Survey
* Your assessment is very important for improving the work of artificial intelligence, which forms the content of this project
* Your assessment is very important for improving the work of artificial intelligence, which forms the content of this project
MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 Original Issue Date (Created): 10/1/2015 Most Recent Review Date (Revised): 5/31/2016 Effective Date: 11/22/2016 POLICY RATIONALE DISCLAIMER POLICY HISTORY PRODUCT VARIATIONS DEFINITIONS CODING INFORMATION DESCRIPTION/BACKGROUND BENEFIT VARIATIONS REFERENCES I. POLICY Genetic testing for PALB2 mutations in patients with breast or pancreatic cancer or for cancer risk assessment in patients with or without a family history of breast or pancreatic cancer is considered investigational. There is insufficient evidence to support a conclusion concerning the health outcomes or benefits associated with this procedure. Policy Guidelines Genetic Counseling Genetic counseling is primarily aimed at patients who are at risk for inherited disorders, and experts recommend formal genetic counseling in most cases when genetic testing for an inherited condition is considered. The interpretation of the results of genetic tests and the understanding of risk factors can be very difficult and complex. Therefore, genetic counseling will assist individuals in understanding the possible benefits and harms of genetic testing, including the possible impact of the information on the individual’s family. Genetic counseling may alter the utilization of genetic testing substantially and may reduce inappropriate testing. Genetic counseling should be performed by an individual with experience and expertise in genetic medicine and genetic testing methods. Cross-references: MP 2.211 - Genetic Testing for Hereditary Breast and/or Ovarian Cancer Syndrome (BRCA1BRCA2) MP 2.325 - Genetic Cancer Susceptibility Panels Using Next Generation Sequencing Page 1 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 II. PRODUCT VARIATIONS TOP This policy is applicable to all programs and products administered by Capital BlueCross unless otherwise indicated below. FEP PPO* *The FEP program dictates that all drugs, devices or biological products approved by the U.S. Food and Drug Administration (FDA) may not be considered investigational. Therefore, FDAapproved drugs, devices or biological products may be assessed on the basis of medical necessity. III. DESCRIPTION/BACKGROUND TOP PALB2 (partner and localizer of BRCA2) mutations are rare in the general population, however, studies have estimated the prevalence of a PALB2 mutation in 1% to 3% of patients with hereditary breast cancer. PALB2 mutations are considered to be of intermediate penetrance, and carriers have an approximately 2- to 4-fold increased risk of developing breast cancer, when compared with the general population; these risk estimates may be higher in patients with a family history of breast cancer. Cancer predisposing genes can be categorized by the relative risk (RR) of developing a particular type of cancer if there is a mutation identified in one of these genes. Genes that are considered highly penetrant are associated with a RR for cancer (compared with the general population) of greater than 5, intermediate penetrant genes confer RRs from 2 to 4, and low-penetrant genes with a RR of about 1.5.1 Cancer syndromes that are associated with highly penetrant genes have established clinical management guidelines for patients who have been identified as having a pathogenic mutation in one of these genes (eg, BRCA), and it has been established that increased surveillance and risk-reducing interventions lead to improved patient outcomes. However, for gene mutations that confer an intermediate or low risk of developing cancer, clinical management guidelines are lacking, and it is unknown whether identifying mutations in these non-highly-penetrant genes will lead to improved patient outcomes. Hereditary Breast Cancer Breast cancer can be classified as sporadic, familial, or hereditary. Sporadic breast cancer accounts for 70% to 75% of cases and is thought to be due to nonhereditary causes. Familial breast cancer, of which there are more cases within a family than statistically expected, but with no specific pattern of inheritance, accounts for 15% to 25% of cases. Hereditary breast cancer Page 2 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 accounts for 5% to 10% of cases and is characterized by well-known susceptibility genes with apparently autosomal dominant transmission. The “classic” inherited breast cancer syndrome is the hereditary breast and ovarian cancer syndrome, most of which are due to mutations in the BRCA1 and BRCA2 genes. Other hereditary cancer syndromes such as Li-Fraumeni syndrome (associated with TP53 mutations), Cowden syndrome (associated with PTEN mutations), Peutz-Jeghers syndrome (associated with STK11 mutations), hereditary diffuse