INTRODUCTION HIGHLIGHTS Regulatory Issues Market
... of Medium Term Note The Africa Development Bank (AfDB) issued the second tranche of a Ush 125 Billion (US $ 48.21 Million) Medium Term Note (MTN). The tranche of Ush 12.5 Billion (US $ 4.82 Million) was over-subscribed by 55% with a total of Ush 19.38 Billion (US $ 7.47 Million) being received. The ...
... of Medium Term Note The Africa Development Bank (AfDB) issued the second tranche of a Ush 125 Billion (US $ 48.21 Million) Medium Term Note (MTN). The tranche of Ush 12.5 Billion (US $ 4.82 Million) was over-subscribed by 55% with a total of Ush 19.38 Billion (US $ 7.47 Million) being received. The ...
hedge fund headlines mislead
... the portfolio, as they are for many of the above institutions. We’ll discuss further why they may be making this highly visible decision to eliminate hedge funds, and whether these decisions are sparking a broader trend. Most importantly, how should investors be responding to this news? The biggest ...
... the portfolio, as they are for many of the above institutions. We’ll discuss further why they may be making this highly visible decision to eliminate hedge funds, and whether these decisions are sparking a broader trend. Most importantly, how should investors be responding to this news? The biggest ...
Securities fraud and corporate board turnover
... control for information from lawsuit outcomes. Third, we find that the observed differences in board turnover rates between settled and dismissed lawsuits remain statistically significant even after we control for abnormal stock returns at the end of the class period. The class period is the period ...
... control for information from lawsuit outcomes. Third, we find that the observed differences in board turnover rates between settled and dismissed lawsuits remain statistically significant even after we control for abnormal stock returns at the end of the class period. The class period is the period ...
Notification under AIFMD - Central Bank of Ireland
... If the AIF takes the form of an umbrella AIF with multiple compartments, AIFMs should only indicate the name of the compartments of the umbrella AIF notified for marketing. AIFMs should not indicate the name of the umbrella AIF. 2 Information on the depositary of the AIF should include the address o ...
... If the AIF takes the form of an umbrella AIF with multiple compartments, AIFMs should only indicate the name of the compartments of the umbrella AIF notified for marketing. AIFMs should not indicate the name of the umbrella AIF. 2 Information on the depositary of the AIF should include the address o ...
Co-investments in funds of funds and separate accounts
... do larger deals than its funds may otherwise support, while retaining control over the investment necessary to ensure success. The alternative for the equity sponsor is to pursue a joint investment with another sponsor, which can lead to difficult governance provisions and a decreased ability to eff ...
... do larger deals than its funds may otherwise support, while retaining control over the investment necessary to ensure success. The alternative for the equity sponsor is to pursue a joint investment with another sponsor, which can lead to difficult governance provisions and a decreased ability to eff ...
Returns to Venture Capital - University of Colorado Boulder
... and late-stage venture capital (VC) investments. Shortcomings in the information provided to investors may mean that limited partners are restricted in their ability to judge the investment record of the VC funds in which they seek to invest. In this chapter, returns are examined at two levels. Firs ...
... and late-stage venture capital (VC) investments. Shortcomings in the information provided to investors may mean that limited partners are restricted in their ability to judge the investment record of the VC funds in which they seek to invest. In this chapter, returns are examined at two levels. Firs ...
Vanguard Convertible Securities Fund Prospectus Investor Shares
... unrated. Therefore, credit risk is greater for the Fund than for funds that invest in higher-grade securities. • Interest rate risk, which is the chance that prices of convertible securities will decline along with overall bond prices because of rising interest rates. Convertible securities are more ...
... unrated. Therefore, credit risk is greater for the Fund than for funds that invest in higher-grade securities. • Interest rate risk, which is the chance that prices of convertible securities will decline along with overall bond prices because of rising interest rates. Convertible securities are more ...
Large Cap Growth - Dahab Associates, Inc.
... Do not submit the following data for any other quarter, even if footnoted as such. It is acceptable to submit preliminary data, if necessary. Only provide statistics for indicated time-periods. Do not put “since inception” statistics in lieu of the requested time-period. If statistics for a given ti ...
... Do not submit the following data for any other quarter, even if footnoted as such. It is acceptable to submit preliminary data, if necessary. Only provide statistics for indicated time-periods. Do not put “since inception” statistics in lieu of the requested time-period. If statistics for a given ti ...
