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airities in Switzerland
airities in Switzerland

... capital investment and whose investors have no legal right with regard to the Company itself, or with regard to a closely connected Company, to the redemption of their units at the net asset value." Consequently, the defmition of foreign collective investment scheine is broad and, for example, poten ...
Zheng He Securities Equity Research
Zheng He Securities Equity Research

... The Kirwans Tungsten Project has been previously explored by a number of companies carrying out early stage exploration comprising of soil and rock chip sampling, detailed mapping, trenching/costeaning and drilling. Previous work defined two sheeted quartz-scheelite vein systems that extend for 1km ...
1 NASDAQ US Dividend Achievers™ 50 Index Methodology
1 NASDAQ US Dividend Achievers™ 50 Index Methodology

... longer meets the Eligibility Criteria, or is otherwise determined to have become ineligible for inclusion in the Index, the security is removed from the Index and is replaced. It will be replaced with the security that meets the Eligibility Criteria with the highest current dividend yield as of the ...
TF Vanguard Small-Cap Index Fund
TF Vanguard Small-Cap Index Fund

... other than the Transamerica Stable Value investment choice(s), is subject to market risk. Principal value and investment return will fluctuate, so that an investor's shares, when redeemed, may be worth more or less than the original investment. Current performance may be lower or higher than the per ...
USINAS SIDERÚRGICAS DE MINAS GERAIS S.A.
USINAS SIDERÚRGICAS DE MINAS GERAIS S.A.

... voting stock and 17.4% of the total of the competitor Usiminas, had already deposited in court their part of the capitalization of R$ 178.8 million. The company, however, awaits trial to try to cancel the transaction and Usiminas is not entitled to the amount until the merits of the suit be decided. ...
City Deposits and Investments
City Deposits and Investments

... Different funds would not be eligible for separate FDIC insurance coverage simply because the funds are kept in separate accounts. Thus, if a city has a special account for its municipal liquor store, an account for the police department, and an account for the general fund, these accounts would be ...
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... deposited with, and registered in the name of, a common depositary for Euroclear Bank SA/NV (“Euroclear”) and Clearstream Banking, société anonyme (“Clearstream”), or a nominee of such common depositary. Ownership of interests in the global notes will be limited to persons that have accounts with Eu ...
The Round-the-Clock Market for US Treasury Securities
The Round-the-Clock Market for US Treasury Securities

... Among their responsibilities, primary dealers are expected to participate meaningfully at auction, make reasonably good markets in their trading relationships with the Federal Reserve Bank of New York’s trading desk, and supply market information to the Fed. Formerly, primary dealers were also requi ...
Invesco Diversified Dividend Ret Opt
Invesco Diversified Dividend Ret Opt

... other than the Transamerica Stable Value investment choice(s), is subject to market risk. Principal value and investment return will fluctuate, so that an investor's shares, when redeemed, may be worth more or less than the original investment. Current performance may be lower or higher than the per ...
Western Asset Premier Bond Fund Recommends
Western Asset Premier Bond Fund Recommends

... release. Upon commencement, if any, of a tender offer the fund would file with the Securities and Exchange Commission a tender offer statement on Schedule TO and related exhibits, including an offer to purchase, a related letter of transmittal and other related documents, and the tender offer docume ...
securities and exchange commission - corporate
securities and exchange commission - corporate

... current expectations and views of future events and developments. Risks and uncertainties include: AMF’s regulation of the Offer, including the unclaimed funds from the Squeeze-Out, and the process to close the ISIN codes for the Alcatel-Lucent securities, as well as other risk factors listed from t ...
Philippine Bond Market Guide
Philippine Bond Market Guide

... International Experts for their contribution to provide information from their own market guides, as well as their valuable expertise. Because of their cooperation and contribution, the ADB Team started the research on solid ground. Last, but not least, the ADB Team would like to thank all the inter ...
payments and securities clearance and settlement systems in
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... A key component of the CISPI is the International Advisory Council (IAC), which is comprised of representatives of international and national institutions with experience in the field of payments and securities systems. In addition to representatives from the World Bank, this council includes member ...
MICROSOFT CORP (Form: 424B2, Received: 01/31/2017 16:20:44)
MICROSOFT CORP (Form: 424B2, Received: 01/31/2017 16:20:44)

... supplement or the accompanying prospectus is accurate or complete. Any representation to the contrary is a criminal offense. The notes will not be listed on any securities exchange. Currently, there are no public trading markets for the notes. We expect to deliver the notes to investors through the ...
Notice to the Shareholders
Notice to the Shareholders

... Voluntary Conversion (the "Conversion Date"). The issued common shares may be traded by their holders on BM&FBOVESPA starting on the business day following the Conversion Date. The common shares issued as a result of Voluntary Conversion will be entitled to full payment of dividends and/or interest ...
Investing in Exchange Traded Funds (ETFs):
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... average MER on a broadly based Canadian or U.S. mutual fund actively managed by a Canadian based investment firm is 2.72%. In contrast, the MER on iUnits on the S&P/TSX 60 Index is only 0.17% and the MER on SPYDRs is only 0.10%. • More tax efficient than actively managed investments. Capital gains d ...
FORM 8-K - Investors
FORM 8-K - Investors