gastric cancer, and, possibly, Lynch syndrome, also predispose patients to varying degrees of risk for breast cancer. Highly penetrant mutations in the BRCA1, BRCA2, TP53, and PTEN genes may be associated with a lifetime breast cancer risk ranging from 40% to 85%. Only about 5% to 10% of all cases of breast cancer are attributable to a highly penetrant cancer predisposition gene. In addition to breast cancer, mutations in these genes may also confer a higher risk for other cancers.2 Clinical management guidelines for these syndromes associated with highly penetrant mutations address cancer surveillance strategies and risk-reducing interventions (eg, bilateral prophylactic mastectomy). Other mutations may be associated with intermediate penetrance and a lifetime breast cancer risk of 20% to 40% (eg, some PALB2 mutations, CHEK2). Low-penetrance mutations discovered in genome-wide association studies (eg, single-nucleotide polymorphisms), are generally common and confer a modest increase in risk, although penetrance can vary based on environmental and lifestyle factors. Hereditary Pancreatic Cancer Pancreatic cancer may have a familial component in approximately 10% of cases, and some are associated with familial cancer syndromes such as Peutz-Jeghers syndrome, familial malignant melanoma syndrome, Lynch syndrome, and hereditary breast-ovarian cancer syndrome. PALB2 has also been identified as increasing pancreatic cancer risk. Pancreatic Cancer Screening Patients with a family history of pancreatic cancer are advised on risk-reducing strategies including smoking cessation and weight loss. The possibility of screening for pancreatic cancer may be discussed, however, there are no generally accepted guidelines as to the modality of screening that should be used or the time interval at which screening should be performed, nor is the impact of screening on survival clear. PALB2 Gene BRCA1, BRCA2, and PALB2 are 3 breast cancer susceptibility genes that function together in the same DNA-damage response pathway. PALB2 (partner and localizer of BRCA2) is a tumor suppressor gene, that encodes for the PALB2 protein interacting with the protein produced by the BRCA2 gene. The PALB2 protein stabilizes the BRCA2 protein, allowing the BRCA2 protein to repair DNA double-strand breaks by a process known as homologous recombination. Monoallelic germline loss-of-function mutations Page 3 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 in PALB2 are associated with an increased risk of breast and pancreatic cancer and biallelic mutations lead to a Fanconi anemia complementation group, designated subtype N (FANCN). Most pathogenic PALB2 mutations detected are truncating frameshift or stop codons and are scattered throughout the gene. However, not all PALB2 variants examined and reported in the literature are pathogenic. For example, a 2013 meta-analysis by Zhang et al of “common variants” included associations with variants not likely pathogenic and reported pooled odds ratios between 1.36 and 1.64 (depending on the mode of inheritance).3 Regulatory Status Clinical laboratories may develop and validate tests in-house and market them as a laboratory service; laboratory-developed tests (LDTs) must meet the general regulatory standards of the Clinical Laboratory Improvement Act (CLIA). PALB2 testing is available under the auspices of CLIA. Laboratories that offer LDTs must be licensed by CLIA for high-complexity testing. To date, the U.S. Food and Drug Administration has chosen not to require any regulatory review of this test. Many commercial laboratories currently offer a wide variety of diagnostic procedures for PALB2 testing often included as part of panel (a listing can be obtained www.genetests.org). Myriad offers the Panexia® test (BRCA2 and PALB2), either comprehensive (with full sequencing determination by polymerase chain reaction and large rearrangement analysis for deletions and duplications by chromosome microarray analysis or single-site analysis (performed for a targeted gene region). Ambry Genetics BRCAplus™ includes comprehensive PALB2 mutation analysis together with BRCA and 4 other susceptibility genes. Customized next-generation sequencing panels provide simultaneous analysis of multiple cancer predisposition genes, and typically include both intermediate- and high-penetrant genes. See MP2.325 Genetic Cancer Susceptibility Panels Using Next Generation Sequencing which addresses the inclusion of PALB2 in these types of panels. IV. RATIONALE TOP A literature review was completed through October 27, 2015 (see Appendix Table 1 for genetic testing categories). Literature that describes the analytic validity, clinical validity, and clinical utility of genetic testing for PALB2 mutations was sought. Analytic Validity Analytic validity is the technical accuracy of the test in detecting a mutation that is present or in excluding a mutation that is absent. Page 4 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 According to a large reference laboratory, analytic validity of testing detects 99% of described PALB2 gene sequence mutations.4 Judkins et al (2015) reported analytic sensitivity exceeding 99.9% (Sanger sequencing referent) for all genes in a 25-gene panel that includes PALB2.5 Clinical Validity For genetic susceptibility to cancer, clinical validity can be considered, in part, on the following levels: 1. Does a positive test identify a person as having an increased risk of developing cancer? 