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IT Apr 05 Developing Intelligent Stroke Targets Background Stroke is caused by a disruption to the brain’s blood supply. This, in most cases, occurs acutely and has spawned the term ‘brain attack’ to reflect that Stroke warrants the same response and degree of urgency afforded to the patient with a ‘heart attack’. Disruption to the blood supply most commonly occurs through: an occlusion caused by a clot narrowing or blocking blood vessels: ischaemic stroke or a stroke caused by a leak of blood from the blood vessel wall: haemorrhagic stroke Both cause damage to the brain tissue which can result in impairment of physical and mental function including cognition [thinking ability]. Although stroke has a defined early mortality, many patients can make a good recovery. A significant minority are left with very disabling limitations in physical and mental ability. Transient ischaemic attacks (TIAs) are defined as brain attacks where the symptoms resolve completely within 24 hours. However, there is now increasing evidence (through use of modern brain scanning techniques) that these patients have sustained damage to the brain tissue and the term small stroke or mini stroke is more accurate. Use of the word “transient” is of value in reflecting that these symptoms should not be ignored and reflects a very important opportunity in preventing a more severe stroke event. Evidence suggests that about one half of patients with true TIA/Mini stroke will ‘proceed’ to a major stroke within one year of initial presentation. Stroke is the third largest cause of death in the UK and the single largest cause of adult disability. Stroke within Wales The 2006 Stroke Sentinel Audit published by the Royal College of Physicians in May 2007 indicated an underperformance in delivery of stroke care in Wales. In response, the Welsh Assembly Government (WAG) published the Welsh Health Circular (2007) 052 which: confirmed that tackling stroke is now one of the Welsh Assembly Government’s top priorities for the NHS and Social Services announced a formal programme of work for 2008-11 to guide and direct the progressive implementation of the standards for stroke Page 1 of 15 IT Apr 05 care set out in the National Service Framework for Older People which was published in the WHC (2007) 082 One of the work streams of the Stroke Service Improvement Programme is the All Wales Stroke Services Improvement Collaborative (AWSSIC). This collaborative is based on the Welsh Critical Care Improvement Programme and 1000 Lives Campaign models. These models require participating organisations to collect robust prospective data to monitor compliance with evidence based care interventions which then informs small cycles of change within organisations. The AWSSIC interventions are based on the recommendations in the RCP National Clinical Guideline for Stroke for the first seven days of care following stroke. They are grouped into care bundles, and the aim is for each organisation involved to demonstrate improvement in their compliance rates with these four acute stroke care bundles over the next 12 months. Stroke and Intelligent Targets It is recognised that target setting, such as 4hr waits in A and E and in improving waiting times for new patients, has been very successful in driving forward change in practice. However, there is increasing recognition that such targets, based on numerical outcome, produce positive change in one narrow area of the care pathway but can have a negative impact on other areas of the pathway and a detrimental effect on quality of care and the culture of staff delivering care. In response, target setting now represents a major area of collaboration between the Professional Advisory Structures in Wales and the Welsh Assembly Government. The Directorate of Performance and Operations in the Department for Health and Social Services recently invited a core group of clinicians involved in stroke care to develop a set of Intelligent Targets that would drive improvement in the quality of stroke services in Wales. Similar groups have been set up to develop targets for cardiac, unscheduled care and mental health and well-being services. In defining the Pathway of Care the following key areas were identified preventing stroke through improved management of TIA thrombolytic therapy improving stroke care in the first seven days following stroke supporting individuals to achieve their optimal level of functional recovery in the first four to six weeks following stroke the longer term management of patient with significant on-going disability Page 2 of 15 IT Apr 05 It was decided that the initial tranche of Targets would focus on; TIA/Mini stroke, the first seven days post significant stroke and the initial 4-6weeks of post stroke rehabilitation. The remaining pathways of Thrombolysis, and the Longer Term Care of patients with significant