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Chapter 25 International Diversification
Chapter 25 International Diversification

... • Clearly, U.S. stocks do not comprise a fully diversified equity portfolio. • International investing provides greater diversification opportunities. • It also carries some special risks. ...
The Effects of Capital Structure Change on Security Prices
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... partially offset by additional personal tax liabilities of the acquiring debtholders. Miller (1976) shows that for equilibrium to exist in a perfect capital market with corporate and differential personal income tax rates, debt policy can have no effect on firm market value. In this case, a given f ...
applied statistics
applied statistics

... Let ‘E’ be the point of interaction of the demand curve and the supply curve. Then ‘P0’ is the equilibrium price and ‘Q0’ is the equilibrium quantity. Suppose the price were above the equilibrium price, say at ‘P1’. At this point producers would try to produce and sell more than what consumers are w ...
What rate of return can we expect over the next decade?
What rate of return can we expect over the next decade?

... present long-term (usually ten years) equity forecasts based on one a priori selected predictor. I make at least four contributions to the literature: First, I compare how well different predictors have captured movements in ten-year ahead real equity returns throughout history. Second, I find that ...
A note on portfolio selection, diversification and
A note on portfolio selection, diversification and

... the FoF portfolio charges active management fees for a product that essentially mimics the stock holdings and index weights of the benchmark. Since Markowitz’ (1952) seminal paper on portfolio selection, a number of studies have examined the relationship between risk and return according to the num ...
What rate of return can we expect over the next decade?
What rate of return can we expect over the next decade?

... present long-term (usually ten years) equity forecasts based on one a priori selected predictor. I make at least four contributions to the literature: First, I compare how well different predictors have captured movements in ten-year ahead real equity returns throughout history. Second, I find that ...
Balanced Income Portfolio Interim Management Report of Fund
Balanced Income Portfolio Interim Management Report of Fund

Bank Indonesia Jakarta
Bank Indonesia Jakarta

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Chapter 6-Risk and Rates of Return
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Risk Management Lessons from the Credit Crisis
Risk Management Lessons from the Credit Crisis

... of a hypothetical fund, called Capital Decimation Partners, which seems to perform very well, with a high Sharpe ratio. In this case, the fund holds a leveraged short position in an equity index option. As long as the option is not exercised, the portfolio generates a positive and steady return. The ...
Measuring Portfolio Diversification
Measuring Portfolio Diversification

... The effect of adding the new loan is to reduce the concentration ratio from 50% to 33%. The change in diversification is apparent in the increase of the diversification quotient from two to three. The portfolio now has the same diversification as a portfolio of three loans of equal size. For this sm ...
Mutual Fund Flows and Fluctuations in Credit and Business Cycles
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... We start with investigating whether HYNEIO can predict variables that were found to be indicators for the credit cycle. We focus on Greenwood and Hanson’s (2013) high-yield-share (HYS), which measures the quality of corporate bond issuers, and the degrees of reaching for yield (Baker and Ivashina, 2 ...
The Behavior of US Interest Rate Swap Spreads in Global Financial
The Behavior of US Interest Rate Swap Spreads in Global Financial

... characteristics of swap and corporate bond are not totally comparable. Nevertheless, since swap default spreads are unobservable, the difference between the yield on a portfolio of corporate bonds and the yield on an equivalent government bond can be used as a proxy for the default premium. ...
Market Efficiency: A Theoretical Distinction and So What?
Market Efficiency: A Theoretical Distinction and So What?

... than 100 percent in the other portfolio. If both Xa and Xc are positive, then the resulting portfolio lies within the interval connecting a and c in Figure 1. If Xc is negative, then Xa > 1 and the resulting portfolio lies outside the interval, beyond a. Similarly, if Xa < 0 and Xc > 1, the portfoli ...
NP 2012 COC 1 Q.
NP 2012 COC 1 Q.

