Vanguard Fixed Income Securities Funds Statement of Additional
... With respect to 75% of its total assets, each Fund may not (1) purchase more than 10% of the outstanding voting securities of any one issuer or (2) purchase securities of any issuer if, as a result, more than 5% of the Fund’s total assets would be invested in that issuer’s securities. This limitati ...
... With respect to 75% of its total assets, each Fund may not (1) purchase more than 10% of the outstanding voting securities of any one issuer or (2) purchase securities of any issuer if, as a result, more than 5% of the Fund’s total assets would be invested in that issuer’s securities. This limitati ...
The Impact of Collateral
... found the lack of industry-wide standards for collateral messaging and data was a pain point for a quarter of respondents due to the operational risk and cost of manual intervention that is required to deal with emailbased interactions. The lack of standards in messaging and reporting drags on the i ...
... found the lack of industry-wide standards for collateral messaging and data was a pain point for a quarter of respondents due to the operational risk and cost of manual intervention that is required to deal with emailbased interactions. The lack of standards in messaging and reporting drags on the i ...
ACT 3216 ADVANCED FINANCIAL ACCOUNTING 1
... Also known as founder’s shares. Normally issued to founders/ promoter The rights to dividend and return of capital come after right of ordinary shareholder ...
... Also known as founder’s shares. Normally issued to founders/ promoter The rights to dividend and return of capital come after right of ordinary shareholder ...
DOC - Town Sports International Holdings, Inc.
... Acquired Indebtedness incurred or anticipated to be incurred in connection with or in respect of such transaction), the Company or such Surviving Entity, as the case may be, shall be able to incur at least $1.00 of additional Indebtedness (other than Permitted Indebtedness) pursuant to Section 4.9; ...
... Acquired Indebtedness incurred or anticipated to be incurred in connection with or in respect of such transaction), the Company or such Surviving Entity, as the case may be, shall be able to incur at least $1.00 of additional Indebtedness (other than Permitted Indebtedness) pursuant to Section 4.9; ...
Portfolio rebalancing is the process of bringing the different asset
... Portfolios are adjusted if and when a particular asset class deviates from its target allocation by more than a certain amount—say plus or minus five percentage points. So if, for example, the target for large-cap stocks was 60%, but a market rise caused that share to climb above 65%, stocks would ...
... Portfolios are adjusted if and when a particular asset class deviates from its target allocation by more than a certain amount—say plus or minus five percentage points. So if, for example, the target for large-cap stocks was 60%, but a market rise caused that share to climb above 65%, stocks would ...
broker dealer models - North American Securities Administrators
... raising money for small or start up businesses Required limited start up capital Agents can make large amounts of money in a short period of time ...
... raising money for small or start up businesses Required limited start up capital Agents can make large amounts of money in a short period of time ...
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the
... shareholders vote on its Plan to split GM’s common stock into two classes. Greenlight’s Director nominees are: Leo Hindery, Jr.: Managing Partner of InterMedia Partners, and former Chief Executive Officer of Tele-Communications, Inc. (TCI), Liberty Media and AT&T Broadband. Vinit Sethi: Partner ...
... shareholders vote on its Plan to split GM’s common stock into two classes. Greenlight’s Director nominees are: Leo Hindery, Jr.: Managing Partner of InterMedia Partners, and former Chief Executive Officer of Tele-Communications, Inc. (TCI), Liberty Media and AT&T Broadband. Vinit Sethi: Partner ...
SunAmerica Dynamic Allocation Portfolio Summary
... and short-term investments (the “Overlay Component”). The Fund-of-Funds Component will allocate approximately 50% to 80% of its assets to Underlying Portfolios investing primarily in equity securities and 20% to 50% of its assets to Underlying Portfolios investing primarily in fixed income securitie ...
... and short-term investments (the “Overlay Component”). The Fund-of-Funds Component will allocate approximately 50% to 80% of its assets to Underlying Portfolios investing primarily in equity securities and 20% to 50% of its assets to Underlying Portfolios investing primarily in fixed income securitie ...