persisting disability are deferred to a second tranche of targets for the following reasons: - Care for Stroke Patients with ongoing significant disability is dependent on other emerging strategies including Long Term Conditions Management and provision of Continuing Care Management -It is recognised that the introduction of thrombolysis is a requirement of the WHC (2007) 082, by 2010. However, the RCP recommended in the publication of the results of the 2007 organisational audit that thrombolysis should not be introduced until the other components of the acute stroke service are functioning well. It stated that: “There are greater benefits to the stroke population as a whole by having an effective acute stroke unit delivering ‘basic’ stroke care than by having a thrombolysis service without the other components. This audit unfortunately suggests that in some cases thrombolysis may have been introduced too early.” -The Welsh Health Circular (2007) 082 requires local implementation of thrombolysis by March 2010. Process and outcome measures will need to be established by March 2010 to enable compliance to be monitored from April 2010. The data collected for the acute care bundles should help to inform planning and development of services in the interim. Target derivation: process adopted by the working group Performance targets can have a significant impact on driving improvement in health services. Some current examples of the annual operating framework (AOF) targets are the four and eight hour wait targets in A&E and the Access 2009 referral to treatment targets. However, while performance targets can be effective at driving change, they are viewed by clinicians as managerially driven, sometimes based on issues that can be politically sensitive or that just patch a weakness in the system. They may fix one problem but cause another one elsewhere in the patients’ journey. This can be damaging to the process of whole system planning and can have a negative effect on clinical leadership and engagement, as clinicians delivering the service may feel these targets are being imposed on them. Page 3 of 15 IT Apr 05 The characteristics of an Intelligent Target were felt to be that they: are easily understood drive organisations to achieve clinical excellence are easily measurable (underpinned by robust prospective data collection) engage whole workforce are owned by clinicians There have been two meetings of the core group. For membership of the core and clinical reference group see Appendix 1. In the first it was agreed that although targets may concentrate on certain aspects of stroke care, they need to take into account the whole care pathway for stroke from primary prevention through to integration back into the community and palliative care. There are very clear national evidence-based guidelines on what constitutes high quality and effective stroke care. There are currently some excellent examples of good practice in stroke care around Wales, but there is also huge variability in the quality of stroke care, both within and between organisations. It was agreed that the first step in improving stroke services across Wales should, therefore, be to reduce the variability and improve the reliability of basic stroke care interventions, before going on to develop “gold standards” in care. It was felt that to be able to understand how well we are delivering stroke care in Wales; we need to know what is happening to every patient who has a stroke by collecting a core set of data on the care they receive. As discussed it was agreed that in the first instance the Intelligent Targets should concentrate on TIA services, acute stroke care, and the first four to six weeks of recovery and rehabilitation. The targets should align with the Welsh Assembly Government’s directives for stroke services, and should be achievable within allocated resources within the next 12/18 months. The process was agreed as: First meeting of core group 23/01/09 o Discussion and agreement of key interventions for the three areas of care outlined above Draft driver diagrams circulated to core group for comment Second meeting of core group 03/02/09 o Agreement of format for targets, process and outcome measures o Amendments to interventions and driver diagrams Circulation to wider clinical reference group (Welsh Stroke Alliance) by e-mail 09/03/09 for comment by 18/03/09 Page 4 of 15 IT Apr 05 Comments collated and reflected back to Core group chairs 20/03/09 (available on the stroke intranet site nww.stroke.wales.nhs.uk). These will help inform ongoing target development. Final proposals for intelligent targets for stroke re-circulated electronically to core group for sign off 24/03/09 Submission to WAG by core group chair by 31/03/09 It was felt that the targets needed to be flexible enough to allow for different models of care to develop to reflect different local needs and existing infrastructure. It