Segmentation in the US Financial Services Industry
... benefits of diversification are reduced. Thus specialization leaves the FI more exposed to downturns in the specific market to which it is confined. ...
... benefits of diversification are reduced. Thus specialization leaves the FI more exposed to downturns in the specific market to which it is confined. ...
Code of Market-Related Policies and Practices
... issued by the Company, whether they are traded in Stock Exchanges and Securities Markets or any other trading environment. I. Disclosure of Information to the Market Transparency in communications is one of the principles guiding the conduct of the Company’s business. The Company considers that a pr ...
... issued by the Company, whether they are traded in Stock Exchanges and Securities Markets or any other trading environment. I. Disclosure of Information to the Market Transparency in communications is one of the principles guiding the conduct of the Company’s business. The Company considers that a pr ...
Goldman Sachs Financial Square Government Fund
... Performance reflects cumulative total returns for periods of less than one year and average annual total returns for periods of greater than one year. Since inception returns for periods of less than one year are cumulative. All Fund performance data reflect the reinvestment of distributions. The mo ...
... Performance reflects cumulative total returns for periods of less than one year and average annual total returns for periods of greater than one year. Since inception returns for periods of less than one year are cumulative. All Fund performance data reflect the reinvestment of distributions. The mo ...
Securities Trading Policy
... What is dealing in securities? For the purpose of this Policy, dealing includes buying, selling, subscribing for any Metals X securities, whether on your own account or on behalf of another person. Legally there are many forms of dealing such as granting options over shares, entering conditional con ...
... What is dealing in securities? For the purpose of this Policy, dealing includes buying, selling, subscribing for any Metals X securities, whether on your own account or on behalf of another person. Legally there are many forms of dealing such as granting options over shares, entering conditional con ...
heta asset resolution ag - Der Kärntner Ausgleichszahlungs
... registration or qualification under the securities laws of any such jurisdiction. Copies of this announcement are not being made and may not be distributed or sent into Australia, Canada, Japan, the United States or any other jurisdiction in which such distribution would be unlawful or would require ...
... registration or qualification under the securities laws of any such jurisdiction. Copies of this announcement are not being made and may not be distributed or sent into Australia, Canada, Japan, the United States or any other jurisdiction in which such distribution would be unlawful or would require ...
Where`s The Exit? New Opportunities In China For PE
... Dean Collins is a partner in Dechert's Singapore office. He is a former in-house lawyer at Actis Capital, a London-based private equity firm, where he oversaw the spinout of Actis from CDC Capital Partners and established a number of emerging markets funds. Karl Gao is an associate in Singapore and ...
... Dean Collins is a partner in Dechert's Singapore office. He is a former in-house lawyer at Actis Capital, a London-based private equity firm, where he oversaw the spinout of Actis from CDC Capital Partners and established a number of emerging markets funds. Karl Gao is an associate in Singapore and ...
Fin432_gj_ch2
... – Initial margin at 50% – Maintenance margin at 30% – Initially, broker holds a deposit of $7,500 (100 shares sold at $50 per share, plus 50% margin). – What happens if price rise to $70 or falls to $30 ...
... – Initial margin at 50% – Maintenance margin at 30% – Initially, broker holds a deposit of $7,500 (100 shares sold at $50 per share, plus 50% margin). – What happens if price rise to $70 or falls to $30 ...
Trading Issues and Enhanced Regulatory Disclosures
... Prevent the entry of erroneous orders by rejecting orders that exceed specified price or size parameters or that indicate duplicative orders. ...
... Prevent the entry of erroneous orders by rejecting orders that exceed specified price or size parameters or that indicate duplicative orders. ...
TDAS240 - TD Ameritrade Singapore
... margin call to be valid, and that the firm cannot liquidate securities in their accounts to meet the call unless the firm has contacted them first. This is not the case. Most firms will attempt to notify their clients of margin calls, but they are not required to do so. However, even if a firm has c ...
