China opens up the securities investment fund
... related to sectors subject to special market admission administrative measures are subject to record-filing administration instead of approval. To be more specific, the establishment of, and changes to, FIEs in the sectors categorized within the "restricted" category under the 2015 Catalogue as well ...
... related to sectors subject to special market admission administrative measures are subject to record-filing administration instead of approval. To be more specific, the establishment of, and changes to, FIEs in the sectors categorized within the "restricted" category under the 2015 Catalogue as well ...
subscription agreement for a Regulation D offering
... “Company”), is offering an aggregate of [NUMBER] shares of its common stock, par value $[AMOUNT] per share (the “Securities”) in a private placement. This offering is made pursuant to the Offering Memorandum, dated [DATE] [and any other relevant documents] (collectively, the “Offering Documents”), a ...
... “Company”), is offering an aggregate of [NUMBER] shares of its common stock, par value $[AMOUNT] per share (the “Securities”) in a private placement. This offering is made pursuant to the Offering Memorandum, dated [DATE] [and any other relevant documents] (collectively, the “Offering Documents”), a ...
Amendment No 3 dated August 10, 2016 to the Simplified Prospectus
... ee) On page 117, the following paragraph is added after the paragraph beginning with “The fund may use derivative consistent with its investment objective…” under “Investment strategies”: “The fund also uses derivatives to hedge the exposure of its investments denominated in foreign currencies attr ...
... ee) On page 117, the following paragraph is added after the paragraph beginning with “The fund may use derivative consistent with its investment objective…” under “Investment strategies”: “The fund also uses derivatives to hedge the exposure of its investments denominated in foreign currencies attr ...
The Structure and Performance of Securities Markets
... – Commit own capital in process of bringing sellers and buyers together – Expect to earn a profit by “buying low and selling high” – Take a risk on a change of price in the securities they own ...
... – Commit own capital in process of bringing sellers and buyers together – Expect to earn a profit by “buying low and selling high” – Take a risk on a change of price in the securities they own ...
financial institutions and markets
... Along with commercial banks, capital markets are an integral part of the financial systems in most capitalist economies, and their relative importance is constantly increasing. Countries around the world are making enormous efforts to enhance the competitiveness of their capital markets and investme ...
... Along with commercial banks, capital markets are an integral part of the financial systems in most capitalist economies, and their relative importance is constantly increasing. Countries around the world are making enormous efforts to enhance the competitiveness of their capital markets and investme ...
united states securities and exchange commission - corporate
... discovery and commercialization of human therapeutics. The Company currently employs approximately 2,000 worldwide. For more information, please visit www.cambrex.com . Forward-Looking Statements This news release may contain “forward-looking statements” within the meaning of the Private Securities ...
... discovery and commercialization of human therapeutics. The Company currently employs approximately 2,000 worldwide. For more information, please visit www.cambrex.com . Forward-Looking Statements This news release may contain “forward-looking statements” within the meaning of the Private Securities ...
dividend
... The dividend is at a rate of 100.222857% of the issued and paid-up capital. 3. Determining date (cum date): September 19, 2007 Ex date: September 20, 2007 Dividend distribution date: October 2, 2007 4. Rate of tax to be deducted at source: For those liable for deduction of tax at source, tax will be ...
... The dividend is at a rate of 100.222857% of the issued and paid-up capital. 3. Determining date (cum date): September 19, 2007 Ex date: September 20, 2007 Dividend distribution date: October 2, 2007 4. Rate of tax to be deducted at source: For those liable for deduction of tax at source, tax will be ...
ETFs: A Call for Greater Transparency and Consistent
... Introduction For more than twenty years, exchange traded funds (ETFs) have allowed investors—both individual and institutional—to gain access to a broad range of asset classes using a low cost, transparent investment vehicle that can be easily traded on an exchange. ETFs are investment products that ...
... Introduction For more than twenty years, exchange traded funds (ETFs) have allowed investors—both individual and institutional—to gain access to a broad range of asset classes using a low cost, transparent investment vehicle that can be easily traded on an exchange. ETFs are investment products that ...
