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Genes, neurons, and decisions: Using fixed circuits to generate flexible behaviors. Cornelia I. Bargmann, HHMI and The Rockefeller University, New York NY The human brain is capable of astonishing things; it is the source of our thoughts, memories, emotions, and behavior. But the human brain is also a biological organ, and like other biological organs, it is built through the action of genes. The importance of genetic factors in human behavior, and the limits of genetic factors, can be illustrated using the example of psychiatric disease. There is overwhelming evidence for genetic risks in psychiatric disorders; a person whose identical twin has autism or schizophrenia has a much higher risk of developing the same disorder than average, even if those twins are raised in different families. A fraternal twin or a brother or sister also has an elevated risk, although less than an identical twin. For some cases, we even know the exact genetic lesions that drive that risk. But the risk, even for an identical twin with the same genes, is not 100%; it is very roughly 50%. Genetic risk interacts with other factors to generate psychiatric disorders. There are some factors that we understand, like stress to the developing fetus and childhood trauma, but other factors are a mystery. Finally, the natural history of psychiatric disorders shows that most of these disorders wax and wane, so that individuals may be very severely affected at some points in life, but unaffected or less affected at other times. The interaction between genes, context, and individual experience is essential to these disorders, and to all aspects of behavior. Genes do not affect behavior directly. Genes, context, and experience must be translated into the action of neurons and their connections in the brain to give rise to behavior. The human brain has billions of neurons and trillions of connections, and understanding this complexity in its entirety is daunting. One approach to reducing this problem to a manageable level is to study the genes, brains, and behaviors of simpler animals. The animal studied in my lab, the nematode worm Caenorhabditis elegans, presents unique opportunities to make connections between genes, brains, and behavior. Its nervous system consists of just 302 neurons in the adult hermaphrodite, each uniquely identifiable. Through the work of John White and Sydney Brenner at the MRC in Cambridge, the anatomical connections between these neurons have been completely described from serialsection electron micrographs. With modern genetic techniques, each of the 20,000 genes of the worm can be manipulated, in the entire animal or in individual neurons of interest. Because it is transparent, the worm is perfectly suited for geneticallyassisted visualization of neurons, proteins, and neuronal activity; it was the first animal in which transgenic Green Fluorescent Protein and genetically-encoded calcium indicators based on GFP were tested in vivo, by Martin Chalfie from Columbia and by Roger Tsien and Bill Schaefer from UCSD, respectively. Importantly, the 20,000 worm genes include homologs of most (but not all) genes that are important in human brain development, function, and synaptic signaling, and many (but not all) genes implicated in human psychiatric disorders. 1 Homologous gene functions are generally conserved across the organisms that share these genes, so by understanding how genes regulate behavior in this simple nervous system, we may gain insights into how those genes function in more complex brains, including our own. Identifying the steps from gene, to nervous system, to behavior, begins with knowing what behaviors an animal can generate. C. elegans lives in decaying matter in gardens and orchards. These environments are rich in odors generated by the metabolic activity of microorganisms, including the worm’s food, bacteria. Accordingly, C. elegans is highly sensitive to chemical cues, and will demonstrate that sensitivity by approaching bacterial metabolites through its senses of taste and smell, as well as avoiding noxious compounds. Its olfactory capacity is impressive; worms will show behavioral responses to about half of the random volatile organic chemicals purchased from a chemical catalog, and discriminate between them based on subtle chemical features. Smell and taste are the central means by which C. elegans evaluates the world, and they regulate virtually every aspect of C. elegans behavior and even its development and lifespan. By studying these cues that are significant to the animal, we can gain insight into many elements of the animal’s behavior. The next component of this functional map was to characterize the neuronal basis of olfactory behaviors. The simple