Securities and Exchange Board of India
... (a) "Single Clearing Price” is the price at which the shares are allocated to the successful bidders in a proportionate basis methodology. (b) “Multiple Clearing Prices” are the prices at which the shares are allocated to the successful bidders in a price priority methodology. (c) “Indicative Price” ...
... (a) "Single Clearing Price” is the price at which the shares are allocated to the successful bidders in a proportionate basis methodology. (b) “Multiple Clearing Prices” are the prices at which the shares are allocated to the successful bidders in a price priority methodology. (c) “Indicative Price” ...
University of Louisville Endowment Fund Statement of Investment
... stocks, and ADRs of domestic and foreign corporations. All common stocks and common stocks into which convertible securities may be converted must be listed on the New York Stock Exchange (NYSE), the American Stock Exchange (AMEX), or the National Association of Securities Dealers Automated Quote Sy ...
... stocks, and ADRs of domestic and foreign corporations. All common stocks and common stocks into which convertible securities may be converted must be listed on the New York Stock Exchange (NYSE), the American Stock Exchange (AMEX), or the National Association of Securities Dealers Automated Quote Sy ...
Minister adopts the `Big Stick` approach
... subordinated liabilities order in respect of the bank's €2.7bn of instruments outstanding (€757m undated, €1,992m dated). The order amends the terms of the instruments as follows: 1. The terms of the subordinated liabilities listed at 1 to 11 (inclusive) in the table below have been amended such tha ...
... subordinated liabilities order in respect of the bank's €2.7bn of instruments outstanding (€757m undated, €1,992m dated). The order amends the terms of the instruments as follows: 1. The terms of the subordinated liabilities listed at 1 to 11 (inclusive) in the table below have been amended such tha ...
AMENDMENT NO. 1 DATED JULY 21, 2016 TO
... Deal strategy takes an in-depth look at the current assets and cash flow of a company to reveal value that is not reflected in the stock’s price. ...
... Deal strategy takes an in-depth look at the current assets and cash flow of a company to reveal value that is not reflected in the stock’s price. ...
Offering and Investor Fees - Handout
... Administration fees are non-contingent fees generally used by the issuer to pass some of the cost of the capital raise to the investor. In offerings that might allow for small investor commitments, such as Reg A and Reg CF, this can be particularly important. In a Reg D, covering the cost of a wire ...
... Administration fees are non-contingent fees generally used by the issuer to pass some of the cost of the capital raise to the investor. In offerings that might allow for small investor commitments, such as Reg A and Reg CF, this can be particularly important. In a Reg D, covering the cost of a wire ...
summary note
... This summary is being provided to convey the essential characteristics and risks associated with the Issuer and the securities being offered pursuant to this document. This part is merely a summary and therefore should only be read as an introduction to the Prospectus. It is not and does not purport ...
... This summary is being provided to convey the essential characteristics and risks associated with the Issuer and the securities being offered pursuant to this document. This part is merely a summary and therefore should only be read as an introduction to the Prospectus. It is not and does not purport ...
No securities regulatory authority has expressed an opinion about
... No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This short form prospectus constitutes a public offering of these securities only in those jurisdictions where they may be lawfully offered for sale and therein only by persons ...
... No securities regulatory authority has expressed an opinion about these securities and it is an offence to claim otherwise. This short form prospectus constitutes a public offering of these securities only in those jurisdictions where they may be lawfully offered for sale and therein only by persons ...
Harrah`s Entertainment Announces Supplement to Offer Materials for
... Horseshoe® brand names; Harrah's also owns the London Clubs International family of casinos and the World Series of Poker®. Harrah's Entertainment is focused on building loyalty and value with its customers through a unique combination of great service, excellent products, unsurpassed distribution, ...
... Horseshoe® brand names; Harrah's also owns the London Clubs International family of casinos and the World Series of Poker®. Harrah's Entertainment is focused on building loyalty and value with its customers through a unique combination of great service, excellent products, unsurpassed distribution, ...
standards for the use of eu securities settlement systems in escb
... particular so as to assess whether the legal arrangements applicable to SSSs comply with this standard as outlined below. In so doing, central banks will take all relevant factors into account in order to make an overall assessment (for instance, the distinction between SSSs managed by private secto ...