2. If so, how high is the risk of cancer associated with a positive test and how certain is the estimated risk? The likelihood that someone with a positive test result will develop cancer is affected not only by the presence of the gene mutation, but also by other modifying factors that can affect the penetrance of the mutation (eg, environmental exposures, personal behaviors) or by the presence or absence of mutations in other genes. Prevalence of PALB2 Mutations in Patients With Hereditary Breast or Pancreatic Cancer Fernandes et al (2014) sought to determine the prevalence of PALB2 mutations in patients with hereditary breast cancer.6 They performed comprehensive sequencing of PALB2 from 1479 patients who were referred, nonconsecutively, to a large, reference laboratory for genetic testing for hereditary breast and ovarian cancer syndrome (caused by a germline mutation in BRCA1 or BRCA2). All patients tested negative for BRCA mutations, both by Sanger sequencing and for large genomic rearrangements. The samples tested were stratified into 2 groups, based on the clinical history provided on the test requisition form. The “high-risk” group (n=955) consisted of samples from patients with breast cancer before age 50 years or male breast cancer at any age, and a family history of 2 or more diagnoses of breast cancer before age 50 or ovarian cancer at any age. The “lower-risk” group (n=524) consisted of samples from patients diagnosed with breast cancer whose personal and family history information did not meet criteria for inclusion into the high-risk group. Mutations identified by sequencing were classified as deleterious (disease causing), variant of unknown significance, or a polymorphism. Deleterious mutations were identified in 12 (0.81%) of 1479 patients. In the high-risk group, deleterious mutations were identified in 10 patients (1.05%; 95% confidence interval [CI], 0.5% to 1.92%) and 2 in the lower risk group (0.38%; 95% CI, 0.05% to 1.37%). The difference in prevalence between the 2 risk groups was not statistically significant (p=0.14). Fifty-seven (3.9%) PALB2 mutations of uncertain significance were identified among the 1479 patients. Casadei et al (2011) determined the prevalence of PALB2 mutations in 1144 familial breast cancer patients with negative BRCA mutation testing.7 Thirty-three (2.9%) patients were found to have PALB2 mutations. Compared with their female relatives without PALB2 mutations (not population-base controls), the risk of breast cancer was increased 2.3-fold (95% CI, 1.5 to 4.2) by age 55 and 3.4-fold (95% CI, 2.4 to 5.9) by age 85. Page 5 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 Ding et al (2011) determined the frequency of pathogenic BRCA2 mutations, followed by sequencing of the PALB2 gene in BRCA2-negative male breast cancer patients.8 BRCA2 mutations were identified in 18 of 115 patients; the difference in BRCA2 mutation frequencies between cases with and without a family history of breast cancer was not statistically significant. Of the 97 BRCA2-negative cases, 1 PALB2 mutation with confirmed pathogenicity and 1 mutation predicted to be pathogenic was identified, for a prevalence of pathogenic PALB2 mutations of 1% to 2%. Stadler et al (2011) investigated the prevalence of PALB2 mutations in breast-pancreas cancer families.9 Testing was performed in patients with either a personal history of both breast and pancreatic cancer or a personal history of breast cancer and a family history of a first-degree relative with pancreatic cancer. No PALB2 mutations were identified in 77 breast and pancreatic cancer families, including 22 probands with a personal history of both breast and pancreatic cancer. Hofstatter et al (2011) studied whether PALB2 mutations were more prevalent in families with both breast and pancreatic cancers.10 Eligible subjects were required to have a personal history of breast cancer and negative testing for BRCA1 and BRCA2 mutations. Other eligibility criteria included a family history of pancreatic cancer in first- or second-degree relatives or a personal history of pancreatic cancer. Of the 94 patients tested, 2 deleterious mutations were identified, for a prevalence of 2.1%. Jones et al (2009) examined 96 patients with familial pancreatic cancer for germline PALB2 mutations.11 Protein-truncating PALB2 variants were identified in 3 patients (3.1%). Slater et al (2010) evaluated probands from 81 European