• Study Resource
  • Explore Categories
    • Arts & Humanities
    • Business
    • Engineering & Technology
    • Foreign Language
    • History
    • Math
    • Science
    • Social Science

    Top subcategories

    • Advanced Math
    • Algebra
    • Basic Math
    • Calculus
    • Geometry
    • Linear Algebra
    • Pre-Algebra
    • Pre-Calculus
    • Statistics And Probability
    • Trigonometry
    • other →

    Top subcategories

    • Astronomy
    • Astrophysics
    • Biology
    • Chemistry
    • Earth Science
    • Environmental Science
    • Health Science
    • Physics
    • other →

    Top subcategories

    • Anthropology
    • Law
    • Political Science
    • Psychology
    • Sociology
    • other →

    Top subcategories

    • Accounting
    • Economics
    • Finance
    • Management
    • other →

    Top subcategories

    • Aerospace Engineering
    • Bioengineering
    • Chemical Engineering
    • Civil Engineering
    • Computer Science
    • Electrical Engineering
    • Industrial Engineering
    • Mechanical Engineering
    • Web Design
    • other →

    Top subcategories

    • Architecture
    • Communications
    • English
    • Gender Studies
    • Music
    • Performing Arts
    • Philosophy
    • Religious Studies
    • Writing
    • other →

    Top subcategories

    • Ancient History
    • European History
    • US History
    • World History
    • other →

    Top subcategories

    • Croatian
    • Czech
    • Finnish
    • Greek
    • Hindi
    • Japanese
    • Korean
    • Persian
    • Swedish
    • Turkish
    • other →
 
Profile Documents Logout
Upload
Efficient Risk Reducing Strategies by International Diversification
Efficient Risk Reducing Strategies by International Diversification

... Fluctuating exchange rates represent a crucial factor for investors who want to diversify their investment portfolio internationally. So, it is important to study whether hedging the exchange rate risk is worthwhile. A standard approach is to hedge the exchange rate risk completely through the use ...
The CHAIRMAN. Judge Healy, we will be glad to
The CHAIRMAN. Judge Healy, we will be glad to

... think that there will he anything in it that will in any way affect .anyone's judgment on the subject of the pending bill. Mr. COLE.Does each part have the conclusions of the Commission? Mr. HEALY.Yes, sir; they all have conclusions. The summing up of all of the Commission's conclusions, however, wa ...
the red queen principle and the emergence of efficient financial
the red queen principle and the emergence of efficient financial

... Chen and Yeh (2001) are exceptional in having proposed an endogenous scheme for when and by how much investors equipped with genetic programs retrain in an artificial stock market environment. They (ibid pp. 377-379) discuss the process of enhancement of individual investment performance in terms of ...
FREE Sample Here
FREE Sample Here

... D. has been enhanced due the recent misuse and negative publicity regarding these instruments E. is worthless today Of the factors cited above, only a affects the value of the derivative and/or is a true statement. ...
Download paper (PDF)
Download paper (PDF)

... alternative view is that liquidity is a proxy for non-informational or noise trading, which may harm informational efficiency.4 In behavioral finance models, various limits to arbitrage prevent rational agents from making aggressive bets against noise traders—e.g., DeLong, Shleifer, Summers, and Wal ...
Corporations, Mergers, and Multinationals
Corporations, Mergers, and Multinationals

... Stocks • When a business is incorporated, stocks are generally sold. • By selling stocks, the corporation acquires capital. • By buying stocks, individuals become partial owners of the corporation. E. Napp ...
Naked Short Selling
Naked Short Selling

... only on day t+3 on the basis of the rebate rates in the OTC stock-borrowing market on day t+3.6 The short seller may want to borrow and deliver if these rebate rates are positive and fail if they are negative. Second, as explained by Culp and Heaton (2008), a FTD results either in automatic stock b ...
Creating a Canadian Advantage in Global Capital
Creating a Canadian Advantage in Global Capital

... savings to where it is most productive. They allow large numbers of investors to reduce their financial risks through diversification. By spreading risk widely, they also cushion the economy against economic and financial shocks. Capital markets also help create good jobs and spinoff benefits, with ...
Havells India - ICICI Direct
Havells India - ICICI Direct

... remained at ~2-3% of net sales to build the brand image and awareness in Tier I, Tier II cities. Appliances have lower penetration in India. Hence, improvement in power availability, increase in disposable income and shift in focus towards branded category products would help grow consumer durable s ...
Going Public, Selling Stock, and Buying Liquidity
Going Public, Selling Stock, and Buying Liquidity

... the registration statement and the prospectus, it is illegal to sell shares that are part of the offering at any other price. Obviously, if it were possible for the underwriter to follow the market up and sell shares at higher prices as the market price rises, it would be tempting to do so. So why ...
“Inflation-Maintenance” Theory of Securities Fraud Liability
“Inflation-Maintenance” Theory of Securities Fraud Liability

... Second Circuit Accepts Controversial “InflationMaintenance” Theory of Securities Fraud Liability In so-called “price maintenance” securities fraud cases, plaintiffs argue that a misrepresentation that does not cause a stock’s price to rise can nevertheless be actionable under Section 10(b) of the Se ...
Relative Velocity Statistics: Their Application in Portfolio Analysis
Relative Velocity Statistics: Their Application in Portfolio Analysis