was therefore decided to avoid targets that concentrated on the form of services- such as TIA clinics and Stroke Units, and concentrate more on the functions that are carried out within themsuch as specialist assessment and interventions. The Targets Measures are divided into three domains: Uptake Process Outcome The uptake indicators are organisational preconditions. These are conditions that will need to be met if centres are going to make progress on their intelligent targets. For stroke these are: Use of the agreed Monitoring Tool supported by Information Technology Identified Clinical Champions and Stroke Specialist Team and associated patient facilities Evidence of Progress based on compliance with the performance requirements of the Intelligent Targets. See section on Reporting Mechanisms The process measures constitute the intelligent targets. These are measures of quality. For stroke services the intelligent target would be 100% compliance with the following care bundles; TIA/Mini-Stroke 1. First Point of Contact for TIA- symptom recognition and referral 2. Timely, specialist assessment and treatment of high risk TIA (ABCD2 Score =/> 4) 3. Timely, specialist assessment and treatment of low risk TIA (ABCD2 Score =/<3) 4. Ongoing secondary prevention and risk management following TIA Page 5 of 15 IT Apr 05 First Week post established Stroke 1. First Hours Bundle - Rapid recognition of symptoms and diagnosis of stroke within 3 hours 2. First Day Bundle - Emergency treatment for people with stroke within 24 hours 3. First 3 Days Bundle - Early mobilisation following stroke within 3 days 4. First 7 Days Bundle - Patient centred and goal-orientated specialist care following stroke within 7 days. Rehabilitation following an established Stroke – 4-6 week period 1. Seamless transition of care 2. Appropriate rehabilitation delivered in the most appropriate setting The outcome improvements: measures reflect the potential impact of these Percentage of people with suspected TIA that go on to have a stroke within 7 days Mortality rates Change in functional outcome following stroke Average length of stay in o Stroke Unit o Hospital o Stroke Service (in patient and community) Percentage of people who return to their usual place of residence These targets are summarised in Appendix 2 and the bundle details and measures in driver diagrams in Appendix 3. Reporting Mechanism This data should be collected monthly and used by those planning and delivering services to ensure appropriate process and quality in the delivery of care. It could be reported to WAG quarterly. A key element of the engagement of professionals in developing Intelligent Targets is clinical ownership. Inherent in this will be professional and organisational accountability as a key tool in performance management. Ownership will be local, but accountability needs also to be in the framework of achieving the improvement across the whole service in Wales Page 6 of 15 IT Apr 05 It has been suggested that the data is reported to WAG in the form of a stroke-specific chairs dashboard. This could report compliance rates for the 10 individual targets, or overall compliance with the three main clinical areas of TIA, acute care and early recovery and rehabilitation. Using the same sets of data it is also possible to report the process capability of each organisation to deliver these services, which could also be reported as a chairs dashboard. Further work is needed to develop this. Please see Appendix 4 for examples of data presented in a chairs dashboard. Further Development The data collected will help inform the development of future Intelligent Targets for thrombolysis and long term rehabilitation and community support aimed for 2010/11. The interventions in the bundles can also be changed after the first year to reflect changes in the evidence. For example, CT scanning could be moved from the 24 hour bundle to the 3 hour bundle or OT could be moved from the 7 day bundle to the 3 day bundle. There is work going on in parallel with the intelligent targets and collaborative work on standards of care around assessment and treatments and competencies of specialist stroke staff (Stroke services Educational Framework) which can be incorporated into the bundles as it becomes available. Much of this work is being undertaken by various sub-groups of the Welsh Stroke Alliance. Conclusion The professionals involved in stroke care have identified the interventions they feel are key to improving the quality of stroke care across Wales. Their role has been vital in identifying Targets which will drive organisations to achieve clinical excellence while being mindful to what is achievable in the next 12 to 18 months. There has been a concerted effort to make the connection between the Targets, evidence-based processes of care and clinical outcomes. The targets incorporate evidence based standards of care, but allow