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Boston Partners Global Equity Fund (BPGIX)
Boston Partners Global Equity Fund (BPGIX)

... Boston Partners Global Investors, Inc. ("Boston Partners") is an Investment Adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. Boston Partners is a subsidiary of Robeco Groep N.V. (“Robeco”), a Dutch investment management firm headquartered in R ...
FM11 Ch 19 Instructors Manual
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... d. The Securities and Exchange Commission (SEC) is a government agency which regulates the sales of new securities and the operations of securities exchanges. The SEC, along with other government agencies and self-regulation, helps ensure stable markets, sound brokerage firms, and the absence of sto ...
SYNGENTA AG - FURTHER EXTENDED TENDER OFFER OPTION
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BUSINESS ENGLISH 1
BUSINESS ENGLISH 1

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International Value Fund - Third Avenue Management
International Value Fund - Third Avenue Management

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... techniques are tested for their applicability in corporate securities fraud detection, which are Logistic regression model, Neural Networks (NNs), Sequential minimal optimization (SMO), Radial Basis Function (RBF) networks, Bayesian networks and Grammar Based Genetic Programming (GBGP). The six tech ...
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... A company sold 10 million shares in an IPO at a price of $10 per share. The underwriters charged an 8% fee and incurred expenses of $500,000. Price per share at the end of the first day was $12.50. How much money was left on the table? $15.8 million $33 million $17 million $25 million none of the ab ...
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... economic or political conditions can affect the credit quality or value of an issuers securities. Entities providing credit support or a maturity-shortening structure also can be affected by these types of changes. If the structure of a security fails to function as intended, the security could decl ...
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Are Stocks Expensive? - Zevin Asset Management
Are Stocks Expensive? - Zevin Asset Management

... Are stocks over-priced? There’s the easy answer (yes), the complicated answer (it’s a little more difficult), and the real answer (it depends). But perhaps we should ask a better question. Stock valuations are always a key consideration for investors. Following a year when stock indices in the U.S. ...
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stock exchange - The Toppers Way
stock exchange - The Toppers Way

... organized, managed and controlled such that it retains its independence, while continuing to perform a genuine market development role ...
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Securities fraud

Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws. Offers of risky investment opportunities to unsophisticated investors who are unable to evaluate risk adequately and cannot afford loss of capital is a central problem.Securities fraud can also include outright theft from investors (embezzlement by stockbrokers), stock manipulation, misstatements on a public company's financial reports, and lying to corporate auditors. The term encompasses a wide range of other actions, including insider trading, front running and other illegal acts on the trading floor of a stock or commodity exchange.
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