Regulatory Guide RG 240 Hedge funds: Improving disclosure
... to published indices solely or predominantly comprised of equities, bonds and/or cash (or similar products), or any combination of such indices; or has a complex investment structure that invests through three or more vertically interposed entities (or two or more interposed entities if at least o ...
... to published indices solely or predominantly comprised of equities, bonds and/or cash (or similar products), or any combination of such indices; or has a complex investment structure that invests through three or more vertically interposed entities (or two or more interposed entities if at least o ...
AZTEC MUSEUM ASSOCIATION TRUST RESOLUTION
... committee; number and selection of members, and terms of their office. b. Investment Management: setting forth the establishment of an investment policy; investment criteria; manner of distribution of income; maintenance of restricted donations; asset review; retention of nonconforming assets; emplo ...
... committee; number and selection of members, and terms of their office. b. Investment Management: setting forth the establishment of an investment policy; investment criteria; manner of distribution of income; maintenance of restricted donations; asset review; retention of nonconforming assets; emplo ...
TRMCX TRMIX TAMVX RRMVX Mid-Cap Value Fund Investor Class
... Risks of U.S. stock investing Stocks generally fluctuate in value more than bonds and may decline significantly over short time periods. There is a chance that stock prices overall will decline because stock markets tend to move in cycles, with periods of rising and falling prices. The value of a st ...
... Risks of U.S. stock investing Stocks generally fluctuate in value more than bonds and may decline significantly over short time periods. There is a chance that stock prices overall will decline because stock markets tend to move in cycles, with periods of rising and falling prices. The value of a st ...
Sponsored by Capstone Asset Management
... there, he established a scalable, institutional quality investment process and designed sophisticated wealth management technologies utilizing Monte Carlo-based investment planning tools to serve the high net worth marketplace. Prior to joining Lincoln, Mr. Madey was National Director of Asset Consu ...
... there, he established a scalable, institutional quality investment process and designed sophisticated wealth management technologies utilizing Monte Carlo-based investment planning tools to serve the high net worth marketplace. Prior to joining Lincoln, Mr. Madey was National Director of Asset Consu ...
Voya Senior Income Fund Repurchase Offer Notice
... their shares for repurchase in this Repurchase Offer, before prorating the shares tendered by other shareholders. There can be no assurance that the Fund will be able to repurchase all the shares that you tender even if you tender all the shares that you own. In the event of an oversubscribed Repurc ...
... their shares for repurchase in this Repurchase Offer, before prorating the shares tendered by other shareholders. There can be no assurance that the Fund will be able to repurchase all the shares that you tender even if you tender all the shares that you own. In the event of an oversubscribed Repurc ...
The role of financial literacy and pensions knowledge on the
... scheme is that it places great responsibility on workers, since they are required to make choices on several important issues related to their savings for retirement. Among these, the way they choose to invest their retirement savings is most likely the most important, given the long accumulation ph ...
... scheme is that it places great responsibility on workers, since they are required to make choices on several important issues related to their savings for retirement. Among these, the way they choose to invest their retirement savings is most likely the most important, given the long accumulation ph ...
designing a social investment fund for uk pensions
... Simon Rowell is senior director, strategy and market development and leads on generating mass participation in social investment at Big Society Capital. He has led their work on the development of the social investment tax relief in the UK, which became law in 2014 and is advocating for reforms for ...
... Simon Rowell is senior director, strategy and market development and leads on generating mass participation in social investment at Big Society Capital. He has led their work on the development of the social investment tax relief in the UK, which became law in 2014 and is advocating for reforms for ...
Code of Best Practices in Advertising Collective Investment
... The CIS Advertising Regulations prescribe that returns of a fund be calculated either on an offer-to-bid basis or on a single pricing basis (taking into account any subscription fees and realisation fees). MAS 307 requires a statement on the basis of return calculation but it is silent on how specif ...
... The CIS Advertising Regulations prescribe that returns of a fund be calculated either on an offer-to-bid basis or on a single pricing basis (taking into account any subscription fees and realisation fees). MAS 307 requires a statement on the basis of return calculation but it is silent on how specif ...
the evaluation of active manager returns in a non
... Normal, the empirical evidence overwhelmingly documents asset returns to be leptokurtic and fat-tailed. In addition, the evaluation of investment manager performance has relied almost exclusively on the CAPM, which assumes investors are only concerned with the interaction between the first and secon ...