... margin call to be valid, and that the firm cannot liquidate securities in their accounts to meet the call unless the firm has contacted them first. This is not the case. Most firms will attempt to notify their clients of margin calls, but they are not required to do so. However, even if a firm has c ...
blackrock, inc. - Investor Relations | BlackRock
... In addition to risk factors previously disclosed in the Company’s Securities and Exchange Commission (“SEC”) reports and those identified elsewhere in this Form 8-K, the following factors, among others, could cause actual results to differ materially from forward-looking statements or historical per ...
... In addition to risk factors previously disclosed in the Company’s Securities and Exchange Commission (“SEC”) reports and those identified elsewhere in this Form 8-K, the following factors, among others, could cause actual results to differ materially from forward-looking statements or historical per ...
Treasury International Capital System (“TIC”) Form S: Purchases
... and foreign clients that are placed through U.S. brokers, dealers, or underwriters if the U.S. investment manager does not disclose the identity of the foreign funds or clients to the U.S. broker, dealer, or underwriter.20 U.S. investment managers also have potential reporting obligations with respe ...
... and foreign clients that are placed through U.S. brokers, dealers, or underwriters if the U.S. investment manager does not disclose the identity of the foreign funds or clients to the U.S. broker, dealer, or underwriter.20 U.S. investment managers also have potential reporting obligations with respe ...
Arian Silver to focus solely on lithium as Noche
... journalists & professional investors Proactive produce independent coverage on 1000's of companies across every sector for private investors, private client brokers, fund managers and international investor communities. Contact us ...
... journalists & professional investors Proactive produce independent coverage on 1000's of companies across every sector for private investors, private client brokers, fund managers and international investor communities. Contact us ...
CR 37/2014 Title: Capital Increase and Private Offering of Shares to
... Title: Capital Increase and Private Offering of Shares to Institutional Investors. The Management Board of Integer.pl SA with its registered office in Cracow ("Issuer") informs that on 14 April 2014 the Issuer's Management Board adopted Resolution No. 1 on the increase of the Company's share capital ...
... Title: Capital Increase and Private Offering of Shares to Institutional Investors. The Management Board of Integer.pl SA with its registered office in Cracow ("Issuer") informs that on 14 April 2014 the Issuer's Management Board adopted Resolution No. 1 on the increase of the Company's share capital ...
the report of the Listing Department on the
... English version of the statements for the year 2003 with a view to placing them in the Stock Exchange website in the very near future. A need for such a measure was prompted by deep interest in the growing securities market of Lithuania and the companies listed on the Stock Exchange shown by the inv ...
... English version of the statements for the year 2003 with a view to placing them in the Stock Exchange website in the very near future. A need for such a measure was prompted by deep interest in the growing securities market of Lithuania and the companies listed on the Stock Exchange shown by the inv ...
2010-09-10 MFR interview with Vince Reinhart_1
... As a nation, we over-subsidize housing, we want housing to be important, we made housing an important sector, we subsidize the GSEs, and we’re happy about securitization of housingrelated products because it seemed to further foster that national goal. What you also want to remember is the internati ...
... As a nation, we over-subsidize housing, we want housing to be important, we made housing an important sector, we subsidize the GSEs, and we’re happy about securitization of housingrelated products because it seemed to further foster that national goal. What you also want to remember is the internati ...
New Media Announces Pricing of Public Offering of Common Stock
... Media’s effective shelf registration statement on Form S-3 filed with the U.S. Securities and Exchange Commission. The offering is being made only by means of a prospectus and a related prospectus supplement. Prospective investors should read the prospectus supplement and the prospectus in the regis ...
... Media’s effective shelf registration statement on Form S-3 filed with the U.S. Securities and Exchange Commission. The offering is being made only by means of a prospectus and a related prospectus supplement. Prospective investors should read the prospectus supplement and the prospectus in the regis ...
Urgent Notice for non-EU issuers of Securities
... Directive. If the issuer neither lists nor offers to the public any further securities, how does it choose its home Member State for this purpose? Although Article 30.1 of the Directive appears to intend to create a different regime in these circumstances but its effect is unclear. IPMA has consulte ...