Securities Settlement Systems in Poland and the European Union
... A word to the Reader I would like to invite you to read this study, which has been prepared with the cooperation of three institutions, i.e. the National Bank of Poland, the National Depository for Securities (KDPW), and the Warsaw Stock Exchange. Each of those institutions plays a different but ex ...
... A word to the Reader I would like to invite you to read this study, which has been prepared with the cooperation of three institutions, i.e. the National Bank of Poland, the National Depository for Securities (KDPW), and the Warsaw Stock Exchange. Each of those institutions plays a different but ex ...
ROADRUNNER TRANSPORTATION SYSTEMS - corporate
... Gain New Customers. We continue to expand our customer base, and we will continue to pursue increased market share in the TL, LTL, and TMS markets. Our expansive geographic reach, increased with our recent acquisition of Stagecoach Cartage and Distribution and our acquisitions of Rich Logistics, Uni ...
... Gain New Customers. We continue to expand our customer base, and we will continue to pursue increased market share in the TL, LTL, and TMS markets. Our expansive geographic reach, increased with our recent acquisition of Stagecoach Cartage and Distribution and our acquisitions of Rich Logistics, Uni ...
Form ADV Part 2A Nuveen Asset Management, LLC 333 West
... Clients should carefully review the Funds’ prospectuses or other offering documents for more detailed information regarding a Fund to which NAM provides investment services. In the absence of a formalized advisory arrangement, investors in Nuveen Funds advised or subadvised by NAM will not be advis ...
... Clients should carefully review the Funds’ prospectuses or other offering documents for more detailed information regarding a Fund to which NAM provides investment services. In the absence of a formalized advisory arrangement, investors in Nuveen Funds advised or subadvised by NAM will not be advis ...
Review of Securities Law - Ministry of Business, Innovation and
... nature of the investment and the key risks associated with it. The second will provide additional disclosures necessary for an investor to make their decision. We consider that there may be a case for prescribing the length of PDSs for simpler financial products. Both the long and short form PDS wil ...
... nature of the investment and the key risks associated with it. The second will provide additional disclosures necessary for an investor to make their decision. We consider that there may be a case for prescribing the length of PDSs for simpler financial products. Both the long and short form PDS wil ...
Jubilant LifesciencesJULS.NS JOL IN
... JOL started domestic formulation sales in FY15, with a field force of 200+. We are not factoring in any material upside from the business at this stage. We expect the business to take more than three years to scale up. Lifescience ingredients- Pricing assumed stable at current levels; assume increas ...
... JOL started domestic formulation sales in FY15, with a field force of 200+. We are not factoring in any material upside from the business at this stage. We expect the business to take more than three years to scale up. Lifescience ingredients- Pricing assumed stable at current levels; assume increas ...
Success of EDF Energies Nouvelles` Initial Public Offering Offering
... EDF EN, which in 2005 recorded revenues of €336.2 million and EBITDA of €62.3 million, has adopted an integrated approach unequalled in its sector, across the entire value chain and including project development, construction, electricity generation and operations and maintenance. In addition, the G ...
... EDF EN, which in 2005 recorded revenues of €336.2 million and EBITDA of €62.3 million, has adopted an integrated approach unequalled in its sector, across the entire value chain and including project development, construction, electricity generation and operations and maintenance. In addition, the G ...
MPF Scheme Series S800
... 7. The Principal MPF Conservative Fund under this Scheme is not a guaranteed fund and does not guarantee the repayment of capital. Fees and charges of a MPF conservative fund can be deducted from either (i) the assets of the fund or (ii) members’ account by way of unit deduction. This Fund uses met ...
... 7. The Principal MPF Conservative Fund under this Scheme is not a guaranteed fund and does not guarantee the repayment of capital. Fees and charges of a MPF conservative fund can be deducted from either (i) the assets of the fund or (ii) members’ account by way of unit deduction. This Fund uses met ...