familial pancreatic cancer families and identified 3 protein-truncating PALB2 variants (3.7%).12 In patients with familial breast cancer, others have reported mutation prevalence within a similar range.13 In addition, founder mutations have been identified (eg, among women of Finnish,14 French-Canadian,15 Polish,16 and Australian17 descent). Assessing the Risk of Developing Breast Cancer in an Individual With a PALB2 Mutation A number of studies have examined relative and absolute risks of breast cancer in women with PALB2 mutations. All but 2 (Antoniou et al,18 Cybulski et al19) were limited by small numbers of affected cases. Estimated risks varied according to specific mutations, age, and family histories. A 2015 meta-analysis included 13 studies of protein-truncating variants where odds ratios (ORs) were either reported or calculable.20 Relevant studies not included in that analysis are summarized separately. Erkko et al (2008) studied PALB2 mutations in 1918 Finnish women with breast cancer.14 Seventeen PALB2 c.1592delT probands were examined; 10 (mean age onset, 54.3 years) had a family history of breast cancer and 7 did not (mean age onset, 59.3 years). The relative risk (RR) of breast cancer conferred by the mutation was 14.3 (95% CI, 6.6% to 31.2%) but decreased with increasing age. The estimated cumulative risk of breast cancer at age 70 years was 40% (95% CI, 17% to 77%). Although the small number of women with c.1592delT mutations resulted in Page 6 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 substantial uncertainty in the point estimates, the results are consistent with at least moderate penetrance. Southey et al (2010) evaluated 1403 Australasian women with invasive breast cancer not selected based on family history.17 From a model assuming Hardy-Weinberg equilibrium, a dominant action of PALB2 c.3113 G > A, and other influences on breast cancer risk, 5 population-based mutation carrier families had a hazard ratio of 30.1 (95% CI, 7.5 to 120) for developing breast cancer. The cumulative risk to age 50 was estimated at 49% (95% CI, 15% to 93%), and 91% (95% CI, 44% to 100%) by age 70. Although the estimates consistent increased breast cancer risk, implications are limited by the large uncertainty as reflected in the confidence intervals. Antoniou et al (2014) studied the risk of breast cancer associated with inherited PALB2 mutations.18 The risk was analyzed among 362 members of 154 families who had deleterious mutations in PALB2; those with nondeleterious variants or variants of uncertain pathogenicity were excluded from the study. Families were identified through 14 research centers. Some families were ascertained through clinics for patients at high risk for breast cancer and others through screening of patients with breast cancer who were not selected on the basis of a positive family history. Pedigree likelihoods were constructed with pedigree-analysis software. The 154 families included 311 women with PALB2 mutations, 229 of whom had breast cancer, and 51 men with PALB2 mutations, 7 of whom had breast cancer. Among the 154 families, 48 different loss-offunction PALB2 mutations were identified—only 2 mutations were commonly identified (c.1592del in 44 families, c.3113del in 25 families), with the remainder found in between 1 and 8 families. Carriers of a PALB2 mutation had a 9.47 relative risk of breast cancer (95% CI, 7.16 to 12.57) compared with the U.K. population under a single-gene model with age-constant constant relative risk. The cumulative risk of breast cancer for female PALB2 mutation carriers by age 50 years was 14% (95% CI, 9% to 20%) and by 70 years, 35% (95% CI, 26% to 46%). The absolute breast cancer risk for PALB2 female mutation carriers by age 70 years ranged from 33% (95% CI, % to 44%) for those without a family history of breast cancer, to 58% (95% CI, 50% to 66%) for those with a family history of breast cancer (defined as those with 2 first-degree relatives with breast cancer at 50 years of age). The RR of ovarian cancer among PALB2 mutation carriers was 2.3 (95% CI, 0.77 to 6.97; p=0.18). The RR of breast cancer for males with PALB2 mutations, compared with the male breast cancer incidence in the general population, was estimated to be 8.3 (95% CI, 0.77 to 88.5; p=0.08). The risk estimates in this study are higher than those reported in other studies, suggesting a higher risk of breast cancer with a PALB2 mutation in an individual with a family history of breast cancer. The authors suggested that, in certain populations, the breast cancer risk for PALB2 mutation carriers may overlap with that for BRCA2 mutation carriers. Page 7 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 Additionally, Easton et al (2015) in a review of panel testing pooled RRs from 4 case-control and family studies including Antoniou et al. Methods were not detailed but they estimated a PALB2 mutation to confer a RR of 5.3 (95% CI, 3.0 to 9.4).21 Thompson