... the larger swings are selected (by inspection) and the successive high and low points are then used to compute percentage advances and declines. Although the general market trend may make the choice of smaller movements feasible, usually the swings selected are those of 10% or more. The percentage r ...
Answers to Concepts Review and Critical
Answers to Concepts Review and Critical

... A company’s internally generated cash flow provides a source of equity financing. For a profitable company, outside equity may never be needed. Debt issues are larger because large companies have the greatest access to public debt markets (small companies tend to borrow more from private lenders). E ...
Forensic-Audit - Mauritius Institute of Professional Accountants
Forensic-Audit - Mauritius Institute of Professional Accountants

... Response to Frauds ...
Broker-Dealer Trading Activities
Broker-Dealer Trading Activities

... emphasized that best execution obligations require that brokerdealer's routing orders for automatic execution must periodically assess the quality of competing markets to assure that order flow is directed to markets providing the most beneficial terms for their customers' orders. While in the past ...
Securities and Secrets: Insider Trading and the Law of Contracts
Securities and Secrets: Insider Trading and the Law of Contracts

... securities law.1" Yet, these commentators have not struggled with a definition of fairness, but have settled for general descriptions, such as "equal access to information' 7 between insiders and out14 See Brudney, supra note 2, at 335-36. It has been argued that if the harm from insider trading had ...
MOSAX - MassMutual
MOSAX - MassMutual

... information, including month-end performance, please call 877-474-5016 or visit ww.massmutual.com/retire. The investment return and the principal value of an investment will fluctuate; so an investor's shares/units, when redeemed, may be worth more or less than their original cost. Investment portfo ...
DOC - Lasalle Hotel Properties
DOC - Lasalle Hotel Properties

... compensation for either the Company’s lodging peers or its size-based peers or both (excluding special, one-time equity incentive grants). ...
MARKET REVIEW U.S. equity markets closed out 2016 with a post
MARKET REVIEW U.S. equity markets closed out 2016 with a post

... U.S. equity markets closed out 2016 with a post-election rally fueled by expectations of expanded pro-growth fiscal policies, lower taxes and regulations, and higher interest rates. Economic indicators released during the quarter continued to show a U.S. economy that was growing modestly, with stead ...
Sun Pharmaceuticals (SUNPHA)
Sun Pharmaceuticals (SUNPHA)

... The Board of Directors has contemplated a buy-back of equity shares of the company The company recently received a grand jury subpoena from the United States Department of Justice, Antitrust Division seeking documents from its subsidiary Sun Pharmaceutical Industries Inc. (SPII) and its affiliates r ...
Would a Stock By Any Other Ticker Smell as Sweet? Alex Head
Would a Stock By Any Other Ticker Smell as Sweet? Alex Head

... However, Rashes (2001) found that investors are not always savvy about ticker symbols. Two completely different firms, Massmutual Corporate Investors (which trades on the NYSE with the ticker symbol MCI) and MCI Communications (which trades on the NASDAQ with the ticker symbol MCIC), defied the effi ...
Cross Listing Requirement - Capital Markets and Securities Authority
Cross Listing Requirement - Capital Markets and Securities Authority

... The following requirements shall be met in order for a foreign company to be eligible to offer securities to the Tanzanian public and subsequently list at a stock exchange in Tanzania: 1) The relevant law pursuant to which the company has been incorporated must impose similar requirements or require ...
PowerShares Dynamic US Market UCITS ETF 31 May 2017
PowerShares Dynamic US Market UCITS ETF 31 May 2017

... Persons interested in acquiring the ETF should inform themselves as to (i) the legal requirements in the countries of their nationality, residence, ordinary residence or domicile: (ii) any foreign exchange controls: and (iii) tax consequences which might be relevant. This document is marketing mater ...
The Trialogue on Key Information Documents for Investment Products
The Trialogue on Key Information Documents for Investment Products

... Having to provide a key information documents (KID) for corporate bonds which are traded on regulated markets is superfluous and redundant. Existing prospectus and transparency requirements are already very detailed. According to the Prospectus Directive (PD) the prospectus for securities offered to ...
TITLE 9 Chapter 9:18 PREVIOUS CHAPTER STOCK THEFT ACT
TITLE 9 Chapter 9:18 PREVIOUS CHAPTER STOCK THEFT ACT

... satisfaction of the court, that he had reasonable cause for believing at the time of acquiring or receiving such stock or produce that it was the property of the person from whom he acquired or received it or that such person was duly authorized by the owner thereof to deal with it or dispose of it. ...
< 1 ... 20 21 22 23 24 25 26 27 28 ... 79 >

Securities fraud

Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws. Offers of risky investment opportunities to unsophisticated investors who are unable to evaluate risk adequately and cannot afford loss of capital is a central problem.Securities fraud can also include outright theft from investors (embezzlement by stockbrokers), stock manipulation, misstatements on a public company's financial reports, and lying to corporate auditors. The term encompasses a wide range of other actions, including insider trading, front running and other illegal acts on the trading floor of a stock or commodity exchange.
  • studyres.com © 2026
  • DMCA
  • Privacy
  • Terms
  • Report