... Directive. If the issuer neither lists nor offers to the public any further securities, how does it choose its home Member State for this purpose? Although Article 30.1 of the Directive appears to intend to create a different regime in these circumstances but its effect is unclear. IPMA has consulte ...
Mount Everest Mineral Water Ltd 531096
... It is to be distinctly understood that MIA, its affiliates, and its officers, directors and employees (i) are not responsible for any trading decisions, damages or other losses related to the Investment Research or its use and also that (ii) they do not take any responsibility for the accuracy, time ...
... It is to be distinctly understood that MIA, its affiliates, and its officers, directors and employees (i) are not responsible for any trading decisions, damages or other losses related to the Investment Research or its use and also that (ii) they do not take any responsibility for the accuracy, time ...
North Star Press Release - North Star Resource Group
... Lists in Twin Cities Business (February 2014). The list is ranked by companywide assets under management. Twin Cities Business provides the Minnesota community with business news and analysis, publishing a Book of Lists annually with the most up to date information on local companies. This is North ...
... Lists in Twin Cities Business (February 2014). The list is ranked by companywide assets under management. Twin Cities Business provides the Minnesota community with business news and analysis, publishing a Book of Lists annually with the most up to date information on local companies. This is North ...
Vietnam Today: GAS leads market higher to break four-day
... Copyright 2013 Viet Capital Securities Company “VCSC”. All rights reserved. This report has been prepared on the basis of information believed to be reliable at the time of publication. VCSC makes no representation or warranty regarding the completeness and accuracy of such information. Opinions, es ...
... Copyright 2013 Viet Capital Securities Company “VCSC”. All rights reserved. This report has been prepared on the basis of information believed to be reliable at the time of publication. VCSC makes no representation or warranty regarding the completeness and accuracy of such information. Opinions, es ...
Securities Markets Primary Versus Secondary Markets How
... Spread: cost of trading with dealer – Bid: Bid: price dealer will buy from you – Ask: Ask: price dealer will sell to you – Spread: Spread: ask - bid ...
... Spread: cost of trading with dealer – Bid: Bid: price dealer will buy from you – Ask: Ask: price dealer will sell to you – Spread: Spread: ask - bid ...
TA Aegon US Government Securities
... government agencies or government sponsored entities and mortgage-backed securities issued or guaranteed by the U.S. government, its agencies or government-sponsored entities. ...
... government agencies or government sponsored entities and mortgage-backed securities issued or guaranteed by the U.S. government, its agencies or government-sponsored entities. ...
PART 1 - ADFIP
... arranged by investment banks with a range of tranches that are independently rated by a credit rating organisation. If none of the underlying portfolio of securities default over the life of the CDO, investors will receive their capital back in full. If more than a handful defaults, investor’s capit ...
... arranged by investment banks with a range of tranches that are independently rated by a credit rating organisation. If none of the underlying portfolio of securities default over the life of the CDO, investors will receive their capital back in full. If more than a handful defaults, investor’s capit ...
Comments to NAIC on Securities Listed by the Securities Valuation
... shortfall due to financial difficulties. Since payments by the reinsurer normally are scheduled over many years, it is unlikely that the full collateral will be needed at one time to cover a reinsurer’s current contractual obligations or that a shortfall of the full amount will occur due to financia ...
... shortfall due to financial difficulties. Since payments by the reinsurer normally are scheduled over many years, it is unlikely that the full collateral will be needed at one time to cover a reinsurer’s current contractual obligations or that a shortfall of the full amount will occur due to financia ...
DATE
... investors must surrender their right to seek recourse in a court or in front of a jury. Limiting an investor’s ability to access the judicial system results in a lack of confidence in their investment professionals and, ultimately, in the broader securities market. Prior to 1987, an investor’s claim ...
... investors must surrender their right to seek recourse in a court or in front of a jury. Limiting an investor’s ability to access the judicial system results in a lack of confidence in their investment professionals and, ultimately, in the broader securities market. Prior to 1987, an investor’s claim ...