Broker-Dealer Trading Activities
... assess the quality of competing markets to assure that order flow is directed to markets providing the most beneficial terms for their customers' orders. While in the past quote-based executions in OTC securities were generally recognized as satisfying best executions obligations, the development of ...
... assess the quality of competing markets to assure that order flow is directed to markets providing the most beneficial terms for their customers' orders. While in the past quote-based executions in OTC securities were generally recognized as satisfying best executions obligations, the development of ...
EN EN Results of in-depth reviews under Regulation (EU) No 1176
... price falls, the Dutch housing market seems to be recovering slowly. House price falls are decelerating. Property transactions seem to be recovering, albeit modestly. On the rental market, rent increases have become more pronounced than in recent years. Surcharges are being used to encourage tenants ...
... price falls, the Dutch housing market seems to be recovering slowly. House price falls are decelerating. Property transactions seem to be recovering, albeit modestly. On the rental market, rent increases have become more pronounced than in recent years. Surcharges are being used to encourage tenants ...
icma euro commercial paper committee
... The ICMA ECP Committee believes that in the event of a firm specific liquidity event, the likelihood is that balance sheets will contract. This does not imply a fire sale or forced sale of assets will be necessary; but rather that, as assets mature, the ability for desks to reinvest will be diminis ...
... The ICMA ECP Committee believes that in the event of a firm specific liquidity event, the likelihood is that balance sheets will contract. This does not imply a fire sale or forced sale of assets will be necessary; but rather that, as assets mature, the ability for desks to reinvest will be diminis ...
Fabozzi_Ch05_BMAS_7thEd
... so as to create leverage. The typical market used by portfolio managers to borrow funds using a security as collateral for a loan is the repurchase agreement (repo) market. When a portfolio manager wants to borrow funds via a repo agreement, a dealer provides the funds. The interest rate charged by ...
... so as to create leverage. The typical market used by portfolio managers to borrow funds using a security as collateral for a loan is the repurchase agreement (repo) market. When a portfolio manager wants to borrow funds via a repo agreement, a dealer provides the funds. The interest rate charged by ...
Asset Enhancement CPF INVESTMENT GUIDELINES (CPFIG
... If the custodian or sub-custodian holds cash deposits from CPFIS funds and does not place them with other financial institutions, the custodian or sub-custodian must fulfill the requirements in para 3.1 or para 3.1A. Otherwise, the custodian or sub-custodian may obtain a guarantee from a third-party ...
... If the custodian or sub-custodian holds cash deposits from CPFIS funds and does not place them with other financial institutions, the custodian or sub-custodian must fulfill the requirements in para 3.1 or para 3.1A. Otherwise, the custodian or sub-custodian may obtain a guarantee from a third-party ...
New rules for money market funds
... and accounts) may be including an MMF in their lineup that now becomes categorized as “retail.” These plans will need to make a switch. Plans ineligible for retail MMFs could switch to a government MMF, institutional MMF, or another capital preservation alternative. Those considering institutional M ...
... and accounts) may be including an MMF in their lineup that now becomes categorized as “retail.” These plans will need to make a switch. Plans ineligible for retail MMFs could switch to a government MMF, institutional MMF, or another capital preservation alternative. Those considering institutional M ...
CHAPTER 7
... On 31 May 2003 the following information appeared in the books of Nessel and Rode: Balance of Accounts Receivable Control account$5478 Total of schedule of debtors$2896 Balance of Accounts Payable Control account$7368 Total of schedule of creditors$4034 Because the schedules and control account bala ...
... On 31 May 2003 the following information appeared in the books of Nessel and Rode: Balance of Accounts Receivable Control account$5478 Total of schedule of debtors$2896 Balance of Accounts Payable Control account$7368 Total of schedule of creditors$4034 Because the schedules and control account bala ...
Anti-money laundering and counter-terrorist financing seminar
... consideration of specific circumstances. Furthermore, it is not intended to cover all requirements that are applicable to you and your firm. Accordingly, it should not be regarded as a substitute for seeking detailed advice on any specific case from your own professional adviser. ...