... particular so as to assess whether the legal arrangements applicable to SSSs comply with this standard as outlined below. In so doing, central banks will take all relevant factors into account in order to make an overall assessment (for instance, the distinction between SSSs managed by private secto ...
Chapter: 351 EXCHANGES (SPECIAL LEVY) ORDINANCE Gazette
... (2) The amount or rate of special levy, as the case may be, as varied under subsection (1) shall not exceed(a) in the case of the special levy under section 3, $30 for each leviable transaction in the Stock Index Market of the Futures Exchange Company; (b) in the case of the special levy under secti ...
... (2) The amount or rate of special levy, as the case may be, as varied under subsection (1) shall not exceed(a) in the case of the special levy under section 3, $30 for each leviable transaction in the Stock Index Market of the Futures Exchange Company; (b) in the case of the special levy under secti ...
CHAPTER 7
... the nature of securities, the method of their distribution and trading, and obligations to disclose information as to their riskiness, in order that investors may make informed purchase decisions. While the chapter clearly focuses on shares of a corporation, students must bear in mind that “securiti ...
... the nature of securities, the method of their distribution and trading, and obligations to disclose information as to their riskiness, in order that investors may make informed purchase decisions. While the chapter clearly focuses on shares of a corporation, students must bear in mind that “securiti ...
index of defined terms
... will do so, and offers and sales of Securities to an Investor by the relevant Authorised Offeror will be made, in accordance with any terms and other arrangements in place between such Authorised Offeror and such Investor including as to price, allocations and settlement arrangements. The Issuer wil ...
... will do so, and offers and sales of Securities to an Investor by the relevant Authorised Offeror will be made, in accordance with any terms and other arrangements in place between such Authorised Offeror and such Investor including as to price, allocations and settlement arrangements. The Issuer wil ...
8-K - OTC Markets
... On November 22, 2016, OWC Pharmaceutical Research Corp. (the "Registrant") filed a Form 8-K reporting that it had entered into a Reg S Unit Subscription Agreement with Michepro Holding Ltd ("Michepro"), organized under the laws of Cyprus (the "Investor"), pursuant to which the Investor subscribed fo ...
... On November 22, 2016, OWC Pharmaceutical Research Corp. (the "Registrant") filed a Form 8-K reporting that it had entered into a Reg S Unit Subscription Agreement with Michepro Holding Ltd ("Michepro"), organized under the laws of Cyprus (the "Investor"), pursuant to which the Investor subscribed fo ...
Rethinking Glass-Steagall
... companies by enabling them to divcrsify revenue sources through profitable activities that carry relatively low risk. In fact, the risk involved in underwriting and dealing in corporate securities-tho securities will decline in value during the short period of time that they are held-is no different ...
... companies by enabling them to divcrsify revenue sources through profitable activities that carry relatively low risk. In fact, the risk involved in underwriting and dealing in corporate securities-tho securities will decline in value during the short period of time that they are held-is no different ...
securities regulations
... that require liquidity at a fair price (correlation between what the share costs and what its worth); and shareholders can turn around and sell in the market at a fair price Disclosure of good information is the bedrock: information must be disclosed, disseminated into the market, and absorbed by ma ...
... that require liquidity at a fair price (correlation between what the share costs and what its worth); and shareholders can turn around and sell in the market at a fair price Disclosure of good information is the bedrock: information must be disclosed, disseminated into the market, and absorbed by ma ...
Is Bitcoin a Security?
... representations regarding their investment intent and that they are not purchasing for resale. Similarly, if a Bitcoin miner is regarded as the issuer of the Bitcoins she mines, then Section 4(a)(2) of the Securities Act would exempt from registration her transactions in Bitcoin so long as they do n ...
... representations regarding their investment intent and that they are not purchasing for resale. Similarly, if a Bitcoin miner is regarded as the issuer of the Bitcoins she mines, then Section 4(a)(2) of the Securities Act would exempt from registration her transactions in Bitcoin so long as they do n ...
