• Study Resource
  • Explore Categories
    • Arts & Humanities
    • Business
    • Engineering & Technology
    • Foreign Language
    • History
    • Math
    • Science
    • Social Science

    Top subcategories

    • Advanced Math
    • Algebra
    • Basic Math
    • Calculus
    • Geometry
    • Linear Algebra
    • Pre-Algebra
    • Pre-Calculus
    • Statistics And Probability
    • Trigonometry
    • other →

    Top subcategories

    • Astronomy
    • Astrophysics
    • Biology
    • Chemistry
    • Earth Science
    • Environmental Science
    • Health Science
    • Physics
    • other →

    Top subcategories

    • Anthropology
    • Law
    • Political Science
    • Psychology
    • Sociology
    • other →

    Top subcategories

    • Accounting
    • Economics
    • Finance
    • Management
    • other →

    Top subcategories

    • Aerospace Engineering
    • Bioengineering
    • Chemical Engineering
    • Civil Engineering
    • Computer Science
    • Electrical Engineering
    • Industrial Engineering
    • Mechanical Engineering
    • Web Design
    • other →

    Top subcategories

    • Architecture
    • Communications
    • English
    • Gender Studies
    • Music
    • Performing Arts
    • Philosophy
    • Religious Studies
    • Writing
    • other →

    Top subcategories

    • Ancient History
    • European History
    • US History
    • World History
    • other →

    Top subcategories

    • Croatian
    • Czech
    • Finnish
    • Greek
    • Hindi
    • Japanese
    • Korean
    • Persian
    • Swedish
    • Turkish
    • other →
 
Profile Documents Logout
Upload
NEW BOND ISSUE 5% €25000000 Tumas Investments plc Bonds
NEW BOND ISSUE 5% €25000000 Tumas Investments plc Bonds

... given in good faith at this date and may be subject to change without notice. This information is not intended to constitute an offer or agreement to buy or sell investments. The investments referred to in this document may not be suitable or appropriate for every investor. No liability is accepted ...
term sheet for series a preferred stock
term sheet for series a preferred stock

... are outstanding, the Company shall not, without the written consent of the holders of at least fifty percent (50%) of the Company's Series A Preferred, either directly or by amendment, merger, consolidation or otherwise: (i) liquidate, dissolve or wind-up the affairs of the Company, or effect any De ...
Stock Underwriting
Stock Underwriting

... •Communications only proceed before the preparations for the offering •After IPO ,SEC prohibit distribution of any written sales literature about the offering •After quiet period , SEC prohibit the company or the under writer distribution news stories on the pending offering •The trading practices r ...
Next Day Disclosure Returns
Next Day Disclosure Returns

... multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convert ...
CHAPTER 12
CHAPTER 12

... (2) Assume the market price of the Bartlett Corporation common shares rises by $1 to the original price American Capital paid for the investment, and the shares are sold on February 13. Assume that investment in Bartlett common shares have always been classified as trading securities. ...
How can I sell my Share Certificates? - Trop-X
How can I sell my Share Certificates? - Trop-X

... In most cases when companies sell you their shares, they will issue you with a certificate that represents your ownership in that company. As a shareholder you can go on to sell your shares in one of two ways: Firstly you can search for someone who is willing to buy the shares from you (normally a f ...
Asset-Backed Securities and Companies in Mortgage
Asset-Backed Securities and Companies in Mortgage

... register their securities under the Securities Act. The SEC also is asking for comment on the management activities of ABS issuers under Rule 3a-7, and whether it should modify the rule’s conditions addressing the acquisition and disposition of eligible assets. Investment Company Act Status of Compa ...
Interglobe Aviation (Indigo)
Interglobe Aviation (Indigo)

... Indigo is the market leader among passenger airlines with 37.4% market share of domestic passenger volumes for August 2015. The company operates on a low-cost carrier business model. Indigo is focused primarily on the domestic Indian air travel market. The company is the seventh largest low-cost car ...
notice to warrantholders
notice to warrantholders

... dealings in foreign exchange and foreign currency deposits); and ...
Traditional Investment Alternatives (cont`d)
Traditional Investment Alternatives (cont`d)

... • Maximizing potential returns by assuming some risk ...
Manulife Financial Corporation announces Preferred Share issue
Manulife Financial Corporation announces Preferred Share issue

... Tier 1 capital for Manulife. Manulife has also granted the underwriters an option, exercisable in whole or in part at any time up to 48 hours prior to closing, to purchase up to an additional 2 million Series 23 Preferred Shares at the same offering price. The gross proceeds raised under the offerin ...
annual debt financing strategy
annual debt financing strategy

... Tradable SBSNs can be traded in the secondary market both in domestic and international market. The trading can be done through an exchange or over the counter (OTC). The Government also issues non-tradable SBSNs: a. SBSNs issued to specific institutional investors, especially public sector funds wh ...
Private Placement Financing
Private Placement Financing

... advisor or you are exempt from registration Bankers can not negotiate the terms of a direct purchase directly with a public  jurisdiction except if responding to an RFP or has an IRMA letter from issuer ...
Learning Goals
Learning Goals

... typology says something about the issues involved. ...
appendix 8a - Sau San Tong
appendix 8a - Sau San Tong

