• Study Resource
  • Explore Categories
    • Arts & Humanities
    • Business
    • Engineering & Technology
    • Foreign Language
    • History
    • Math
    • Science
    • Social Science

    Top subcategories

    • Advanced Math
    • Algebra
    • Basic Math
    • Calculus
    • Geometry
    • Linear Algebra
    • Pre-Algebra
    • Pre-Calculus
    • Statistics And Probability
    • Trigonometry
    • other →

    Top subcategories

    • Astronomy
    • Astrophysics
    • Biology
    • Chemistry
    • Earth Science
    • Environmental Science
    • Health Science
    • Physics
    • other →

    Top subcategories

    • Anthropology
    • Law
    • Political Science
    • Psychology
    • Sociology
    • other →

    Top subcategories

    • Accounting
    • Economics
    • Finance
    • Management
    • other →

    Top subcategories

    • Aerospace Engineering
    • Bioengineering
    • Chemical Engineering
    • Civil Engineering
    • Computer Science
    • Electrical Engineering
    • Industrial Engineering
    • Mechanical Engineering
    • Web Design
    • other →

    Top subcategories

    • Architecture
    • Communications
    • English
    • Gender Studies
    • Music
    • Performing Arts
    • Philosophy
    • Religious Studies
    • Writing
    • other →

    Top subcategories

    • Ancient History
    • European History
    • US History
    • World History
    • other →

    Top subcategories

    • Croatian
    • Czech
    • Finnish
    • Greek
    • Hindi
    • Japanese
    • Korean
    • Persian
    • Swedish
    • Turkish
    • other →
 
Profile Documents Logout
Upload
Oaktree High Yield Bond Fund
Oaktree High Yield Bond Fund

... considerations not typically associated with investing in other more established economies or markets. In emerging markets, there is often less government supervision and regulation of business and industry practices, stock exchanges, over-the-counter markets, brokers, dealers, counterparties and is ...
Calvert Green Bond Fund
Calvert Green Bond Fund

... government-sponsored enterprises (“GSEs”) such as the Federal National Mortgage Association (“FNMA”) and the Federal Home Loan Mortgage Corporation (“FHLMC”) are neither insured nor guaranteed by the U.S. Treasury and are not backed by the full faith and credit of the U.S. government. Such securitie ...
Mutual fund flows: an analysis of the main macroeconomic factors
Mutual fund flows: an analysis of the main macroeconomic factors

... Other factors also spurred this growth, such as the expansion of financial instruments on the financial market and the increasing number of managers qualified to post monetary gains. For Dalmácio (2004), investment funds allowed small investors to enter the stock market, with their money handled by ...
Risk Tolerance and Asset Allocation
Risk Tolerance and Asset Allocation

... the highest allocation in Bonds occurred in the extensive interest rate sensitivity to midrange credit quality. This was due to the higher duration bonds that I targeted, which while increasing the potential gains, also leads to greater interest rate risk. The bonds additionally were screened to min ...
Quick Summary of SDBA Commissions and Fees
Quick Summary of SDBA Commissions and Fees

... 5NTF Funds redeemed or exchanged within 90 days of the purchase date or deposit date will incur a transaction fee of $50.00. The no-transaction-fee eligibility applies only to the initial transaction fee associated with the purchase of the fund. It does not apply to any management fees or other expe ...
Navigating 5 years of emerging market corporate debt
Navigating 5 years of emerging market corporate debt

... • The value of shares and the income from them can go down as well as up and your clients may get back less than the amount invested. • Investing globally can bring additional returns and diversify risk. However, currency exchange rate fluctuations may have a positive or negative impact on the val ...
FCA Consultation CP16/30: Transaction cost disclosure in
FCA Consultation CP16/30: Transaction cost disclosure in

... potential transaction costs and excessive complication which would cloud the overall picture. We do, however, believe that further work is needed on costs for bond, derivative and particularly property markets to ensure consistent comparisons with equities. We support separating entry/exit costs whi ...
Invesco Global Health Care Fund qtly update
Invesco Global Health Care Fund qtly update

... Before investing, investors should carefully read the prospectus and/or summary prospectus and carefully consider the investment objectives, risks, charges and expenses. For this and more complete information about the fund(s), investors should ask their advisors for a prospectus/summary prospectus ...
AMENDMENT NO. 1 DATED JULY 21, 2016 TO
AMENDMENT NO. 1 DATED JULY 21, 2016 TO

... analysis to determine financial strength is essential to research and investment success. The Fund may invest, directly or indirectly through the use of derivatives, a portion or even all of its assets in units of other mutual funds, including funds managed by us. The Portfolio Manager will only inv ...
ADDITIONAL INFORMATION - illiquid investments
ADDITIONAL INFORMATION - illiquid investments

... Applications for relief - r. 6.37 In order to assess an application for relief, or a variation of relief granted, under r. 6.37 of the SIS Regulations, APRA requires the following information. Based on the information received, APRA may request further information if necessary to assess whether the ...
3.56 MB - Financial System Inquiry
3.56 MB - Financial System Inquiry