NBER WORKING PAPER SERIES Kristin J. Forbes Working Paper 13908
... securities and U.S. resident custodians that manage the safekeeping of U.S. securities for foreign resident entities). 7 The USG data provides information on the stock of foreign holdings of U.S. equities and debt securities (both short- and long-term), and also includes reserves held by foreign off ...
... securities and U.S. resident custodians that manage the safekeeping of U.S. securities for foreign resident entities). 7 The USG data provides information on the stock of foreign holdings of U.S. equities and debt securities (both short- and long-term), and also includes reserves held by foreign off ...
Victory Capital Management Inc ADV Part 2A
... vehicles are made at the fund level. Thus, investment decisions that are made for separate accounts may vary from one client to another, whereas decisions made at the fund level will affect all fund investors. Direct Investment Advisory Services to Separate Accounts A client with a separate account ...
... vehicles are made at the fund level. Thus, investment decisions that are made for separate accounts may vary from one client to another, whereas decisions made at the fund level will affect all fund investors. Direct Investment Advisory Services to Separate Accounts A client with a separate account ...
Who We Are and What We Do
... levy income which is our major source of revenue, lifted total revenue to $551 million. This was an increase of 63% or $213 million from the previous year. Nevertheless, we have not slackened in cost controls. Total operating expenditure after depreciation edged up by 7% to $426 million, mainly beca ...
... levy income which is our major source of revenue, lifted total revenue to $551 million. This was an increase of 63% or $213 million from the previous year. Nevertheless, we have not slackened in cost controls. Total operating expenditure after depreciation edged up by 7% to $426 million, mainly beca ...
atb financial medium term notes/bonds bearer
... immediately preceding the dates fixed for payment of interest or principal. ...
... immediately preceding the dates fixed for payment of interest or principal. ...
united states securities and exchange commission - corporate
... previously announced separation transaction which will create two publicly traded companies: a broadcasting and digital company named TEGNA and new Gannett, which will retain the name Gannett Co., Inc. and will include its publishing properties and affiliated digital assets. Under the terms of the t ...
... previously announced separation transaction which will create two publicly traded companies: a broadcasting and digital company named TEGNA and new Gannett, which will retain the name Gannett Co., Inc. and will include its publishing properties and affiliated digital assets. Under the terms of the t ...
THU VI?N PHÁP LU?T
... 1. Forms of public offering of securities include the first-time public offering of securities, additional offering of shares or rights to buy shares to the public, and other forms. 2. The Government shall specify the forms of public offering of securities. Article 12.- Conditions for public offeri ...
... 1. Forms of public offering of securities include the first-time public offering of securities, additional offering of shares or rights to buy shares to the public, and other forms. 2. The Government shall specify the forms of public offering of securities. Article 12.- Conditions for public offeri ...
united states securities and exchange commission - corporate
... name this Note (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Company, notice whereof shall be given to Holders of Notes of this series not less than 10 days prior to such Special R ...
... name this Note (or one or more Predecessor Securities) is registered at the close of business on a Special Record Date for the payment of such Defaulted Interest to be fixed by the Company, notice whereof shall be given to Holders of Notes of this series not less than 10 days prior to such Special R ...
OUTPERFORM Chularat Hospital
... Revenue from social welfare has minimal risk, while revenue from cash patients has growth potential Expansion projects to boost earnings by 25% in 2015F, 22% in 2016F and 23% in 2017F OUTPERFORM with DCF-based TP of Bt2.4/sh, implying 32x FY16 and 26x FY17 P/E. The only hospital to focus on growing ...
... Revenue from social welfare has minimal risk, while revenue from cash patients has growth potential Expansion projects to boost earnings by 25% in 2015F, 22% in 2016F and 23% in 2017F OUTPERFORM with DCF-based TP of Bt2.4/sh, implying 32x FY16 and 26x FY17 P/E. The only hospital to focus on growing ...