunding issue are placed in an escrow account and generally invested in T ...
![Guide to Securities-Based Borrowing [92425-v3]](http://s1.studyres.com/store/data/021092693_1-1ec5651d32ccdb541e860c8812fdff2b-300x300.png)
Guide to Securities-Based Borrowing [92425-v3]
... Borrowing Power for Non-Purpose Loans Non-purpose loans must be collateralized by fully paid for securities and cash in one or more accounts pledged to back your loan. The pledged accounts may be in the same name as the loan or be accounts belonging to a different person or entity guaranteeing the l ...
... Borrowing Power for Non-Purpose Loans Non-purpose loans must be collateralized by fully paid for securities and cash in one or more accounts pledged to back your loan. The pledged accounts may be in the same name as the loan or be accounts belonging to a different person or entity guaranteeing the l ...
$33,250,000 3,500,000 Common Shares Price $9.50 per Common
... Subscriptions for Offered Shares will be received subject to rejection or allotment in whole or in part and the right is reserved to close the subscription books at any time without notice. The Offered Shares shall be taken up by the Underwriters, if at all, on or before a date not later than 42 day ...
... Subscriptions for Offered Shares will be received subject to rejection or allotment in whole or in part and the right is reserved to close the subscription books at any time without notice. The Offered Shares shall be taken up by the Underwriters, if at all, on or before a date not later than 42 day ...
Schedule 14D-9 - Piedmont Office Realty Trust, Inc.
... strategy, that a listing and/or offering will be consummated, that a listing, if consummated, would provide complete and immediate liquidity for all existing stockholders, or that the price at which the Company’s common stock would trade following a listing would be higher than the price being offer ...
... strategy, that a listing and/or offering will be consummated, that a listing, if consummated, would provide complete and immediate liquidity for all existing stockholders, or that the price at which the Company’s common stock would trade following a listing would be higher than the price being offer ...
Cobalt Power Group Inc. is a publicly traded Canadian exploration
... content of this News Release. WARNING: The Company relies on litigation protection for “forward looking" statements. Actual results could differ materially from those described in the news release as a result of numerous factors, some of which are outside the control of the Company. This news releas ...
... content of this News Release. WARNING: The Company relies on litigation protection for “forward looking" statements. Actual results could differ materially from those described in the news release as a result of numerous factors, some of which are outside the control of the Company. This news releas ...
World Financial Markets, 1900-1925
... I present a new dataset that describes the financial markets of the early twentieth century. Historical data have proven useful to better understand how financial markets operate. Estimation of the equity-premium (e.g. Goetzmann and Ibbotson (2006)), the efficiency of derivatives markets (Moore and J ...
... I present a new dataset that describes the financial markets of the early twentieth century. Historical data have proven useful to better understand how financial markets operate. Estimation of the equity-premium (e.g. Goetzmann and Ibbotson (2006)), the efficiency of derivatives markets (Moore and J ...
Robbing Peter to Pay Paul: Ponzi Schemes Throughout History
... Higginson & Company board, and a partnership was formed. Together they introduced numerous securities to the American public over the next 10 years until Kreuger’s death in 1932. Securities were issued for Kreuger & Toll, International Match and Swedish Match Company, the largest of Kreuger’s compan ...
... Higginson & Company board, and a partnership was formed. Together they introduced numerous securities to the American public over the next 10 years until Kreuger’s death in 1932. Securities were issued for Kreuger & Toll, International Match and Swedish Match Company, the largest of Kreuger’s compan ...
Form 6-K Biotie Therapies Corp. - N/A Filed: March 03, 2016 (period
... (" Acorda ") had entered into a combination agreement whereby Acorda will make a public tender offer to purchase all of the issued and outstanding shares, American Depositary Shares, stock options, share units and warrants in Biotie that are not owned by Biotie or any of its subsidiaries (the " Tend ...
... (" Acorda ") had entered into a combination agreement whereby Acorda will make a public tender offer to purchase all of the issued and outstanding shares, American Depositary Shares, stock options, share units and warrants in Biotie that are not owned by Biotie or any of its subsidiaries (the " Tend ...
Valuation of Venture Capital Securities: An
... On top of liquidation preferences, the venture capitalist can demand preferred stock with participation rights. Upon liquidation or sale of the company, not only with the venture capitalist receive the liquidation preference, but the remaining value will be distributed not only among common stock ho ...
... On top of liquidation preferences, the venture capitalist can demand preferred stock with participation rights. Upon liquidation or sale of the company, not only with the venture capitalist receive the liquidation preference, but the remaining value will be distributed not only among common stock ho ...
