APPLE INC (Form: 424B2, Received: 11/04/2014 06:07:42)
... and registered in the name of, a common depositary for Euroclear Bank SA/NV (“Euroclear”) and Clearstream Banking, société anonyme (“Clearstream”), or a nominee of such common depositary. Ownership of interests in the global notes will be limited to persons that have accounts with Euroclear or Clear ...
... and registered in the name of, a common depositary for Euroclear Bank SA/NV (“Euroclear”) and Clearstream Banking, société anonyme (“Clearstream”), or a nominee of such common depositary. Ownership of interests in the global notes will be limited to persons that have accounts with Euroclear or Clear ...
cti biopharma corp. - corporate
... communications with CONSOB about its request that certain estimated and unaudited financial information be disclosed by the Company, the Company advised CONSOB that the information is not otherwise required to be disclosed in the United States by public companies under the U.S. securities laws. The ...
... communications with CONSOB about its request that certain estimated and unaudited financial information be disclosed by the Company, the Company advised CONSOB that the information is not otherwise required to be disclosed in the United States by public companies under the U.S. securities laws. The ...
Seasons Series Trust - Mid Cap Value Portfolio - Annuities
... There can be no assurance that the Portfolio’s investment goal will be met or that the net return on an investment in the Portfolio will exceed what could have been obtained through other investment or savings vehicles. Shares of the Portfolio are not bank deposits and are not guaranteed or insured ...
... There can be no assurance that the Portfolio’s investment goal will be met or that the net return on an investment in the Portfolio will exceed what could have been obtained through other investment or savings vehicles. Shares of the Portfolio are not bank deposits and are not guaranteed or insured ...
FEDEX CORP (Form: 424B3, Received: 01/03/2017 08:57:53)
... The Indenture under which we will issue the notes and guarantees does not limit the amount of secured or unsecured indebtedness that we or our subsidiaries may incur. In addition, other than the provisions relating to a Change of Control Repurchase Event, the Indenture, which is described below unde ...
... The Indenture under which we will issue the notes and guarantees does not limit the amount of secured or unsecured indebtedness that we or our subsidiaries may incur. In addition, other than the provisions relating to a Change of Control Repurchase Event, the Indenture, which is described below unde ...
SA BlackRock VCP Global Multi Asset Portfolio Summary
... aid. Certain debt securities are backed only by revenues derived from a particular project or source, rather than by an issuer’s taxing authority, and thus may have a greater risk of default. Credit risk applies to most debt securities, but is generally not a factor for obligations backed by the “fu ...
... aid. Certain debt securities are backed only by revenues derived from a particular project or source, rather than by an issuer’s taxing authority, and thus may have a greater risk of default. Credit risk applies to most debt securities, but is generally not a factor for obligations backed by the “fu ...
Spotlight on catastrophe bonds
... claims arising from incidents such as car crashes follows a normal distribution, and can be predicted with a good degree of accuracy. In contrast, natural disasters occur relatively infrequently but cause a substantial number of claims to be made together. The high variability of the payouts insuran ...
... claims arising from incidents such as car crashes follows a normal distribution, and can be predicted with a good degree of accuracy. In contrast, natural disasters occur relatively infrequently but cause a substantial number of claims to be made together. The high variability of the payouts insuran ...
Notice Concerning Issuance of New Investment Units and
... investment units of DHR and has not been prepared for the purpose of soliciting investment. DHR requests that investors invest at their own responsibility and discretion after making sure to read the prospectus for the issuance of new investment units and secondary offering of investment units, as w ...
... investment units of DHR and has not been prepared for the purpose of soliciting investment. DHR requests that investors invest at their own responsibility and discretion after making sure to read the prospectus for the issuance of new investment units and secondary offering of investment units, as w ...
KELLOGG CO (Form: 424B5, Received: 02/26/2016 17:06:57)
... We may redeem some or all of the notes of any series at any time and from time to time at the applicable “make-whole” redemption prices described under the heading “Description of the Notes—Optional Redemption.” If we experience a “change of control” repurchase event, unless we have exercised our ri ...