et al (2015) evaluated 1996 Australian women with breast cancer referred for genetic evaluation and 1998 controls.22 Nineteen protein-truncating variants were identified—26 in cases (1.3%) and 4 in controls (0.2%) with a relative odds for breast cancer of 6.58 (95% CI, 2.3 to 18.9). In addition, many missense variants identified were slightly more common in cases (OR=1.15; 95% CI, 1.02 to 1.32). Cybulski et al (2015) examined 2 loss-of-function PALB2 mutations (509_510delGA, 172_175delTTGT) in women with invasive breast cancer diagnosed between 1996 and 2012 in Poland.19 From 12,529 women genotyped, a PALB2 mutation was identified in 116 (0.93%; 95% CI, 0.76% to 1.09%) versus 10 of 4702 controls (0.21%; 95% CI, 0.08% to 0.34%) (OR for breast cancer, 4.39; 95% CI, 2.30 to 8.37). In contrast, a BRCA1 mutation was identified in 3.47% of women with breast cancer and 0.47% of controls (OR=7.65; 95% CI, 4.98 to 11.75). The authors estimated a PALB2 mutation conferred a 24% cumulative risk of breast cancer by age 75 (in the a setting of age-adjusted breast cancer rates that are slightly over half that in the United Kingdom23 or the United States [http://seer.cancer.gov/statfacts/html/breast.html]). A PALB2 mutation was also associated with poorer prognosis—a 10-year survival of 48.0% versus 74.7% and a hazard ratio adjusted for prognostic factors of 2.27 (95% CI, 1.64 to 3.15) for death. Finally, Aloraifi et al (2015) conducted a meta-analysis of studies reporting genotyped cases along with controls in women with protein-truncating variants including those in PALB2.20 Studies of women with early-onset breast cancer (<50 years of age), presence of a family history, or bilateral breast cancers were identified (PubMed search through June 1, 2014). Studies of sporadic or male breast cancers were excluded. Thirteen studies of PALB2 protein-truncating variants were included—5862 cases (91 with PALB2 variants) and 17,453 controls (9 with PALB2 variants). Studies were conducted in a variety of ethnic groups. The authors reported a pooled OR for breast cancer of 21.40 (95 CI, 10.10 to 45.32). However, in 9 studies, no controls were identified with a variant or effectively “0 events” in the control group, contributing the large magnitude of effect and wide confidence interval. Sensitivity analyses, of particular relevance given the unstable estimates, were not reported. The estimate reported is also substantially larger than that reported by either Antoniou18 or Cybulski.19 Section Summary: Clinical Validity Estimated absolute and relative risk varied across studies, but the magnitudes are consistent with increased breast cancer risk conferred by protein-truncating PALB2 variants. But given the low prevalence of mutations, the overall number of women studied with protein-truncating PALB2 variants is not large—approximately 500 with breast cancer and 105 without. Only 2 studies included over 40 women with breast cancer and PALB2 mutations. Additionally, with few exceptions (eg, c.1592del, c.3113d) specific variants were uncommon. The magnitude of increased risk for pancreatic cancer is unclear. Page 8 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 Clinical Utility Clinical utility refers to how the results of the diagnostic test will be used to change management of the patient and whether these changes in management lead to clinically important improvements in health outcomes. Identifying a person with a mutation that confers a high risk of developing cancer could lead to changes in clinical management and improved health outcomes. There are well-defined clinical guidelines on the management of patients who are identified as having a high-risk hereditary cancer syndrome. Changes in clinical management could include modifications in cancer surveillance, specific risk-reducing measures (eg, prophylactic surgery), and treatment guidance (eg, avoidance of certain exposures). In addition, other at-risk family members could be identified. The body of evidence is consistent with protein-truncating PALB2 variants conferring increased absolute and relative risks for breast cancer. In some studies, the magnitudes of estimated risk exceed those that could change management—eg, screening asymptomatic carriers (eg, with lifetime risk >20%) with magnetic resonance imaging and clinical exam. However, the number of additional women recommended to undergo screening based on PALB2 testing, over and above based on family history alone, is unclear. Furthermore, PALB2 results have not been incorporated into standard risk models. Whether the increased risk warrants considering risk reduction mastectomy requires a high level of certainty; the existing body of evidence does not yet provide that level of certainty. Furthermore, given that many mutations are rare, the basis for determining pathogenicity (ie, whether the variant is protein-truncating) may be limited requiring considerable genetic expertise. Protein-truncation