... multiple exercises of share options under the same share option scheme or of multiple conversions under the same convertible note must be aggregated and disclosed as one category. However, if the issues resulted from exercises of share options under 2 share option schemes or conversions of 2 convert ...
Format pdf
Format pdf

... on Eurolist by Euronext Paris and the start of trading to occur on the afternoon of December 2, 2005, and settlement and delivery of the shares to occur on December 6, 2005 ...
Frequently Asked Questions on Rajiv Gandhi Equity Savings
Frequently Asked Questions on Rajiv Gandhi Equity Savings

... ‘Deduction in respect of investment under an equity savings scheme’ to offer tax benefits to ‘New Retail Investors’ whose gross total income is less than or equal to Rs.10 Lakhs and who wish to invest up to Rs.50,000 in ‘Eligible Securities’. ...
TO THE COMISIÓN NACIONAL DEL MERCADO DE
TO THE COMISIÓN NACIONAL DEL MERCADO DE

... agreement signed on 8 June 2015 by Sacyr S.A. and MERLIN Properties Socimi S.A. ("MERLIN Properties") by which the latter will acquire a majority shareholding in the share capital of Testa Inmuebles en Renta, S.A. ("Testa") orchestrated in several phases, the 34,810,520 remaining shares of Testa own ...
File
File

... life insurance companies • Corporate bond market—Held by insurance companies, pension and retirement funds • Local and state government bonds—Primarily held for tax-exempt feature • Government securities—Held by commercial banks, the Fed, individual Americans/foreigners, and dealers ...
Y d iel Yield Series 1 can offer
Y d iel Yield Series 1 can offer

... number 246801. The PDS has been issued by UBS Investments Australia Pty Limited (ABN 79 002 585 677) (UBSIA) and arranged by UBS Securities Australia Limited (ABN 62 008 586 481, AFSL 231098). The Issuer and the Distribution Manager recommend that investors obtain a copy of the Product Disclosure St ...
companhia de bebidas das américas-ambev
companhia de bebidas das américas-ambev

... million. Although CADE has not made available up to now its written opinion, AmBev states the following: ...
Glossary of Money Market Terms
Glossary of Money Market Terms

... Limits set by treasury to the number of dealers allowed to carry out transactions, the value of the transactions they can execute and the number of people giving authorisation. More generally, limits can also be applied to the financial risk that a company or organisation is willing to bear. Limits ...
the mosaic company
the mosaic company

... Senior Notes. Each rating should be evaluated separately from any other rating. Stockholders, holders of the Senior Notes and others who are interested in additional detail about the restrictive covenants or other terms of the Indenture (including those covenants that have fallen away and those that ...
Main features of Regulatory Capital instruments
Main features of Regulatory Capital instruments

... Main features of Regulatory Capital instruments The regulatory capital instruments of Holiday Coast Credit Union Ltd (the Credit union) comprise of the following: Retained profits; Redeemed share capital account; Asset revaluation reserve; General reserve for credit losses; and Member investment sec ...
VIT Multi-Strategy Alternatives Portfolio
VIT Multi-Strategy Alternatives Portfolio

... are more volatile than bonds and subject to greater risks than equities. The Multi-Strategy Alternatives Portfolio invests primarily in affiliated variable insurance funds and mutual funds (“underlying funds”) that provide exposure to liquid alternatives strategies and real assets. The Portfolio may ...
< 1 ... 16 17 18 19 20 21 22 23 24 ... 44 >

Security (finance)

A security is a tradable financial asset. It is commonly used to mean any form of financial instrument, but the legal definition of a ""security"" varies by legal and regulatory jurisdiction. In some jurisdictions the term specifically excludes financial instruments other than equities and fixed income instruments. In some jurisdictions it includes some instruments that are close to equities and fixed income, e.g. equity warrants. In some countries and/or languages the term ""security"" is commonly used in day-to-day parlance to mean any form of financial instrument, even though the underlying legal and regulatory regime may not have such a broad definition.In the United Kingdom, the national competent authority for financial markets regulation is the Financial Conduct Authority: the definition in its Handbook of the term ""security"" applies only to equities, debentures, alternative debentures, government and public securities, warrants, certificates representing certain securities, units, stakeholder pension schemes, personal pension schemes, rights to or interests in investments, and anything that may be admitted to the Official List.In the USA, a security is a tradable financial asset of any kind. Securities are broadly categorized into: debt securities, (e.g., banknotes, bonds and debentures) equity securities, (e.g., common stocks) derivatives, (e.g., forwards, futures, options and swaps).The company or other entity issuing the security is called the issuer. A country's regulatory structure determines what qualifies as a security. For example, private investment pools may have some features of securities, but they may not be registered or regulated as such if they meet various restrictions.Securities may be represented by a certificate or, more typically, ""non-certificated"", that is in electronic (dematerialized) or ""book entry"" only form. Certificates may be bearer, meaning they entitle the holder to rights under the security merely by holding the security, or registered, meaning they entitle the holder to rights only if he or she appears on a security register maintained by the issuer or an intermediary. They include shares of corporate stock or mutual funds, bonds issued by corporations or governmental agencies, stock options or other options, limited partnership units, and various other formal investment instruments that are negotiable and fungible.
  • studyres.com © 2025
  • DMCA
  • Privacy
  • Terms
  • Report