Brookfield Business Partners LP (Form: 6-K, Received: 10
... FI-FGTS, the investment arm of Brazil's Employees' Severance Guarantee Fund, is expected to continue to own a 30% interest in the business and contribute its considerable market knowledge and industry expertise to the operations. "Our acquisition of Odebrecht Ambiental is an exciting opportunity for ...
... FI-FGTS, the investment arm of Brazil's Employees' Severance Guarantee Fund, is expected to continue to own a 30% interest in the business and contribute its considerable market knowledge and industry expertise to the operations. "Our acquisition of Odebrecht Ambiental is an exciting opportunity for ...
Corporate Actions Events
... Scheme of Arrangement – Occurs when a parent company takes over its subsidiaries and distributes proceeds to its shareholders. Scrip Dividend – No stock dividends / coupons are issued but the shareholder can elect to receive either cash or new shares based on the ratio or by the net dividend divided ...
... Scheme of Arrangement – Occurs when a parent company takes over its subsidiaries and distributes proceeds to its shareholders. Scrip Dividend – No stock dividends / coupons are issued but the shareholder can elect to receive either cash or new shares based on the ratio or by the net dividend divided ...
The Trialogue on Key Information Documents for Investment Products
... Deutsches Aktieninstitut follows the legislative process on “Key information documents for investment products” with close interest. We expressed our concern against the extension of the regulation’s scope to financial instruments which are not “packaged” – e.g. corporate bonds and shares. Such an e ...
... Deutsches Aktieninstitut follows the legislative process on “Key information documents for investment products” with close interest. We expressed our concern against the extension of the regulation’s scope to financial instruments which are not “packaged” – e.g. corporate bonds and shares. Such an e ...
Repos - LexisNexis UK
... The fi rst developed repo market was introduced by the US Federal Reserve in 1918, to give effect to the Federal Reserve’s open market operations. Since then, repo markets have developed around the world and can be found in several economies. These repo markets comprise central bank schemes, similar t ...
... The fi rst developed repo market was introduced by the US Federal Reserve in 1918, to give effect to the Federal Reserve’s open market operations. Since then, repo markets have developed around the world and can be found in several economies. These repo markets comprise central bank schemes, similar t ...
PAKISTAN STOCK EXCHANGE LIMITED Stock Exchange
... investment in financial products (equity securities, fixed income instruments, derivatives contracts etc.) being traded at PSX. The customers should carefully read this document before opening trading account with a broker. In case a customer suffers negative consequences or losses as a result of tr ...
... investment in financial products (equity securities, fixed income instruments, derivatives contracts etc.) being traded at PSX. The customers should carefully read this document before opening trading account with a broker. In case a customer suffers negative consequences or losses as a result of tr ...
FORM 8-K - corporate
... ISS and Glass Lewis Recommend Celladon Corporation Shareholders Vote “FOR” Proposed Merger SAN DIEGO, CA March 9, 2016 — Celladon Corporation (CLDN) announced today that Institutional Shareholder Services (“ISS”) and Glass Lewis & Co., two of the leading independent U.S. proxy advisory firms, have b ...
... ISS and Glass Lewis Recommend Celladon Corporation Shareholders Vote “FOR” Proposed Merger SAN DIEGO, CA March 9, 2016 — Celladon Corporation (CLDN) announced today that Institutional Shareholder Services (“ISS”) and Glass Lewis & Co., two of the leading independent U.S. proxy advisory firms, have b ...
Oaktree High Yield Bond Fund
... investment purposes) in bonds that are, at the time of investment, rated below investment grade (lower than BBBby Standard & Poor’s Ratings Services (“S&P”), lower than Baa3 by Moody’s Investors Service, Inc. (“Moody’s”), or lower than BBB- by Fitch Ratings, Inc. (“Fitch)), or their unrated equivale ...
... investment purposes) in bonds that are, at the time of investment, rated below investment grade (lower than BBBby Standard & Poor’s Ratings Services (“S&P”), lower than Baa3 by Moody’s Investors Service, Inc. (“Moody’s”), or lower than BBB- by Fitch Ratings, Inc. (“Fitch)), or their unrated equivale ...
Balancing Public Market Benefits and Burdens for Smaller
... and benefits of being a public company under the SEC’s regulatory regime. Part II describes the OTCBB eligibility rule, Regulation FD, and Sarbanes-Oxley and then discusses how they have added to the regulatory burden on small businesses, such that the costs of being a pubic company often outweigh t ...