... managed funds through their stockbroker or adviser through electronic means without the need for paper based applications. Trades are effected through the ASX settlement system and in accordance with the ASX’s operating rules which provides investors with additional confidence in respect of the sett ...
Options for Improving the Safety of Superannuation
Options for Improving the Safety of Superannuation

... • At least the same requirements as for managed investments • No in principle difference with other approved trustee funds – except quantum ...
Support Trusts - Department of Advanced Education and Skills
Support Trusts - Department of Advanced Education and Skills

... Many parents of children with disabilities who require supportive services and who are currently receiving financial and other supports from Government, have expressed concern about planning for the future of their children. While the supports provided by Government would still continue, the other s ...
Regulation to amend Regulation 81
Regulation to amend Regulation 81

... Despite Item 2(2), if a series or class of securities of the mutual fund has an attribute that results in a different investment risk level for the series or class than the investment risk level of the mutual fund, the “return on investment” for that series or class of securities must be used to cal ...
Ex post evaluation – WP 6c
Ex post evaluation – WP 6c

... • Key instrument: the grant (others include: loans/VC, advice, networking, incubators) • Previously, evidence for success was mainly: – Monitoring data – Interviews on deadweight ...
Data Definitions
Data Definitions

... The current net investment income per share for the fund dividend by the appropriate dividend per share for the fund (NOT just income only, but the full dividend amount). If the fund pays a monthly dividend then the earnings are adjusted to a monthly format vs. quarterly. This is another data point ...
Municipal Bond Fund Report
Municipal Bond Fund Report

... In terms of our sector strategies, the hospital sector has performed well in 2017 but diligence is still required as the specifics of Affordable Care Act reforms may shape reimbursements and financial performance in the sector. Also within the revenue sector, airports, toll roads, and water/sewer bo ...
Comments on : “The Greek Pension System
Comments on : “The Greek Pension System

... OECD 2007 – extent to which different regulatory regimes impact on the performance of privately managed pension funds over 19902005 – Most country pension funds underperform when compared to the hypothetical optimal portfolio, and investment restrictions have a damaging effect on performance ...
Chapter 11 - Widener University
Chapter 11 - Widener University

... • Why institutional investors still generally follow the “Wall Street Rule” – They are legally constrained from controlling public companies – Their fees do not support the time and resources involved in takeover fights – They hold too many stocks to participate actively in corporate management – Th ...
Funding Resources Document
Funding Resources Document

... helping make the project happen. Loans can be interest free, pay interest at a fixed rate or with a revenue share. All supporters may be offered some sort of benefit in return for their support, and these benefits are designed to engage the supporters more in the project or more generally in the wor ...
presentation - Morgan Stanley Sustainable Investing Challenge
presentation - Morgan Stanley Sustainable Investing Challenge

... • Lower Costs: Achieve scale in managing programs • Develop broad expertise: Across department and company expertise in skill enhancement • Accessibility: Focus on making modules more accessible – e.g. web based training • Create wider talent pool: Can be tapped across organizations. • Attrition man ...
Cash Reserve Policy
Cash Reserve Policy

... The Reserves will be funded with surplus unrestricted operating funds. The Board of Directors may from time to time direct that a specific source of revenue be set aside for Cash Reserves. Examples could include one-time gifts or bequests, special grants, or special appeals. ...
A Framework for Social Investment Practice (Rough
A Framework for Social Investment Practice (Rough

... avoid investing in alcohol, tobacco, ...
title - ARK Financial Services
title - ARK Financial Services

... Passive asset class funds retain the benefits of indexing. They are relatively low cost, low turnover and tax efficient. However, they improve on the index model through additional strategies. Let’s look at some of the ways a passive asset class fund can improve returns. Creating Buy-and-Hold Ranges ...
PRESENTATION TO HE DARWISH ISMA`EEL ALI AL BALUSHI
PRESENTATION TO HE DARWISH ISMA`EEL ALI AL BALUSHI

... CHALLENGES (internal & external)… 1. Insufficient interest in & understanding of entrepreneurship 2. Inadequate understanding of cash flow, marketing, management 3. Market access: private customers and government tenders 4. Gaps in the delivery of finance: a. Availability - 200% collateral, delays k ...
< 1 ... 44 45 46 47 48 49 50 51 52 ... 89 >

Fund governance

Fund governance refers to a system of checks and balances and work performed by the governing body (board) of an investment fund to ensure that the fund is operated in the best interests of the fund and its investors. The objective of fund governance is to uphold the regulatory principles commonly known as the four pillars of investor protection that are typically promulgated through the investment fund regulation applicable in the jurisdiction of the fund. These principles vary by jurisdiction and in the US, the 1940 Act generally ensure that: (i) The investment fund will be managed in accordance with the fund’s investment objectives, (ii) The assets of the investment fund will be kept safe, (iii) When investors redeem they will get their pro rata share of the investment fund’s assets, (iv) The investment fund will be managed for the benefit of the fund’s shareholders and not its service providers.
  • studyres.com © 2025
  • DMCA
  • Privacy
  • Terms
  • Report