the flexibility for organisations to develop models of care that meet local need. References Clinical Effectiveness and Evaluation Unit (2008) National Clinical Guidelines for Stroke. London. Royal College of Physicians. Page 7 of 15 IT Apr 05 Royal College of Physicians (2008) National Clinical Guideline on the Management of People with Stroke (3rd Edition). London. RCP Intercollegiate Stroke Working Party. Royal College of Physicians (2008) National Sentinel Stroke Audit Phase One Organisational Audit 2008 Report for England, Wales and Northern Ireland. London. RCP Clinical Effectiveness and Evaluation Unit. Welsh Assembly Government (2006) National Service Framework for Older People. Cardiff. Welsh Assembly Government. Welsh Assembly Government (2007) Welsh Health Circular (2007) 058. Cardiff. Welsh Assembly Government. Welsh Assembly Government (2007) Welsh Health Circular (2007) 082. Cardiff. Welsh Assembly Government. Appendix 1: Core Group Membership Name Role / Profession Organisation Dr Anne Freeman Chair WSA Gwent Healthcare Trust Dr Ed Wilkins Chair WMC ABMU NHS Trust Andy Williams Alan Willson Paramedic WAST Director of R&D NLIAH Alun Morgan Physiotherapy Cardiff and Vale Trust Carl James WAG Welsh Assembly Government Carol Milton Dietetics ABMU NHS Trust Cathy White WAG Welsh Assembly Government Dr Chris Burton Education Bangor University Dr Dick Dewar Medicine Cwm Taf NHS Trust Dr Hamsaraj Shetty Medicine Cardiff and Vale NHS Trust Dr Salah Elghanzai Medicine North West Wales NHS Trust Heather Giles Welsh Assembly Government Janet Ivey WAG Speech and Language Therapy Occupational Therapy Lynne Hughes Nursing North Wales NHS Trust Nichola Pryce-Howard WAG Welsh Assembly Government Nicola Davis Nursing Blaenau Gwent LHB Suzanne Martin Orthoptics ABMU NHS Trust Dr Vijay Sawlani Neuroradiology Morriston Hospital, ABMU Gwyn Roberts WAG Welsh Assembly Government Heather Graz Clinical Reference Group Welsh Stroke Alliance Page 8 of 15 Gwent Healthcare Trust Cwm Taf Trust IT Apr 05 Appendix 2: Intelligent Targets Summary Organisational Uptake Indicators Use of Monitoring Tool Identified Clinical Champion and Specialist Services dedicated to stroke care Evidence of Progress based on Performance Review of Intelligent Targets Intelligent Targets [For details of Bundles see Appendix 3] Clinical Area Target No 1 2 TIA/Mini Stroke 3 4 1 2 Acute Stroke [First Week] 3 4 1 Rehabilitation 2 Week 4-6 Target focus First Contact Bundle Timely Management of High Risk TIA Bundle Timely Management of Low Risk TIA Bundle Ongoing Secondary Prevention Bundle First Hours Bundle First Day Bundle First Three Days Bundle First Seven Days Bundle Seamless Transition of Care Bundle [From 1st week] Appropriate Rehab in Appropriate Setting Bundle measured in weekly increments over the individual patient’s treatment time frame Measure 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance 100% compliance Outcomes Percentage of people with suspected TIA that go on to have a stroke within 7 days Risk Adjusted Mortality Rates Average Length of Stay o in hospital o in stroke beds o in stroke service Change in average functional outcome score on discharge Percentage of people who return to their usual place of residence Percentage of people who are readmitted within 28 days Page 9 of 15 IT Apr 05 Appendix 3: The three driver diagrams 1. Driver Diagram and Measures for TIA Management Page 10 of 15 IT Apr 05 2. Driver Diagram and Measures for Acute Stroke Care Page 11 of 15 IT Apr 05 3. Driver Diagram and Measures for Early Recovery and Rehabilitation Page 12 of 15 IT Apr 05 Appendix 4: Examples of data presented in a chairs dashboard The performance of each of the three clinical areas of stroke care can be monitored, for example in the dashboard below, the Financial could display the performance of TIA Services; Governance -Acute Stroke Services; and Quality and Performance- Early Rehabilitation. It is then possible to interrogate each of these dials further to investigate which aspects of care are affecting overall performance. Page 13 of 15 IT Apr 05 The performance of each of the targets in each of these three areas can also be monitored as compliance rates with each bundle, presented as a percentage. For example, for TIA Services, Ambulance Performance could display the compliance rate, as a percentage, of the First Contact Bundle; Emergency Department could display Management of High Risk TIAs Bundle; GP Access could display Management of Low Risk TIAs Bundle; and Waiting Times could display compliance rate with Secondary Prevention Bundle. Page 14 of 15 IT Apr 05 Each intervention within each bundle can also be presented as a run chart. This allows more detailed interrogation of the data to find out how each aspect of care within each bundle is performing. For example, what percentage of patients presenting with a suspected TIA are given aspirin immediately. Page 15 of 15