... Normal, the empirical evidence overwhelmingly documents asset returns to be leptokurtic and fat-tailed. In addition, the evaluation of investment manager performance has relied almost exclusively on the CAPM, which assumes investors are only concerned with the interaction between the first and secon ...
information statement
... Directors. Although our Board of Directors has not established any minimum qualifications for director candidates, when considering potential director candidates, our Board of Directors considers the candidate's character, judgment, skills and experience in the context of the needs of our Company an ...
... Directors. Although our Board of Directors has not established any minimum qualifications for director candidates, when considering potential director candidates, our Board of Directors considers the candidate's character, judgment, skills and experience in the context of the needs of our Company an ...
Board Independence, Ownership Structure and Firm
... categories of shareholders are managerial, institutional and financial shareholders. Researchers also have different views about managerial ownership in line with board independence. According to Jensen and Meckling (1976) and Demsetz (1983) due to increase in insider ownership convergence of intere ...
... categories of shareholders are managerial, institutional and financial shareholders. Researchers also have different views about managerial ownership in line with board independence. According to Jensen and Meckling (1976) and Demsetz (1983) due to increase in insider ownership convergence of intere ...
Prospectus - Pacific Asset Management
... provided to the prospective investor relating to such tax treatment and tax structure (as such terms are defined in Treasury Regulation Section 1.6011-4), it being understood that "tax treatment" and "tax structure" do not include the name or the identifying information of (i) the Company or a Fund, ...
... provided to the prospective investor relating to such tax treatment and tax structure (as such terms are defined in Treasury Regulation Section 1.6011-4), it being understood that "tax treatment" and "tax structure" do not include the name or the identifying information of (i) the Company or a Fund, ...
ICON Leasing Fund Twelve, LLC - corporate
... We write to briefly summarize our activity for the third quarter of 2009. A more detailed analysis, which we encourage you to read, is contained in our Form 10-Q. Our Form 10-Q and our other quarterly, annual and current reports are available in the Investor Relations section of our website, www.ico ...
... We write to briefly summarize our activity for the third quarter of 2009. A more detailed analysis, which we encourage you to read, is contained in our Form 10-Q. Our Form 10-Q and our other quarterly, annual and current reports are available in the Investor Relations section of our website, www.ico ...
foresIght SolAr EiS
... authorised person within the meaning of the Financial Services and Markets Act 2000 (FSA number: 198020) whose registered office is at ECA Court South Park, Sevenoaks, Kent TN13 1DU. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a signi ...
... authorised person within the meaning of the Financial Services and Markets Act 2000 (FSA number: 198020) whose registered office is at ECA Court South Park, Sevenoaks, Kent TN13 1DU. Reliance on this promotion for the purpose of engaging in any investment activity may expose an individual to a signi ...
Statement of Investment Policy and Objectives
... Where Smartshares makes investment decisions for a fund, Smartshares will generally not vote in respect of the assets held by the fund. However, Smartshares may vote when it considers that not voting will have a material adverse effect on investors (taking into consideration the size of the managed ...
... Where Smartshares makes investment decisions for a fund, Smartshares will generally not vote in respect of the assets held by the fund. However, Smartshares may vote when it considers that not voting will have a material adverse effect on investors (taking into consideration the size of the managed ...
Practice Problems Ch. 10 Loanable Funds Mkt
... 14. If consumers decide to be more frugal and save more out of their income, then this will cause A) a shift in the supply curve for loanable funds to the right. B) a shift in the supply curve for loanable funds to the left. C) a movement to the right along the supply curve for loanable funds. D) a ...
... 14. If consumers decide to be more frugal and save more out of their income, then this will cause A) a shift in the supply curve for loanable funds to the right. B) a shift in the supply curve for loanable funds to the left. C) a movement to the right along the supply curve for loanable funds. D) a ...
3(38) Investment Policy Statement
... Participants and beneficiaries alone bear the risk of investment results from the options and assets mixes that they select. The Plan Sponsor has entered in to an agreement with Wilshire Associates Incorporated (“Wilshire®”) to provide assistance with selecting and monitoring the investment options ...
... Participants and beneficiaries alone bear the risk of investment results from the options and assets mixes that they select. The Plan Sponsor has entered in to an agreement with Wilshire Associates Incorporated (“Wilshire®”) to provide assistance with selecting and monitoring the investment options ...