C. elegans nervous system permits a precise mapping of individual neurons to functions, a prospect that is still a dream in complex nervous systems. In a series of experiments begun in Bob Horvitz’s lab at MIT, the C. elegans sensory neurons that detect odors, tastes, and pheromones were mapped by killing individual neurons and examining the behavioral effects on the operated animals. As first suggested by the anatomical reconstructions of the nervous system, chemical are sensed by a cluster of neurons with ciliated endings that are exposed to the external environment through specialized pores at the tip of the nose. These neurons are so reliable in their morphology, position, synapses, and patterns of gene expression that each has a three-letter name. The laser killing experiments showed that each neuron detects a specific set of chemicals, and is responsible for a specific, predictable set of behaviors. Thus, for example, the AWA neurons are required for chemotaxis to diacetyl, but not benzaldehyde, whereas the adjacent AWC neurons are required for chemotaxis to benzaldehybde but not diacetyl, and a third pair of neurons, AWB, is required for avoidance of noxious odors. How does the animal detect and respond to odors? C. elegans has a generation time of three or four days, and as a self-fertilizing hermaphrodite, it is ideal for mutational genetics. Indeed, Sydney Brenner consciously developed this experimental system for this purpose. Therefore, to find the genes for olfaction, Piali Sengupta and others in the lab conducted behavioral screens for mutant animals that lacked an interest in particular odors. The most specific of these was a mutant called odr-10, the tenth gene we found with a defect in olfactory responses. odr-10 mutants were active, healthy, and normal in all respects we could detect – 2 except that they were blind to diacetyl, a normally attractive odor. Piali cloned this gene, which was a painful exercise at the time, and found that it encoded a seven transmembrane domain receptor in the G protein-coupled receptor superfamily. At the same time, the first large-scale genome sequencing of C. elegans had begun at Washington University and what is now the Sanger Center. Scanning this sequence showed us that the C. elegans genome had many additional genes that were similar to odr-10, defining a gene family. In parallel studies around the same time, graduate students in my lab found other gene families encoding G protein-coupled receptors in the worm genome, and showed that most of these genes were expressed very specifically in just one kind of olfactory neuron. When the dust had cleared a few years later, we knew that the C. elegans genome had about 2000 genes in these receptor families, most of them olfactory-specific in expression. Conservatively, a single worm may have 1000 different functional olfactory receptor genes. An animal’s genome is both a set of instructions, and a record of history: it tells us what kinds of genes have been important in the evolution of that animal. The genome of C. elegans tells us that it has been so important to the worm to detect environmental chemicals that it has dedicated 10% of its genes to this one problem. The discovery of odr-10 and the other C. elegans receptor gene families echoed prior work by Linda Buck and Richard Axel at Columbia University, who had discovered a similarly vast family of olfactory receptor genes in rodents a few years earlier – 1000 G protein-coupled receptors that are each expressed in a few mammalian olfactory neurons. With so many molecules, it is hard to assign receptors to specific odors. Therefore, the odr-10 mutant, based on an unbiased behavioral screen, formed the first connection linking a specific odor – diacetyl -- to a specific receptor gene and the resulting behavior of the animal. Subsequent studies in flies, rodents, and even humans have reinforced the conclusion that each olfactory receptor protein detects specific chemicals in the environment, and transmits that information to the olfactory neurons and ultimately to the brain. Having the functional receptor for a specific odor, in a genetically tractable animal, provided tools to ask further questions about the logic of olfactory behavior. ODR10’s activation by diacetyl explains how C. elegans can detect this chemical, but why does C. elegans find diacetyl attractive rather than neutral or repulsive? TO explore this question Emily Troemel took an odr-10 mutant that did not respond to diacetyl, and restored odr-10 with targeted transgenes. Instead of expressing odr-10 in the AWA neuron, its normal location, she expressed it in the AWB neuron, which detects repulsive odors. The resulting animals detected diacetyl, but instead of approaching it they avoided it, the behavior appropriate for the sensory neuron that now expressed the receptor. The ability to rewire the connection between diacetyl and behavior showed that individual sensory neurons are not neutral collectors of sensory information: they can encode characteristic behavioral outcomes such as attraction or repulsion. At the extreme, anything that activates AWA might drive attraction, and anything that activates AWB might drive repulsion. 