... Corp. As of March 31, 2005, the end of IHOP’s first quarter, there were 1,198 IHOP restaurants in 48 states and Canada. IHOP Corp. common stock is listed and traded on the NYSE under the symbol “IHP.” For more information, call the Company’s headquarters at (818) 240-6055 or visit the Company’s Webs ...
Is a Limited Partnership Interest a Security
Is a Limited Partnership Interest a Security

... With the expanded marketing of this type of investment, the need for regulation to protect investors is clear.' Regulation is provided in California by the California Corporate Securities Law of 19686 and the California Real Estate Syndicate Act.7 The Securities Act of 19338 also governs the issuanc ...
The Asset-Backed Securities Markets, the Crisis
The Asset-Backed Securities Markets, the Crisis

... difficulty to evaluate these structured finance products, most ABS bonds were rated. Not only that, but many of these products were highly rated. For example, more than half of the structured finance securities rated by Moody’s (one of the top rating agencies) carried AAA rating, the highest possibl ...
Investment Policy - Hindu Temple Society of Augusta
Investment Policy - Hindu Temple Society of Augusta

... The Investment Records should be maintained for the life and should be handed over to the successors, as appropriate. The above policy has been reviewed and approved by Hindu Temple Society of Augusta Board of Trustees on December 31, 2003. Signed by Chairman, Board of Trustees………………………………………… ...
Computershare Limited Securities Trading Policy
Computershare Limited Securities Trading Policy

... Computershare Person. For example, if an entity controlled by, or an immediate family member of, a Computershare Person acquires Securities for the Computershare Person while the Computershare Person holds Inside Information in relation to those Securities, then the Computershare Person may have con ...
Endowment Investment Policy
Endowment Investment Policy

... advisor(s) without discretion (brokers) are expected to prudently diversify the investments of the Endowment fund consistent with the Endowment Fund's guidelines, thus minimizing the risk of large losses. D. In order to meet the financial objective stated above, the primary long-term investment obje ...
Repurchase agreements and the law
Repurchase agreements and the law

... commercial  mortage  REIT,  took  market  participants  by  surprise,  creating  a   disturbance  in  the  repo  market  (Schroeder  2002,  568).    Against  the  expectations  of   the  market,  the  court  ruled  that  the  repo    Cr ...
Prudential Requirements Consultation Paper
Prudential Requirements Consultation Paper

... economic growth should also encourage private enterprises in the industrial, agricultural and service sectors to raise capital in the public markets via issues of shares and corporate bonds on the Jamaica Stock Exchange. This will provide greater opportunities for generating fee income from traditio ...
Key Mechanics of Tri-Party Repo Markets
Key Mechanics of Tri-Party Repo Markets

... Note that adding up the size of the two segments of the bilateral repo market would double count interdealer activity, since one dealer is borrowing and another is lending. The available data do not allow us to separate that activity. ...
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Security (finance)

A security is a tradable financial asset. It is commonly used to mean any form of financial instrument, but the legal definition of a ""security"" varies by legal and regulatory jurisdiction. In some jurisdictions the term specifically excludes financial instruments other than equities and fixed income instruments. In some jurisdictions it includes some instruments that are close to equities and fixed income, e.g. equity warrants. In some countries and/or languages the term ""security"" is commonly used in day-to-day parlance to mean any form of financial instrument, even though the underlying legal and regulatory regime may not have such a broad definition.In the United Kingdom, the national competent authority for financial markets regulation is the Financial Conduct Authority: the definition in its Handbook of the term ""security"" applies only to equities, debentures, alternative debentures, government and public securities, warrants, certificates representing certain securities, units, stakeholder pension schemes, personal pension schemes, rights to or interests in investments, and anything that may be admitted to the Official List.In the USA, a security is a tradable financial asset of any kind. Securities are broadly categorized into: debt securities, (e.g., banknotes, bonds and debentures) equity securities, (e.g., common stocks) derivatives, (e.g., forwards, futures, options and swaps).The company or other entity issuing the security is called the issuer. A country's regulatory structure determines what qualifies as a security. For example, private investment pools may have some features of securities, but they may not be registered or regulated as such if they meet various restrictions.Securities may be represented by a certificate or, more typically, ""non-certificated"", that is in electronic (dematerialized) or ""book entry"" only form. Certificates may be bearer, meaning they entitle the holder to rights under the security merely by holding the security, or registered, meaning they entitle the holder to rights only if he or she appears on a security register maintained by the issuer or an intermediary. They include shares of corporate stock or mutual funds, bonds issued by corporations or governmental agencies, stock options or other options, limited partnership units, and various other formal investment instruments that are negotiable and fungible.
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