PALB2 variants appear to be responsible for some cases of familial pancreatic cancers, but the proportion is uncertain. Whether screening asymptomatic high-risk patients can improve health outcomes is unclear,24-26 a consensus recommendation from International Cancer of the Pancreas Screening consortium concluded “PALB2 mutation carriers with one or more affected FDR [first-degree relative] with PC [pancreatic cancer] should be screened (agree 77.5%, grade very low, ‘probably do it’).” Ongoing and Unpublished Clinical Trials A search of ClinicalTrials.gov in December 2015 did not identify any ongoing or unpublished trials that would likely influence this review. Summary of Evidence The evidence for genetic testing for a protein-truncating PALB2 variant in individuals who have a personal or family history of cancer and criteria suggesting risk of hereditary breast/ovarian cancer syndrome includes studies of analytic validity, mutation prevalence, and multiple studies of breast cancer risk, including 1 meta-analysis. Relevant outcomes are overall survival, diseasespecific survival, as well as test accuracy and validity. Reported accuracy of the test has been high. Estimated absolute and relative risk for breast cancer varied across studies, but the magnitudes are consistent with increases conferred by protein-truncating PALB2 variants. But Page 9 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 given the low prevalence of variants, the overall number of women studied with proteintruncating PALB2 variants is not large. Additionally, with few exceptions, specific variants are uncommon. Whether PALB2 testing would result in management changes that would not occur based on family history alone is unclear. Whether the increased risk warrants considering riskreduction mastectomy requires a high level of certainty; the existing body of evidence does not yet provide that level of certainty. The evidence is insufficient to determine the effects of the technology on health outcomes. The evidence for genetic testing for a protein-truncating PALB2 variant in individuals who have a family history of pancreatic cancer includes studies of prevalence in patients with familial pancreatic cancer. Relevant outcomes are overall survival, disease-specific survival, as well as test accuracy and validity. Protein-truncating PALB2 variants appear responsible for some cases of familial pancreatic cancers, but the proportion is unclear. Whether screening asymptomatic high-risk patients can improve health outcomes is uncertain. The evidence is insufficient to determine the effects of the technology on health outcomes. Clinical Input Received From Physician Specialty Societies and Academic Medical Centers While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted. In response to requests, input was received from 2 academic medical centers and 5 specialty societies, for a total of 7 reviewers in 2014. The review was limited to input about whether PALB2 testing to estimate risk of developing breast cancer should be medically necessary, and whether testing results alter patient management. Reviewer input on both questions was mixed. Practice Guidelines and Position Statements American Society of Clinical Oncology In a 2015 policy statement update on genetic and genomic testing for cancer susceptibility,27 the American Society of Clinical Oncology stated that testing for high-penetrance mutations in appropriate populations has clinical utility in that mutations inform clinical decision making and facilitate the prevention or amelioration of adverse health outcomes. The update notes: “Clinical utility remains the fundamental issue with respect to testing for mutations in moderate penetrance genes. It is not yet clear whether the management of an individual patient or his or her family should change based on the presence or absence of a mutation. There is insufficient evidence at the present time to conclusively demonstrate the clinical utility of testing for moderate-penetrance mutations, and no guidelines exist to assist oncology providers.” National Comprehensive Cancer Network National Comprehensive Cancer Network (NCCN) guideline on genetic/familial high-risk assessment for breast and ovarian cancer (v.2.2015)28 recommends breast magnetic resonance imaging screening when a pathogenic PALB2 mutation is detected based on the cumulative Page 10 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 lifetime breast cancer risk. Evidence was judged insufficient to support risk-reduction mastectomy or risk-reduction salpingo-oophorectomy in women with identified pathogenic PALB2 mutations. NCCN guidelines for pancreatic cancer do not address the use of testing for PALB2 mutations. International Cancer of the Pancreas Screening Consortium A multidisciplinary consortium, the International Cancer of the Pancreas Screening Consortium, met to discuss pancreatic screening and vote on statements. Consensus was