... We may redeem some or all of the notes of any series at any time and from time to time at the applicable “make-whole” redemption prices described under the heading “Description of the Notes—Optional Redemption.” If we experience a “change of control” repurchase event, unless we have exercised our ri ...
pozen inc. - corporate
... “Safe Harbor” Statement under the Private Securities Litigation Reform Act of 1995: This press release contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among ...
... “Safe Harbor” Statement under the Private Securities Litigation Reform Act of 1995: This press release contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among ...
TREASURY CERTIFICATES (CCTS)
... Treasury Certificates are a kind of security very appreciated by families because of their feature to adjust coupons to market rates and therefore guarantee, in case of a negotiation before maturity, a capital amount very similar to that initially invested. CCTs have been issued, since March 1991, w ...
... Treasury Certificates are a kind of security very appreciated by families because of their feature to adjust coupons to market rates and therefore guarantee, in case of a negotiation before maturity, a capital amount very similar to that initially invested. CCTs have been issued, since March 1991, w ...
How to set up a securitisation vehicle
... Securitisation is a financial technique that consists in transferring the risks pertaining to certain underlying assets, such as receivables or other eligible assets, to a special purpose vehicle, which will finance the acquisition of the underlying assets by the issue of transferable securities to ...
... Securitisation is a financial technique that consists in transferring the risks pertaining to certain underlying assets, such as receivables or other eligible assets, to a special purpose vehicle, which will finance the acquisition of the underlying assets by the issue of transferable securities to ...
Scaling Chinese Walls: Insights From Aftra v. JPMorgan Chase
... broadens the variety of financial services it offers, especially when sales, advisory, and underwriting functions are combined.20 Conflicts of interest have been cited as a contributing factor to the economic meltdown of 2008.21 The economic meltdown of 2008 spurred a large amount of litigation agai ...
... broadens the variety of financial services it offers, especially when sales, advisory, and underwriting functions are combined.20 Conflicts of interest have been cited as a contributing factor to the economic meltdown of 2008.21 The economic meltdown of 2008 spurred a large amount of litigation agai ...
Primary Market
... • The cost of these long term financing means is known for the life of the asset ...
... • The cost of these long term financing means is known for the life of the asset ...
Notice of the Ministry of Labor and Social Security and China
... 8. The original copy and photocopy of the effective identity certificate documents of the handling agent; and 9. Other materials that shall be provided as required by the China Clearing Corporation. Article 5 A trustee shall, when filling in the Application Form for Registration of Securities Accoun ...
... 8. The original copy and photocopy of the effective identity certificate documents of the handling agent; and 9. Other materials that shall be provided as required by the China Clearing Corporation. Article 5 A trustee shall, when filling in the Application Form for Registration of Securities Accoun ...
VC – Sample Term Sheet
... subject to a one-year non-compete and non-solicitation agreement. The Company may choose to waive its rights related to this non-competition agreement on a case-by-case basis. ...
... subject to a one-year non-compete and non-solicitation agreement. The Company may choose to waive its rights related to this non-competition agreement on a case-by-case basis. ...
ASTRAZENECA PLC (Form: F-3ASR, Received: 11/22/2016 11:52:39)
... Because the debt securities are unsecured, your right to receive payments may be adversely affected. The debt securities that we are offering will be unsecured. To the extent that we grant security over our assets in favor of holders of our other indebtedness, holders of debt securities will be effe ...
... Because the debt securities are unsecured, your right to receive payments may be adversely affected. The debt securities that we are offering will be unsecured. To the extent that we grant security over our assets in favor of holders of our other indebtedness, holders of debt securities will be effe ...
Commodities Outlook LME Asia seminar: Copper, zinc and lead
... analysis, quantitative analysis, and trade ideas. Recommendations contained in one type of research product may differ from recommendations contained in other types of research, whether as a result of differing time horizons, methodologies, or otherwise. Before making an investment decision on the b ...
... analysis, quantitative analysis, and trade ideas. Recommendations contained in one type of research product may differ from recommendations contained in other types of research, whether as a result of differing time horizons, methodologies, or otherwise. Before making an investment decision on the b ...
