First North Price List
... The annual fee payable by an Issuer is calculated on the basis of the market value of the shares traded. The market value of shares is calculated as the arithmetic average of the market values obtained by multiplying the number of shares by the closing prices for all trading days of the previous cal ...
... The annual fee payable by an Issuer is calculated on the basis of the market value of the shares traded. The market value of shares is calculated as the arithmetic average of the market values obtained by multiplying the number of shares by the closing prices for all trading days of the previous cal ...
securities offerings on the internet
... Another reason the Web has not fulfilled its promise as a capital-raising vehicle involves the legitimacy of the Internet-based investment bankers themselves who, despite their limited involvement with businesses that hope to sell securities online, must overcome concerns that are common to new enti ...
... Another reason the Web has not fulfilled its promise as a capital-raising vehicle involves the legitimacy of the Internet-based investment bankers themselves who, despite their limited involvement with businesses that hope to sell securities online, must overcome concerns that are common to new enti ...
Business 7e - Pride, Hughes, Kapor
... – An individual, sometimes called a stockbroker or registered representative, who buys and sells securities for clients ...
... – An individual, sometimes called a stockbroker or registered representative, who buys and sells securities for clients ...
Chapter 1, Answer to Questions
... 7. Institutional investors are investment professionals who are paid to manage other people’s money. They are employed by financial institutions like banks and insurance companies, by nonfinancial businesses, and by individuals. Individual investors manage their own personal funds in order to meet t ...
... 7. Institutional investors are investment professionals who are paid to manage other people’s money. They are employed by financial institutions like banks and insurance companies, by nonfinancial businesses, and by individuals. Individual investors manage their own personal funds in order to meet t ...
The purpose of ASIC Corporations (Repeal) Instrument 2016/994 is
... money market or investment in securities. Offers to such persons are likely to fall under existing exceptions to the disclosure, securities hawking and debenture provisions in Chapters 6D and 2L, such as: (a) subsection 708(8), which provides an exception to the disclosure requirements in Chapter 6D ...
... money market or investment in securities. Offers to such persons are likely to fall under existing exceptions to the disclosure, securities hawking and debenture provisions in Chapters 6D and 2L, such as: (a) subsection 708(8), which provides an exception to the disclosure requirements in Chapter 6D ...
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
... Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject c ...
... Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject c ...
Filed by Time Warner Inc. Pursuant to Rule 425 under the Securities
... Commission File No. for Registration Statement on Form S-4 filed by AT&T Inc.: 333-214712 Important Information No Offer or Solicitation This communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any ju ...
... Commission File No. for Registration Statement on Form S-4 filed by AT&T Inc.: 333-214712 Important Information No Offer or Solicitation This communication shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any ju ...
Individually managed funds - The Community Foundation of Greater
... Excluding assets not traded in the public markets (i.e. alternative strategies, limited partnerships, limited liability companies or commingled funds), assets selected for the Foundation must have an ascertainable market valuation at least monthly and must be readily marketable. In the case where al ...
... Excluding assets not traded in the public markets (i.e. alternative strategies, limited partnerships, limited liability companies or commingled funds), assets selected for the Foundation must have an ascertainable market valuation at least monthly and must be readily marketable. In the case where al ...
Customer Account Statement Rule Changes: What You Need to Know
... securities exchange, are generally illiquid, and even if you are able to sell the securities, the price received may be less than the per share estimated value provided on the account statement.” ...
... securities exchange, are generally illiquid, and even if you are able to sell the securities, the price received may be less than the per share estimated value provided on the account statement.” ...
index methodology
... Inclusions: All security types present in the Northern Trust US Corporate Bond Index will be eligible for inclusion in the Northern Trust Investment Grade US Long Corporate Bond Index unless denoted in the exclusions category below Exclusions: Floating rate notes, 144A securities without registratio ...
... Inclusions: All security types present in the Northern Trust US Corporate Bond Index will be eligible for inclusion in the Northern Trust Investment Grade US Long Corporate Bond Index unless denoted in the exclusions category below Exclusions: Floating rate notes, 144A securities without registratio ...
medical properties trust, inc. mpt operating - corporate
... announced that MEDIAN Kliniken Group has received regulatory approvals from the German antitrust authorities to complete its sale to affiliates of Waterland Private Equity and MPT, and has closed the sale as of December 15. The parties initially expected the approval would not be received until some ...
... announced that MEDIAN Kliniken Group has received regulatory approvals from the German antitrust authorities to complete its sale to affiliates of Waterland Private Equity and MPT, and has closed the sale as of December 15. The parties initially expected the approval would not be received until some ...
JBWere SMA Growth Portfolio
... The Portfolio selects shares in companies that JBWere believes have the potential to deliver an improving return profile above the general market. Reflecting the nature and focus on delivering growth, the Portfolio is likely to have a greater component of capital ...
... The Portfolio selects shares in companies that JBWere believes have the potential to deliver an improving return profile above the general market. Reflecting the nature and focus on delivering growth, the Portfolio is likely to have a greater component of capital ...
TAN RANGE EXPLORATION CORP (Form: 6-K
... For further information, please contact Investor Relations at 1-800-811-3855 Visit the Tan Range website: www.tanrange.com The Toronto Stock Exchange has not reviewed and does not accept responsibility for the adequacy or accuracy of this release ...
... For further information, please contact Investor Relations at 1-800-811-3855 Visit the Tan Range website: www.tanrange.com The Toronto Stock Exchange has not reviewed and does not accept responsibility for the adequacy or accuracy of this release ...