considered reached if 75% or more agreed or disagreed. There was excellent agreement that, to be successful, a screening program should detect and treat T1N0M0 margin-negative pancreatic cancers and high-grade dysplastic precursor lesions. It was agreed that the following were candidates for screening: first-degree relatives of patients with pancreatic cancer from a familial pancreatic cancer kindred with at least 2 affected first-degree relatives; patients with Peutz-Jeghers syndrome; and p16, BRCA2, PALB2, and hereditary nonpolyposis colorectal cancer mutation carriers with 1 or more affected first-degree relative.29 U.S. Preventive Services Task Force Recommendations No U.S. Preventive Services Task Force recommendations for PALB2 mutation testing have been identified. Medicare National Coverage There is no national coverage determination (NCD). V. DEFINITIONS TOP NA VI. BENEFIT VARIATIONS TOP The existence of this medical policy does not mean that this service is a covered benefit under the member's contract. Benefit determinations should be based in all cases on the applicable contract language. Medical policies do not constitute a description of benefits. A member’s individual or group customer benefits govern which services are covered, which are excluded, and which are subject to benefit limits and which require preauthorization. Members and providers should consult the member’s benefit information or contact Capital for benefit information. Page 11 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 VII. DISCLAIMER TOP Capital’s medical policies are developed to assist in administering a member’s benefits, do not constitute medical advice and are subject to change. Treating providers are solely responsible for medical advice and treatment of members. Members should discuss any medical policy related to their coverage or condition with their provider and consult their benefit information to determine if the service is covered. If there is a discrepancy between this medical policy and a member’s benefit information, the benefit information will govern. Capital considers the information contained in this medical policy to be proprietary and it may only be disseminated as permitted by law. VIII. CODING INFORMATION TOP Note: This list of codes may not be all-inclusive, and codes are subject to change at any time. The identification of a code in this section does not denote coverage as coverage is determined by the terms of member benefit information. In addition, not all covered services are eligible for separate reimbursement. Investigational therefore not covered: CPT Codes® 81406 Current Procedural Terminology (CPT) copyrighted by American Medical Association. All Rights Reserved. IX. REFERENCES TOP 1. Apostolou P, Fostira F. Hereditary breast cancer: the era of new susceptibility genes. Biomed Res Int. 2013;2013:747318. PMID 23586058 2. Shannon KM, Chittenden A. Genetic testing by cancer site: breast. Cancer J. Jul-Aug 2012;18(4):310-319. PMID 22846731 3. Zhang YX, Wang XM, Kang S, et al. Common variants in the PALB2 gene confer susceptibility to breast cancer: a meta-analysis. Asian Pac J Cancer Prev. 2013;14(12):7149-7154. PMID 24460267 4. http://www.myriad.com/healthcare-professionals/about-genetic-testing/types-ofgenetic-tests/. 5. Judkins T, Leclair B, Bowles K, et al. Development and analytical validation of a 25gene next generation sequencing panel that includes the BRCA1 and BRCA2 genes to assess hereditary cancer risk. BMC Cancer. 2015;15(1):215. PMID 25886519 6. Fernandes PH, Saam J, Peterson J, et al. Comprehensive sequencing of PALB2 in patients with breast cancer suggests PALB2 mutations explain a subset of hereditary breast cancer. Cancer. Apr 1 2014;120(7):963-967. PMID 24415441 Page 12 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 7. Casadei S, Norquist BM, Walsh T, et al. Contribution of inherited mutations in the BRCA2-interacting protein PALB2 to familial breast cancer. Cancer Res. Mar 15 2011;71(6):2222-2229. PMID 21285249 8. Ding YC, Steele L, Kuan CJ, et al. Mutations in BRCA2 and PALB2 in male breast cancer cases from the United States. Breast Cancer Res Treat. Apr 2011;126(3):771778. PMID 20927582 9. Stadler ZK, Salo-Mullen E, Sabbaghian N, et al. Germline PALB2 mutation analysis in breast-pancreas cancer families. J Med Genet. Aug 2011;48(8):523-525. PMID 21415078 10. Hofstatter EW, Domchek SM, Miron A, et al. PALB2 mutations in familial breast and pancreatic cancer. Fam Cancer. Jun 2011;10(2):225-231. PMID 21365267 11. Jones S, Hruban RH, Kamiyama M, et al. Exomic sequencing identifies PALB2 as a pancreatic cancer susceptibility gene. Science. Apr 10 2009;324(5924):217. PMID 19264984 12. Slater EP, Langer P, Niemczyk E, et al. PALB2 mutations in European familial pancreatic cancer families. Clin Genet. Nov 2010;78(5):490-494. PMID 20412113 13. Nguyen-Dumont T, Hammet F, Mahmoodi M, et al. Mutation screening of PALB2 in clinically ascertained