... and benefits of being a public company under the SEC’s regulatory regime. Part II describes the OTCBB eligibility rule, Regulation FD, and Sarbanes-Oxley and then discusses how they have added to the regulatory burden on small businesses, such that the costs of being a pubic company often outweigh t ...
1 ,37 Z2cie, 3
... exact and scientific classification; a knowledge obviously impossible of attainment without a long and exhaustive study such as is impossible in the short time allotted for this ...
... exact and scientific classification; a knowledge obviously impossible of attainment without a long and exhaustive study such as is impossible in the short time allotted for this ...
Secondary English Language Arts
... FI:277 Describe information that can be obtained from annual reports FI:278 Explain causes of stock price fluctuations FI:279 Explain factors to consider when selecting investments What is saving and investing? What is the importance of setting financial goals? What investment understanding is neede ...
... FI:277 Describe information that can be obtained from annual reports FI:278 Explain causes of stock price fluctuations FI:279 Explain factors to consider when selecting investments What is saving and investing? What is the importance of setting financial goals? What investment understanding is neede ...
The Financial Fix -- Limited Purpose Banking - bu people
... Gas stations are a good role model for banks. They intermediate between refineries, who supply gas, and drivers, who demand it. Their job is boring, but critical. Were all gas station owners to close down due to gambling, our economy would be dead in the water. Come again? Gas stations closing down ...
... Gas stations are a good role model for banks. They intermediate between refineries, who supply gas, and drivers, who demand it. Their job is boring, but critical. Were all gas station owners to close down due to gambling, our economy would be dead in the water. Come again? Gas stations closing down ...
Self Regulation - Superfinanciera
... selection of its directors and administration of its affairs Must have rules designed to prevent fraud and promote “just and equitable principles of trade” Must have fair procedure for bringing disciplinary actions against its members and associated persons Rules must not impose unnecessary burden o ...
... selection of its directors and administration of its affairs Must have rules designed to prevent fraud and promote “just and equitable principles of trade” Must have fair procedure for bringing disciplinary actions against its members and associated persons Rules must not impose unnecessary burden o ...
Securities - State Bank of Pakistan
... import permit/import authorization from Trade Development Authority of Pakistan, if applicable. The Exchange Entitlement Certificate will be issued by the area office of Foreign Exchange Operations Department at the average of interbank buying and selling rates on the dates of filing of bills of ent ...
... import permit/import authorization from Trade Development Authority of Pakistan, if applicable. The Exchange Entitlement Certificate will be issued by the area office of Foreign Exchange Operations Department at the average of interbank buying and selling rates on the dates of filing of bills of ent ...
Nippon Sheet Glass Decides to Issue Preferred Shares— Outcome
... Banking Corporation, the Company’s main financing bank, along with other entities. The proceeds from the issuance will be appropriated for debt repayment and capital investments related to the manufacturing of high value-added products. (2) Drastic measures to enhance equity capital were required of ...
... Banking Corporation, the Company’s main financing bank, along with other entities. The proceeds from the issuance will be appropriated for debt repayment and capital investments related to the manufacturing of high value-added products. (2) Drastic measures to enhance equity capital were required of ...
Slide 1
... KSE started operations in 1947 but came into limelight in early 1990s due to financial sector liberalization. KSE has 200 fixed members. Around 163 are active. Out of 200 , 173 are corporate and rest work as sole proprietor. Only 10 are listed. ...
... KSE started operations in 1947 but came into limelight in early 1990s due to financial sector liberalization. KSE has 200 fixed members. Around 163 are active. Out of 200 , 173 are corporate and rest work as sole proprietor. Only 10 are listed. ...
2.2 - Financial Markets Relevant to Business
... businesses to raise funds by providing a marketplace where securities of companies can be bought and sold. This function is carried out in both the primary and secondary markets. Primary markets are concerned with the formation of new securities. For example, when a company is formed and the shares ...
... businesses to raise funds by providing a marketplace where securities of companies can be bought and sold. This function is carried out in both the primary and secondary markets. Primary markets are concerned with the formation of new securities. For example, when a company is formed and the shares ...