... consideration of specific circumstances. Furthermore, it is not intended to cover all requirements that are applicable to you and your firm. Accordingly, it should not be regarded as a substitute for seeking detailed advice on any specific case from your own professional adviser. ...
Explain what is meant by the term structure of interest rates. Critically
... according to changes in the interest rates and therefore the higher the risk of potential losses. Moreover, the buyer of a long‐term bond will require compensation for the risks he undergoes when purchasing long‐term bonds instead of short‐term bonds. The key assumption in this theory is that ...
... according to changes in the interest rates and therefore the higher the risk of potential losses. Moreover, the buyer of a long‐term bond will require compensation for the risks he undergoes when purchasing long‐term bonds instead of short‐term bonds. The key assumption in this theory is that ...
Capital Budgeting for Small Businesses
... be sufficient to repay the debt, but also occur when repayments are due. A debt-financed project that has a positive NPV but whose cash flows do not coincide with the debt payment schedule should be rejected by the rational entrepreneur because a project that results in a firm defaulting on its obli ...
... be sufficient to repay the debt, but also occur when repayments are due. A debt-financed project that has a positive NPV but whose cash flows do not coincide with the debt payment schedule should be rejected by the rational entrepreneur because a project that results in a firm defaulting on its obli ...
The Pull of Active Management - Market Strategies International
... Pressure is mounting on institutional investors to support their organizations with a balance of risk management and growth, fueling interest in asset classes with a higher return potential in addition to the more traditional areas of focus. Many institutional consultants are encouraging clients to ...
... Pressure is mounting on institutional investors to support their organizations with a balance of risk management and growth, fueling interest in asset classes with a higher return potential in addition to the more traditional areas of focus. Many institutional consultants are encouraging clients to ...
Full year 2008 preliminary results
... despite the ongoing global crisis. That reflects a) positive impact of wage indexation accounting for more than 50% of total working population income, b) positive impact from lower oil prices, and c) positive impact from declining cost of debt servicing Pricing trends on housing market have been re ...
... despite the ongoing global crisis. That reflects a) positive impact of wage indexation accounting for more than 50% of total working population income, b) positive impact from lower oil prices, and c) positive impact from declining cost of debt servicing Pricing trends on housing market have been re ...
0000930413-11-003679 - Investor Relations
... liabilities, and reported amounts of revenues and expenses. Such estimates include the valuation of accounts receivable, goodwill, intangible assets, and other long-lived assets, as well as tax accruals and other liabilities. In addition, estimates are used in revenue recognition, income tax expense ...
... liabilities, and reported amounts of revenues and expenses. Such estimates include the valuation of accounts receivable, goodwill, intangible assets, and other long-lived assets, as well as tax accruals and other liabilities. In addition, estimates are used in revenue recognition, income tax expense ...
Information about Financial instruments
... Variable-interest investments can take different forms. For instance, some types of floaters place a limit on the interest rate fluctuation range. There are two basic models: floating rate notes with a minimum interest rate (or floor) and those with a maximum interest rate (cap). Floor floaters are ...
... Variable-interest investments can take different forms. For instance, some types of floaters place a limit on the interest rate fluctuation range. There are two basic models: floating rate notes with a minimum interest rate (or floor) and those with a maximum interest rate (cap). Floor floaters are ...
Document
... Bad Debts Expense is reported as a part of selling and administration expense in the income statement. Thus, it is hard to determine the exact amount. ...
... Bad Debts Expense is reported as a part of selling and administration expense in the income statement. Thus, it is hard to determine the exact amount. ...
Amlak International for Real Estate Finance Company
... the Company’s share of losses in a JV equals or exceeds its interest in the JV, including any other unsecured receivables, the Company does not recognise further losses, unless it has incurred obligations or made payments on behalf of the JV. Unrealised gains on transactions between the Company and ...
... the Company’s share of losses in a JV equals or exceeds its interest in the JV, including any other unsecured receivables, the Company does not recognise further losses, unless it has incurred obligations or made payments on behalf of the JV. Unrealised gains on transactions between the Company and ...