ADDITIONAL RISK OF TRADING IN RENMINBI (RMB) SECURITIES
... into Hong Kong dollars or other currencies or vice versa at any specific time, and conversion will be subject to conversion costs. In addition, the value of RMB against Hong Kong dollars or other foreign currencies may be affected by a wide range of factors. There is no guarantee that RMB will not d ...
... into Hong Kong dollars or other currencies or vice versa at any specific time, and conversion will be subject to conversion costs. In addition, the value of RMB against Hong Kong dollars or other foreign currencies may be affected by a wide range of factors. There is no guarantee that RMB will not d ...
“Mini-Tender” Offer
... documentation. The TRC Capital mini-tender offer is also not related to Thomson Reuters own previously announced plans to repurchase up to US$1 billion of its shares by the end of 2015, which is being effected through the Toronto Stock Exchange’s normal course issuer bid rules. TRC Capital has made ...
... documentation. The TRC Capital mini-tender offer is also not related to Thomson Reuters own previously announced plans to repurchase up to US$1 billion of its shares by the end of 2015, which is being effected through the Toronto Stock Exchange’s normal course issuer bid rules. TRC Capital has made ...
WORD
... 5. Where the conditions under subparagraph 6 of the preceding point exist: When the aggregate dollar amount of transaction failures reported in a single day has been less than NT$10 million for each of the previous 6 business days and the figures for both long margin positions and open interest on ...
... 5. Where the conditions under subparagraph 6 of the preceding point exist: When the aggregate dollar amount of transaction failures reported in a single day has been less than NT$10 million for each of the previous 6 business days and the figures for both long margin positions and open interest on ...
Securitisation-Markets
... Ginnie Maes are securities issued by private lenders mainly mortgage bankers, under the auspices of the Government National Mortgage Association, a US government corporation. The GNMA (hence the name Ginnie Mae) was split off from Fannie Mae in 1968, and is intended to promote home ownership among f ...
... Ginnie Maes are securities issued by private lenders mainly mortgage bankers, under the auspices of the Government National Mortgage Association, a US government corporation. The GNMA (hence the name Ginnie Mae) was split off from Fannie Mae in 1968, and is intended to promote home ownership among f ...
Testimony Of James Goulka Managing Director Arizona Technology
... from their friends and families and have to turn to outside investors. In some situations grants, such as SBIR funding from federal agencies or Innovation Challenge Grants from the Arizona Commerce Authority provide important early capital to these businesses. For capital beyond these sources, found ...
... from their friends and families and have to turn to outside investors. In some situations grants, such as SBIR funding from federal agencies or Innovation Challenge Grants from the Arizona Commerce Authority provide important early capital to these businesses. For capital beyond these sources, found ...
Richmond ETF update
... The ETF attributes section on the first page contains a number of metrics that professional investors use to value individual securities against a market or index average. These metrics can also be used to value and compare funds to the market by taking the average of all the securities held in the ...
... The ETF attributes section on the first page contains a number of metrics that professional investors use to value individual securities against a market or index average. These metrics can also be used to value and compare funds to the market by taking the average of all the securities held in the ...
primary dealership in ghana
... Multiple-price Auction – A competitive auction whereby securities are sold at the highest price / lowest yield and each successful bidder pays the price that was bid. Notional Bond Holding Limit – The minimum amount a PD is required for trading in GoG securities. Primary Dealer - Any entity duly lic ...
... Multiple-price Auction – A competitive auction whereby securities are sold at the highest price / lowest yield and each successful bidder pays the price that was bid. Notional Bond Holding Limit – The minimum amount a PD is required for trading in GoG securities. Primary Dealer - Any entity duly lic ...
No Slide Title
... This document is intended for the sole use of the person to whom it is addressed. It must not be transmitted further without the written permission of CA IB International Markets Limited or one of its associated companies (together and individually referred to as “CA IB”). This document is provided ...
... This document is intended for the sole use of the person to whom it is addressed. It must not be transmitted further without the written permission of CA IB International Markets Limited or one of its associated companies (together and individually referred to as “CA IB”). This document is provided ...
Filed by Time Warner Inc. Pursuant to Rule 425 under the Securities
... price is below the AT&T deal price so it seems like a good opportunity to buy. Thanks. ...
... price is below the AT&T deal price so it seems like a good opportunity to buy. Thanks. ...
Wells Real Estate Investment Trust, Inc.
... (ii) that the proxy statement relating to the transaction violates Section 14(A), including Rule 14a-9 thereunder, and Section 20(A) of the Securities Exchange Act of 1934, based upon, allegations that the proxy statement contains false and misleading statements or omits to state material facts rela ...
... (ii) that the proxy statement relating to the transaction violates Section 14(A), including Rule 14a-9 thereunder, and Section 20(A) of the Securities Exchange Act of 1934, based upon, allegations that the proxy statement contains false and misleading statements or omits to state material facts rela ...
ICICI-Prudential-Fixed-Maturity-Plan-Series 73
... 2. In case instruments/securities as indicated above are not available, taking into account risk - reward analysis of such instruments/securities, the Scheme may invest in Certificate of Deposits (CDs) having highest ratings/Commercial Papers (CPs) with highest short term ratings of A1+/Bank FDs/CBL ...
... 2. In case instruments/securities as indicated above are not available, taking into account risk - reward analysis of such instruments/securities, the Scheme may invest in Certificate of Deposits (CDs) having highest ratings/Commercial Papers (CPs) with highest short term ratings of A1+/Bank FDs/CBL ...
MANSFIELD TOWNSHIP BURLINGTON COUNTY RESOLUTION
... time of interest rate adjustment, to have a market value that approximates their par value; or utilize an index that does not support a stable net asset value; and ...
... time of interest rate adjustment, to have a market value that approximates their par value; or utilize an index that does not support a stable net asset value; and ...