Barings Developed and Emerging Markets High Yield Bond
... The Fund will invest at least 70% of its assets in a combination of debt and loan securities (including credit linked securities) of corporations and governments (including any agency of government or central bank) of any member state of the Organisation for Economic Co-operation and Development (“O ...
... The Fund will invest at least 70% of its assets in a combination of debt and loan securities (including credit linked securities) of corporations and governments (including any agency of government or central bank) of any member state of the Organisation for Economic Co-operation and Development (“O ...
SPIRE INC (Form: 424B2, Received: 02/23/2017 15:27:05)
... under the heading “Selling Securityholders” are offering to sell $143,750,000 principal amount of the Notes and we are offering to sell $6,250,000 principal amount of the Notes. The Notes will bear interest at the rate of 3.543%. Interest on the Notes will be payable semi-annually on February 27 and ...
... under the heading “Selling Securityholders” are offering to sell $143,750,000 principal amount of the Notes and we are offering to sell $6,250,000 principal amount of the Notes. The Notes will bear interest at the rate of 3.543%. Interest on the Notes will be payable semi-annually on February 27 and ...
Term Sheet Form - Israel Advanced Technology Industries
... In addition, the Company will not, without the Board approval, which approval must include the affirmative vote of at least one Series A Director: (i) make any loan or advance to, or own any stock or other securities of, any subsidiary or other corporation, partnership, or other entity unless it is ...
... In addition, the Company will not, without the Board approval, which approval must include the affirmative vote of at least one Series A Director: (i) make any loan or advance to, or own any stock or other securities of, any subsidiary or other corporation, partnership, or other entity unless it is ...
CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM
... 18156 Darnell Drive, Olney, MD 20832 Telephone: (301) 570-9100 Facsimile: 240-363-0062 info@pcccapital.com ...
... 18156 Darnell Drive, Olney, MD 20832 Telephone: (301) 570-9100 Facsimile: 240-363-0062 info@pcccapital.com ...
Eagle Materials Incorporated
... FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b) Pursuant to the instructions in Item 7 of Schedule 13G, Fidelity Management & Research Company ("Fidelity"), 82 Devonshire Street, Boston, Massachusetts 02109, a wholly- owned subsidiary of FMR Corp. and an investment adviser registered under Section 203 o ...
... FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b) Pursuant to the instructions in Item 7 of Schedule 13G, Fidelity Management & Research Company ("Fidelity"), 82 Devonshire Street, Boston, Massachusetts 02109, a wholly- owned subsidiary of FMR Corp. and an investment adviser registered under Section 203 o ...
Cost Basis Disclosure Statement
... brokerage accounts that you sell. Schwab will treat securities as covered when they are acquired on or after the following effective dates: • January 1, 2011, for stocks and other equities • January 1, 2012, for mutual funds, ETFs, and Dividend Reinvestment Plan ("DRIP") shares • January 1, 2014, ...
... brokerage accounts that you sell. Schwab will treat securities as covered when they are acquired on or after the following effective dates: • January 1, 2011, for stocks and other equities • January 1, 2012, for mutual funds, ETFs, and Dividend Reinvestment Plan ("DRIP") shares • January 1, 2014, ...
FSB Securities Lending and Repos: Market Overview and Financial
... Short-sale proceeds may be used by hedge funds as cash collateral against borrowed securities. That cash is in turn used by prime brokers to collateralise securities borrowing from securities lenders that reinvest the cash in the separate accounts or commingled funds (e.g., registered MMFs or unregi ...
... Short-sale proceeds may be used by hedge funds as cash collateral against borrowed securities. That cash is in turn used by prime brokers to collateralise securities borrowing from securities lenders that reinvest the cash in the separate accounts or commingled funds (e.g., registered MMFs or unregi ...
Roundtable`s Evaluation of the SEC`s Proposals for Reform
... capital would nevertheless insulate ratings decisions on securitized debt from undue influence by issuers. This argument became increasingly less persuasive as income from rating structured debt began to increase sharply and account for almost half of the revenues of the three dominant firms. A furt ...
... capital would nevertheless insulate ratings decisions on securitized debt from undue influence by issuers. This argument became increasingly less persuasive as income from rating structured debt began to increase sharply and account for almost half of the revenues of the three dominant firms. A furt ...