Internationalization of Stock Markets: Potential Problems for United
... exists to protect the investor and to fulfill the need for fair and efficient access to and exit from the market. Given that premise, the role of the SEC is to "protect investors (principally, but not exclusively, U.S. investors) and the U.S. securities markets, and in the performance of that role t ...
... exists to protect the investor and to fulfill the need for fair and efficient access to and exit from the market. Given that premise, the role of the SEC is to "protect investors (principally, but not exclusively, U.S. investors) and the U.S. securities markets, and in the performance of that role t ...
Fed Faces Explaining Billion-Dollar Losses in QE Exit Stress
... The baseline scenario is similar to a consensus forecast for the economy’s performance in which growth continues. Under the adverse scenario, the economy contracts for six quarters while inflation rises, with the consumerprice index reaching 4 percent. In a severely adverse scenario, the economy fal ...
... The baseline scenario is similar to a consensus forecast for the economy’s performance in which growth continues. Under the adverse scenario, the economy contracts for six quarters while inflation rises, with the consumerprice index reaching 4 percent. In a severely adverse scenario, the economy fal ...
FL High Yield Distribution AL
... E - Fixed Interest: Where a fund invests in fixed interest securities, such as corporate or government bonds, changes in interest rates can contribute to the value of the investment going up or down. If interest rates rise, the value is likely to fall. Bonds with a lower credit rating are known as s ...
... E - Fixed Interest: Where a fund invests in fixed interest securities, such as corporate or government bonds, changes in interest rates can contribute to the value of the investment going up or down. If interest rates rise, the value is likely to fall. Bonds with a lower credit rating are known as s ...
Data Definitions
... The percentage of bonds in portfolio with credit rating BBB or above. Non Investment Grade The percentage of bonds in portfolio with credit rating B or below. Rel UNII The UNII in cents per share dividend into the annualized income only dividend expressed in cents per share. For example, an 8.34%% f ...
... The percentage of bonds in portfolio with credit rating BBB or above. Non Investment Grade The percentage of bonds in portfolio with credit rating B or below. Rel UNII The UNII in cents per share dividend into the annualized income only dividend expressed in cents per share. For example, an 8.34%% f ...
F2015L01378 F2015L01378 - Federal Register of Legislation
... securities in the bid class. register of members means, in relation to an entity, the register of members (however described) of the entity required to be kept under the laws of its place of origin. relevant regulatory requirements means the laws or rules referred to in paragraph (b) of the definiti ...
... securities in the bid class. register of members means, in relation to an entity, the register of members (however described) of the entity required to be kept under the laws of its place of origin. relevant regulatory requirements means the laws or rules referred to in paragraph (b) of the definiti ...
Prospectus SEB Alternative Investment
... Sub-Fund’s assets to be allocated to each Underlying Fund. The Investment Manager has discretion, on a day-to-day basis and, subject to the overall control and responsibility of the Management Company, to purchase and sell such liquid assets and other securities and otherwise to manage the Sub-Funds ...
... Sub-Fund’s assets to be allocated to each Underlying Fund. The Investment Manager has discretion, on a day-to-day basis and, subject to the overall control and responsibility of the Management Company, to purchase and sell such liquid assets and other securities and otherwise to manage the Sub-Funds ...
3-1 Balance Sheet Balance Sheet Assets Assets
... Less treasury stock at cost, and deferred compensation Total shareholders' equity Total liabilities and shareholders' equity ...
... Less treasury stock at cost, and deferred compensation Total shareholders' equity Total liabilities and shareholders' equity ...
The Determinants of Chinese Local Government Bond Yields
... the liquidity of the credit market, especially for urban construction investment bonds, was severely impaired afterwards. Naturally, one would like to ask the following questions: How do Chinese bond investors evaluate the risk of local government bonds? What factors affect their perception of the ...
... the liquidity of the credit market, especially for urban construction investment bonds, was severely impaired afterwards. Naturally, one would like to ask the following questions: How do Chinese bond investors evaluate the risk of local government bonds? What factors affect their perception of the ...
Document
... complete picture of the underlying risks, as Longstaff and Schwartz (1995) provides strong evidence that both default risk and interest rate risk are necessary components for a valuation model for corporate debt. We show that when the firm value is low, its credit spread is more sensitive to the cha ...
... complete picture of the underlying risks, as Longstaff and Schwartz (1995) provides strong evidence that both default risk and interest rate risk are necessary components for a valuation model for corporate debt. We show that when the firm value is low, its credit spread is more sensitive to the cha ...
Advertising and Issuing Credit Online
... contain rate, fee, and other cost information, as applicable; – A link to the electronic disclosures is provided on or with the application as long as consumers cannot bypass the disclosures before submitting the application. The link would take the consumer to the disclosures, but the consumer need ...
... contain rate, fee, and other cost information, as applicable; – A link to the electronic disclosures is provided on or with the application as long as consumers cannot bypass the disclosures before submitting the application. The link would take the consumer to the disclosures, but the consumer need ...
Proposed Amendments to National Instrument 23
... introduce trading fee caps for exchange-traded securities (the 2014 Notice).2 The fee caps were proposed to address concerns raised by marketplace participants related to the implications of the Order Protection Rule (OPR) on their active trading fee costs, given that OPR necessitates that marketpla ...
... introduce trading fee caps for exchange-traded securities (the 2014 Notice).2 The fee caps were proposed to address concerns raised by marketplace participants related to the implications of the Order Protection Rule (OPR) on their active trading fee costs, given that OPR necessitates that marketpla ...
Securities Trading Policy
... The risk of Insider Trading, or the appearance of Insider Trading, is considered low for certain types of Dealing in Suncorp Securities. The following types of “Exempt Dealing” are exempt from the restriction on Dealing during Closed Periods and the requirement to obtain clearance to Deal as set out ...
... The risk of Insider Trading, or the appearance of Insider Trading, is considered low for certain types of Dealing in Suncorp Securities. The following types of “Exempt Dealing” are exempt from the restriction on Dealing during Closed Periods and the requirement to obtain clearance to Deal as set out ...
PDP-Working Paper
... announcing plans to offload some of their NPL portfolio. To complement these efforts, further development of a market for restructuring NPLs in Italy would allow banks to more rapidly and efficiently address their distressed assets.3 As seen in other countries, involving outside investors in either ...
... announcing plans to offload some of their NPL portfolio. To complement these efforts, further development of a market for restructuring NPLs in Italy would allow banks to more rapidly and efficiently address their distressed assets.3 As seen in other countries, involving outside investors in either ...
23 June 2017 DANSKE INVEST HEDGE FIXED INCOME
... 3. The Fund may not invest more than 20 per cent of its net assets in transferable securities or money market instruments issued by the same body or bodies belonging to the same group of bodies. The Fund may not invest more than 20 per cent. of its net assets in deposits made with the same body or b ...
... 3. The Fund may not invest more than 20 per cent of its net assets in transferable securities or money market instruments issued by the same body or bodies belonging to the same group of bodies. The Fund may not invest more than 20 per cent. of its net assets in deposits made with the same body or b ...
CMBS Subordination, Ratings Inflation, and Regulatory
... a rating agency’s credit model for a sample of CDOs between 1997 and 2007. They find that the actual size of the AAA tranche in each deal was almost always larger than the model suggested, by an average of over 12% but in many cases much more. They are unable to explain these adjustments using varia ...
... a rating agency’s credit model for a sample of CDOs between 1997 and 2007. They find that the actual size of the AAA tranche in each deal was almost always larger than the model suggested, by an average of over 12% but in many cases much more. They are unable to explain these adjustments using varia ...