Financial Services Guaranteed Investment
... This investment is not eligible for dividends paid on the benchmark securities. For full details on how return is calculated, please see the Investment Agreement. Variable return is based on changes in the prices of the benchmark securities and could be nil at maturity. However, this investment ...
... This investment is not eligible for dividends paid on the benchmark securities. For full details on how return is calculated, please see the Investment Agreement. Variable return is based on changes in the prices of the benchmark securities and could be nil at maturity. However, this investment ...
XPP-PDF Support Utility
... Trusts formed for the specific purpose of acquiring the offered securities will not qualify as accredited investors. The specific purpose exception stems from the concern that non-accredited investors may try to qualify as accredited by pooling their assets into one entity.21 While there is no publi ...
... Trusts formed for the specific purpose of acquiring the offered securities will not qualify as accredited investors. The specific purpose exception stems from the concern that non-accredited investors may try to qualify as accredited by pooling their assets into one entity.21 While there is no publi ...
SAST - SA JPMorgan MFS Core Bond Portfolio Summary
... particular security is undervalued in relation to the company’s fundamental economic value may prove incorrect. Derivatives Risk. To the extent a derivative contract is used to hedge another position in the Portfolio, the Portfolio will be exposed to the risks associated with hedging described in th ...
... particular security is undervalued in relation to the company’s fundamental economic value may prove incorrect. Derivatives Risk. To the extent a derivative contract is used to hedge another position in the Portfolio, the Portfolio will be exposed to the risks associated with hedging described in th ...
funding for- profit social enterprises
... prohibition on private inurement, for example, also are challenges in that they present barriers to the kind of profit-sharing ownership interest or revenue-sharing ownership rights that social enterprise typically seeks to establish.14 Although for-profit limited liability companies (“LLCs”) and co ...
... prohibition on private inurement, for example, also are challenges in that they present barriers to the kind of profit-sharing ownership interest or revenue-sharing ownership rights that social enterprise typically seeks to establish.14 Although for-profit limited liability companies (“LLCs”) and co ...
Settlement model
... - Trades are settled on T+2 but in order to accommodate settlement by institutional investors using services of Custodians, DFM implemented a Settlement Rejection Process for Custodian investors. This means that the broker clearing member will settle the rejected trade first until the Custodian rece ...
... - Trades are settled on T+2 but in order to accommodate settlement by institutional investors using services of Custodians, DFM implemented a Settlement Rejection Process for Custodian investors. This means that the broker clearing member will settle the rejected trade first until the Custodian rece ...
Safe: Cap and Discount
... to holders of outstanding Shares by reason of their ownership thereof. If immediately prior to the consummation of the Dissolution Event, the assets of the Company legally available for distribution to the Investor and all holders of all other Safes (the “Dissolving Investors”), as determined in goo ...
... to holders of outstanding Shares by reason of their ownership thereof. If immediately prior to the consummation of the Dissolution Event, the assets of the Company legally available for distribution to the Investor and all holders of all other Safes (the “Dissolving Investors”), as determined in goo ...
Real Estate Joint Venture Interests as Securities
... existence of a security, see generally Rapp, supra note 16. 27. The Court stated: In the Securities Act the term "security" was defined to include by name or description many documents in which there is common trading for speculation or investment. Some, such as notes, bonds, and stocks, are pretty ...
... existence of a security, see generally Rapp, supra note 16. 27. The Court stated: In the Securities Act the term "security" was defined to include by name or description many documents in which there is common trading for speculation or investment. Some, such as notes, bonds, and stocks, are pretty ...
Centene Corporation - corporate
... An indeterminate aggregate initial offering price and number or amount of the securities is being registered and may from time to time be issued at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other se ...
... An indeterminate aggregate initial offering price and number or amount of the securities is being registered and may from time to time be issued at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other se ...
Alternative Finance Investment Bonds
... that sukuk holders only have recourse to the bond assets or some other structural feature which results in the risk profile being higher. In such instances it may be justifiable for the rate of return to be slightly higher than that of a conventional loan. ...
... that sukuk holders only have recourse to the bond assets or some other structural feature which results in the risk profile being higher. In such instances it may be justifiable for the rate of return to be slightly higher than that of a conventional loan. ...