3 These results indicate that the decision about which behavior to generate is encoded by the first C. elegans neuron that detects an odor, and imply that there is a sensory prepattern for innate preferences. Subsequent results from Charles Zuker and Nick Ryba’s labs at UCSD and the NIH suggest that a similar prepattern underlies mammalian taste preferences. They showed that different taste cells in the mammalian tongue sense sweet and bitter tastes, and then showed that expressing a foreign receptor transgene in a sweet taste cell causes a mouse drink the foreign ligand, and expressing the same receptor in a bitter taste cell cause the mouse to reject the foreign ligand. Thus mouse taste preferences can be specified by the pattern of transgene expression, just like worm odor preferences. An innate prepattern allows a naïve animal to accept nutritious sugar and avoid bitter toxins the first time they are encountered, a suite of innate behaviors that are useful to all animals. If sensory neurons encode different behavioral outcomes, then different sensory neurons must have distinct connections with other neurons in the brain. In C. elegans, the existence of White’s complete synaptic wiring diagram allows us to trace the connections from sensory neurons to their target neurons, and ultimately to the motor output. Using quantitative behavioral assays, Jesse Gray defined a complete pathway for food search behavior from the sensory neuron that detects attractive odors, to interneurons that integrate sensory information and issue motor commands, to the motor neurons that control specific turns and reorientation maneuvers in chemotaxis. The path from a sensory input to a motor neuron is usually indirect, with one or two intermediate layers of processing. Although shallow, the path is not simple; after information leaves the sensory neurons, it is distributed across a broader set of processing networks, not segregated into a single sensory-to-motor stream. As a result, one sensory cue can regulate multiple actions, each of which can promote the neuron’s overall connection to attraction or repulsion. The functional connections between the sensory neurons and their multiple targets were elucidated by Sreekanth Chalasani, using genetically encoded calcium indicators and microfluidic imaging chambers developed by Nikos Chronis. Sreekanth observed the activity of the olfactory neurons and interneurons in real time, and mapped the molecules that act at excitatory and inhibitory synapses in the circuit. In addition to characterizing the basic properties of the neurons, these experiments showed directly what we had begun to infer from indirect behavioral experiments: these functional properties could change based on experience. Indeed, the flow of olfactory information could be regulated as early as the primary olfactory neuron, and also at later steps. This conclusion extends rather than contradicting the idea of an innate prepattern; it shows that the naïve prepattern can be a substrate for learning, allowing an animal to tune its behaviors to its own experience. The fact that learning and plasticity occur in a tiny worm with a lifespan of a few days shows how fundamental these processes are to the nervous system. Learning and plasticity are not secondary features of complex nervous systems; they 4 are primary processes that every animal uses to predict the future based on the past. Variation within and between individuals is a hallmark of behavior, and every student of animal or human behavior is struck by its variability. Learning is one source of variability, and a second source is genetic differences between individuals. As genome sequencing has accelerated, it has revealed just how much sequence variation exists within any one species. Estimates of human variation and C. elegans variation are very similar; two individuals within each species have a genetic difference, on average, about once in 1000 bases. Many of these sequence changes are functionally silent, but some sequence changes lead to changes in outward appearance, metabolism, or behavior. For example, different wild-type strains of C. elegans show behavioral variation in an interesting aggregation behavior first noticed by Randy Cassada in Freiburg. Whereas the standard laboratory strain, the British strain N2, is largely solitary when feeding on a bacterial