families from the Breast Cancer Family Registry. Breast Cancer Res Treat. Jan 2015;149(2):547-554. PMID 25575445 14. Erkko H, Dowty JG, Nikkila J, et al. Penetrance analysis of the PALB2 c.1592delT founder mutation. Clin Cancer Res. Jul 15 2008;14(14):4667-4671. PMID 18628482 15. Foulkes WD, Ghadirian P, Akbari MR, et al. Identification of a novel truncating PALB2 mutation and analysis of its contribution to early-onset breast cancer in French-Canadian women. Breast Cancer Res. 2007;9(6):R83. PMID 18053174 16. Cybulski C, Lubinski J, Wokolorczyk D, et al. Mutations predisposing to breast cancer in 12 candidate genes in breast cancer patients from Poland. Clin Genet. Oct 2015;88(4):366-370. PMID 25330149 17. Southey MC, Teo ZL, Dowty JG, et al. A PALB2 mutation associated with high risk of breast cancer. Breast Cancer Res. 2010;12(6):R109. PMID 21182766 18. Antoniou AC, Casadei S, Heikkinen T, et al. Breast-cancer risk in families with mutations in PALB2. N Engl J Med. Aug 7 2014;371(6):497-506. PMID 25099575 19. Cybulski C, Kluzniak W, Huzarski T, et al. Clinical outcomes in women with breast cancer and a PALB2 mutation: a prospective cohort analysis. Lancet Oncol. Jun 2015;16(6):638-644. PMID 25959805 20. Aloraifi F, McCartan D, McDevitt T, et al. Protein-truncating variants in moderate-risk breast cancer susceptibility genes: A meta-analysis of high-risk case-control screening studies. Cancer Genet. Sep 2015;208(9):455-463. PMID 26250988 Page 13 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 21. Easton DF, Pharoah PD, Antoniou AC, et al. Gene-panel sequencing and the prediction of breast-cancer risk. N Engl J Med. Jun 4 2015;372(23):2243-2257. PMID 26014596 22. Thompson ER, Gorringe KL, Rowley SM, et al. Prevalence of PALB2 mutations in Australian familial breast cancer cases and controls. Breast Cancer Res. 2015;17(1):111. PMID 26283626 23. Antoniou AC, Foulkes WD, Tischkowitz M, et al. Breast cancer risk in women with PALB2 mutations in different populations. Lancet Oncol. Aug 2015;16(8):e375-376. PMID 26248842 24. Canto MI, Goggins M, Hruban RH, et al. Screening for early pancreatic neoplasia in high-risk individuals: a prospective controlled study. Clin Gastroenterol Hepatol. Jun 2006;4(6):766-781; quiz 665. PMID 16682259 25. Langer P, Kann PH, Fendrich V, et al. Five years of prospective screening of high-risk individuals from families with familial pancreatic cancer. Gut. Oct 2009;58(10):14101418. PMID 19470496 26. Harinck F, Konings IC, Kluijt I, et al. A multicentre comparative prospective blinded analysis of EUS and MRI for screening of pancreatic cancer in high-risk individuals. Gut. May 18 2015. PMID 25986944 27. Robson ME, Bradbury AR, Arun B, et al. American Society of Clinical Oncology Policy Statement Update: Genetic and Genomic Testing for Cancer Susceptibility. J Clin Oncol. Nov 1 2015;33(31):3660-3667. PMID 26324357 28. NCCN. NCCN Clinical Practice Guidelines in Oncology (NCCN Guidelines®) Genetic/Familial High-Risk Assessment: Breast and Ovarian. 2015; Version 2.2015:http://www.nccn.org/professionals/physician_gls/pdf/genetics_screening.pdf. Accessed December 28, 2015. 29. Canto MI, Harinck F, Hruban RH, et al. International Cancer of the Pancreas Screening (CAPS) Consortium summit on the management of patients with increased risk for familial pancreatic cancer. Gut. Mar 2013;62(3):339-347. PMID 23135763 X. POLICY HISTORY MP 2.279 TOP CAC 6-2-15 New policy adopting BCBSA. PALB2 genetic testing is investigational. CAC 5/31/16 Consensus review. Policy statement unchanged. Policy Guidelines and Appendix added. Description/Background, Rationale and References updated. Coding reviewed. Administrative Update 11/22/16 -Variation reformatting 10/21/16. Page 14 MEDICAL POLICY POLICY TITLE GENETIC TESTING FOR PALB2 MUTATIONS POLICY NUMBER MP-2.279 Appendix Appendix Table 1. Categories of Genetic Testing Addressed in MP-2.279 Category 1. Testing of an affected individual's germline to benefit the individual 1a. Diagnostic 1b. Prognostic 1c. Therapeutic 2. Testing cancer cells from an affected individual to benefit the individual 2a. Diagnostic 2b. Prognostic 2c. Therapeutic 3. Testing an asymptomatic individual to determine future risk of disease 4. Testing of an affected individual's germline to benefit family members 5. Reproductive testing 5a. Carrier testing: preconception 5b. Carrier testing: prenatal 5c. In utero testing: aneuploidy 5d. In utero testing: mutations 5e. In utero testing: other 5f. Preimplantation testing with in vitro fertilization Addressed X TOP Health care benefit programs issued or administered by Capital BlueCross and/or its subsidiaries, Capital Advantage Insurance Company®, Capital Advantage Assurance Company® and Keystone Health Plan® Central. Independent licensees of the BlueCross BlueShield Association. Communications issued by Capital BlueCross in its capacity as administrator of programs and provider relations for all companies. Page 15