Download attachment
... A debt security is an instrument representing a creditor relationship with an enterprise. Debt securities include U.S. government securities, municipal securities, corporate bonds, convertible debt, commercial paper, and all securitized debt instruments. Trade accounts receivable and loans receivabl ...
... A debt security is an instrument representing a creditor relationship with an enterprise. Debt securities include U.S. government securities, municipal securities, corporate bonds, convertible debt, commercial paper, and all securitized debt instruments. Trade accounts receivable and loans receivabl ...
chimera investment corporation - Morningstar Document Research
... Advisors serve as a discretionary investment advisor to a limited number of institutional clients (the “Managed Accounts”). As to the Shares owned by the Managed Accounts, there would be shared power to dispose or to direct the disposition of such Shares because the owners of the Managed Accounts ma ...
... Advisors serve as a discretionary investment advisor to a limited number of institutional clients (the “Managed Accounts”). As to the Shares owned by the Managed Accounts, there would be shared power to dispose or to direct the disposition of such Shares because the owners of the Managed Accounts ma ...
issue price: 101%
... This document constitutes a Prospectus for the purposes of Article 5.3 of Directive 2003/71/EC (the “Prospectus Directive”). ABN AMRO Bank N.V., acting through its London branch, (the “Issuer”) accepts responsibility for the information contained in this document. To the best of the knowledge and b ...
... This document constitutes a Prospectus for the purposes of Article 5.3 of Directive 2003/71/EC (the “Prospectus Directive”). ABN AMRO Bank N.V., acting through its London branch, (the “Issuer”) accepts responsibility for the information contained in this document. To the best of the knowledge and b ...
Registered Trader Application Form
... Note 1: A confirmation of independence is required to be submitted by a sponsor for each transaction in respect of which it acts as sponsor in accordance with the listing rules. It should be submitted to the Irish Stock Exchange at an early stage, and, in any event, no later than the date on which a ...
... Note 1: A confirmation of independence is required to be submitted by a sponsor for each transaction in respect of which it acts as sponsor in accordance with the listing rules. It should be submitted to the Irish Stock Exchange at an early stage, and, in any event, no later than the date on which a ...
Lecture 1.Principles of Public Debt
... market expects high interest rate, it may issue more short term bonds that long term securities. Alternatively, the government may be aware of some insider facts before market will get to know them and take convenient position when issuing securities. However, playing on the market equipped with i ...
... market expects high interest rate, it may issue more short term bonds that long term securities. Alternatively, the government may be aware of some insider facts before market will get to know them and take convenient position when issuing securities. However, playing on the market equipped with i ...
QLT Affirms Commitment to Return Capital to Shareholders QLT
... our intellectual property rights and the impact of patents and other intellectual property of third parties; the Company's future operating results are uncertain and likely to fluctuate; currency fluctuations; the risk that sales of Visudyne® or Eligard® may be less than expected (including due to c ...
... our intellectual property rights and the impact of patents and other intellectual property of third parties; the Company's future operating results are uncertain and likely to fluctuate; currency fluctuations; the risk that sales of Visudyne® or Eligard® may be less than expected (including due to c ...
Fraud Created the Market: Presuming Reliance in Rule 10(b)
... In general, the securities market can be divided into the primary and secondary markets. 6 The primary market consists of securities, such as stocks and bonds, which enter the market for the first time through initial offerings and distributions. 7 Once distributed, the securities enter the secondar ...
... In general, the securities market can be divided into the primary and secondary markets. 6 The primary market consists of securities, such as stocks and bonds, which enter the market for the first time through initial offerings and distributions. 7 Once distributed, the securities enter the secondar ...
SUNTRUST BANKS INC (Form: FWP, Received: 06
... Offering and Tender Offer, our expectations with respect to our capital plan, the components and size thereof, and our ability to implement our capital plan are forward-looking statements. Also, any statement that does not describe historical or current facts, including statements about beliefs and ...
... Offering and Tender Offer, our expectations with respect to our capital plan, the components and size thereof, and our ability to implement our capital plan are forward-looking statements. Also, any statement that does not describe historical or current facts, including statements about beliefs and ...
INVESTMENT POLICY STATEMENT APPROVED JANUARY 30
... c. Invest no more than 25% of the portfolio in any one economic sector; d. Assure that no position of any one issuer shall exceed 5% of the manager’s total portfolio as measured at market value except for securities issued by the U. S. government or its agencies; e. Use of Non-rated convertible bond ...
... c. Invest no more than 25% of the portfolio in any one economic sector; d. Assure that no position of any one issuer shall exceed 5% of the manager’s total portfolio as measured at market value except for securities issued by the U. S. government or its agencies; e. Use of Non-rated convertible bond ...