lawn, the German strain RC301 and other wild strains aggregate into large feeding groups at the lawn border. Aggregation is perhaps the simplest social behavior; it is observed in many animals and even in unicellular organisms. It can provide advantages for cooperative predation, defense, migration, or foraging, but it comes with costs like food-sharing. In keeping with these potential tradeoffs, aggregation behavior is regulated by factors like sex, season, or feeding state, and it is genetically plastic as well – closely related species vary greatly in their preference for solitary versus collective behaviors. This flexibility and plasticity of aggregation behavior made it interesting as a subject of further characterization. Aggregating mutants could be isolated after a mutagenesis of the laboratory N2 strain, and when Mario de Bono was in the lab he cloned one such mutant, npr-1. npr-1 encodes a G protein-coupled neuropeptide receptor related to mammalian neuropeptide Y receptors and fly neuropeptide F receptors; knocking it out stimulates aggregation, indicating that it normally promotes solitary behavior. This mutant and the affected gene then led to an understanding of the behavior of the wild social strains. The npr-1 gene in wild social strains differed from npr-1 in the solitary strain at a single amino acid residue. The npr-1 gene in social strains had lower activity in biological assays, indicating that the sequence change was functionally relevant, and that npr-1 was a gene that generated variability in social behavior. Understanding social behavior and the role of npr-1 took a decade after this initial discovery, leading along the way to a set of unexpected discoveries about the sensory biology and the natural history of C. elegans. Leon Avery at UTSW and David Tobin and Mario de Bono in my lab realized that social behavior was enhanced under stressful conditions, and promoted by neurons that sense stress. A set of convergent experiments from Mario de Bono’s now-independent lab at the MRC, and Jesse Gray in my lab and David Karow and Michael Marletta at Berkeley, showed that the major stressor driving aggregation was atmospheric oxygen – which is much higher in the lab than in the decaying material that C. elegans 5 normally favors. Patrick McGrath, studying another regulator of oxygen responses, showed that the solitary npr-1 allele in our “wild-type” N2 strain actually arose in the laboratory after the worm’s domestication, likely as an adjustment to the high oxygen levels in the lab. Together, the results helped explain the environmental context for aggregation, but left the circuit logic unsolved. The circuit logic fell to Evan Macosko, who found the neurons that connected the npr-1 gene to behavior. Carefully mapping the site of npr-1 action without misexpressing it (a key detail), he identified the RMG neuron as the site that was both necessary and sufficient for npr-1 to suppress aggregation. Moreover, killing RMG with a laser suppressed aggregation in social strains, underlining the importance of the neuron. RMG has a striking and unusual wiring pattern, with relatively few chemical synapses, but an abundance of gap junctions (which in C. elegans, as in humans, represent about 10% of all anatomical synapses). RMG’s gap junction partners include multiple sensory neurons, including all of the known neurons that promote aggregation, and additional neurons that detect pheromones. This wiring motif was sufficient to explain the elemental properties of aggregation – the coupling of stress-sensing neurons (such as the oxygen-sensing neurons) to the detection of other animals, in this case their pheromones. Environmental regulation of aggregation was neatly encapsulated in this RMG-hub-and-sensory-spoke wiring motif, and RMG was also the site of genetic regulation of aggregation by npr-1 gene variation. Genetic variation and environmental regulation converged on a common neural circuit. These genetic experiments and functional imaging of the circuit began to explain how npr-1 prevented aggregation behavior. High npr-1 activity functionally uncoupled the RMG circuit, so that the stress-sensing neurons were no longer cooperating with pheromone-sensing neurons. Further analysis by Heeun Jang, in collaboration with Kyuhyung Kim and Piali Sengupta at Brandeis, added an interesting element to the circuit mechanism. Solitary animals do not just ignore pheromones from other animals; they are actively repelled. A sensory neuron called ADL mediates this repulsion, through chemical synapses. However, ADL is also an element of the hub-and-spoke circuit for aggregation, and is itself a neuron that promotes aggregation in social animals with low npr-1 activity. Thus ADL is coupled to two antagonistic behaviors, repulsion from pheromones driven by its chemical synapses, and aggregation through the gap junction circuit. Its functional ambivalence is resolved into aggregation in the presence of environmental cues like oxygen that drive hub-and-spoke neurons, and can also be resolved into repulsion by the activity level of npr-1. Seen from the perspective of ADL rather than RMG, npr-1 shapes the flow of information downstream of a sensory neuron, resolving antagonistic behavioral outcomes. The larger implication of this result is that it is impossible to “read” the C. elegans wiring diagram and know the flow of information through its circuits without knowing the status of neuromodulatory systems like npr-1. The wiring diagram is important; the chemical and electrical synapses defined by electron microscopy are 6 essential for rapid coordinated behaviors. Anatomic connections that are visible in electron micrographs act locally and reliably. They can function within milliseconds, leading to immediate depolarization and hyperpolarization. Neuropeptides and the biogenic amine neuromodulators such as serotonin and dopamine are less easily studied by neurophysiology and neuroanatomy than classical synapses. They typically act slowly over seconds or minutes, the biochemical timescales of their G protein-coupled receptors. They do not usually depolarize or hyperpolarize cells strongly, but instead alter neuronal excitability or cause neurons to release more or less transmitter when excited. They are released extrasynaptically, so their functional connections are not visible by electron microscopy. Only by knowing the expression patterns of the neuropeptide receptors and the availability of the relevant neuropeptide can functional connections be uncovered. Without the neuropeptides, however, the anatomical wiring diagram is incomplete. These slow molecules that act at a distance can reshape the functional connectivity between neurons to sculpt the anatomical wiring diagram. In the case of ADL, the functional changes can reverse a behavioral outcome. Thus the anatomical wiring diagram is ambiguous, containing within itself the potential for different behaviors based on the neuromodulatory state. This design creates flexibility in behavior, allowing rapid remodeling based on stimulus history, internal cues, the activity of distant circuits, and all of the other features that can regulate neuropeptide release. However, the same design means that there is not one C. elegans wiring diagram, but a number of overlapping wiring diagrams, of which a subset may be functionally active at a given time. The regulation of neuronal wiring diagrams by neuropeptides and other neuromodulators is not a new observation. In the stomatogastric ganglion of crabs and lobsters, neuromodulators can fundamentally change neuronal dynamics and circuit composition, leading to changes in digestive rhythms. In the vertebrate retina, neuromodulators help reorganize the switch between the overlapping neural circuits that are active in dim light (rod-driven) and bright light (cone-driven). The functional connections of motor circuits in the vertebrate basal ganglia and spinal cord are modified by neuromodulators. These few examples may be only the beginnings of behavioral regulation by neuromodulators that shape fast circuits. Mammalian neuropeptides regulate social behaviors, hunger, thirst, sleep, stress responses, pain, and other critical behavioral processes. Their patterns of distribution in the brain and the signals for their release are only partly described, and their effects on target neurons are even less well-characterized. If many brain circuits are overlapping, flexible, and regulated by neuromodulators, like C. elegans circuits, we have a large job ahead of us in mapping them. But at the same time, the idea of flexible, reversible rewiring presents opportunities for understanding the brain and behavior, and perhaps even for intervention in brain disorders. Partly disabled pathways might be strengthened and overactive pathways suppressed by targeting neuromodulation. While these ideas emerge from genetics, they are the 7 opposite of the determinism that some fear in a genetic description of behavior; instead, they emphasize the diversity and flexibility latent in all nervous systems. 8 References Bargmann, C.I., and Horvitz, H.R. (1991). C ontrol of larval development by chemosensory neurons in Caenorhabditis elegans. Science 251, 1243-1246. Bargmann, C.I., Hartwieg, E., Horvitz, H.R. (1993). Odorant-selective genes and neurons mediate olfaction in C. elegans. Cell 74, 515-527. Colbert, H.A., and Bargmann, C.I. (1995). Odorant-specific adaptation pathways generate olfactory plasticity in C. elegans. Neuron 14, 803-812. 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