... models of portfolio behavior, the geometric mean model and the lifetime consumptioninvestment model. These models are also useful to investors because they offer significant additional insights into optimal portfolio behavior. The purpose of this paper is to review the major findings of the research ...
Chapter 9 PowerPoint Slides
Chapter 9 PowerPoint Slides

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A Framework to Monitor Systemic Risk Sep. 27-28, 2012
A Framework to Monitor Systemic Risk Sep. 27-28, 2012

... • Monitoring indicates the extent to which shocks might trigger systemic events o Monitoring informs us about exposures to changes in the price of risk o Sharp increases in the price of risk can generate systemic risk ...
SunAmerica Dynamic Allocation Portfolio Summary
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... determining in which securities or derivative instruments to invest and for making the Overlay Component investments for the Portfolio. As estimated equity market volatility decreases or increases, the Subadviser will adjust the Portfolio’s net equity exposure up or down in an effort to maintain a r ...
1. How Capital Markets Work
1. How Capital Markets Work

... 1.1.1. Why People Save ➤ Why do people save? ■ Making savings means ◆ “consumption today” is postponed in favor of ◆ “consumption in the future” ■ Why are people willing to give up “consumption today” in favor of “consumption in the future”? ■ Because they receive interest payments for their savings ...
1 NASDAQ US Dividend Achievers™ 50 Index Methodology
1 NASDAQ US Dividend Achievers™ 50 Index Methodology

... may, in Nasdaq’s discretion, be removed at a zero price. The zero price will be applied to the Index Security after the close of the market but prior to the time the official closing value of the Index is disseminated, which is ordinarily 17:16:00 ET. Index Maintenance Index Share changes are not ma ...
Expected Returns on Major Asset Classes
Expected Returns on Major Asset Classes

... DDM-based expected return on stocks. According to this way of thinking, the equity risk premium is an artifact, a derived quantity that depends on the time and place for which it is being estimated. Other premia, or differences of asset class expected returns, have the same characteristic. Ibbotson ...
Expected Returns on Major Asset Classes
Expected Returns on Major Asset Classes

... estimation in two ways: (1) moving beyond the narrow perspective of asset class investing to focus additionally on expected returns for strategy styles (active management) and for underlying factors and (2) reducing the focus on historical performance and widening the set of inputs used.4 Two key im ...
Heat Waves, Meteor Showers, and Trading Volume: An Analysis of
Heat Waves, Meteor Showers, and Trading Volume: An Analysis of

... Descriptive statistics for the five-year note=s intraday yield changes and trading volume are presented in Table 1. The preponderance of yield movements during New York trading hours is clearly demonstrated by the per hour, yield change variances: 0.3 in Tokyo, 0.6 in London, and 4.1 in New York. Th ...
Leveraged and Inverse ETFs(Slides)
Leveraged and Inverse ETFs(Slides)

... Investors should be aware that leveraged and inverse ETFs do not seek to provide returns which are the 2x multiple or -1x inverse of a given index for periods longer than a day. These funds are not suitable for long-term investing, nor are they suitable for investors unfamiliar with leveraged and i ...
MARKET SEGMENTATION AND THE COST OF CAPITAL IN
MARKET SEGMENTATION AND THE COST OF CAPITAL IN

... valuations increasing as the cost of capital falls. The statistically significant decline in our measure of the cost of capital is driven by the pre-announcement diversification potential of the foreign firm as predicted by the IAPMs. The decline in cost of capital is also economically significant i ...
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Fixed-income attribution

Fixed-income attribution refers to the process of measuring returns generated by various sources of risk in a fixed income portfolio, particularly when multiple sources of return are active at the same time. For example, the risks affecting the return of a bond portfolio include the overall level of the yield curve, the slope of the yield curve, and the credit spreads of the bonds in the portfolio. A portfolio manager may hold firm views on the ways in which these factors will change in the near future, so in three separate risk decisions he positions the assets in the portfolio to take advantage of the expected forthcoming market movements. If all views subsequently prove to be correct, then each decision will generate a profit. If one view is wrong, it will generate a loss, but the effect of the other bets may compensate. The overall performance will then be the sum of the performance contributions from each source of risk. Attribution is therefore an extremely useful tool in verifying a fund manager’s claims to possessing particular investment skills. If a fund is marketed as being interest-rate neutral while providing consistent returns from superior credit research, then an attribution report will confirm this claim. Conversely, if the attribution report shows that this same manager is making non-zero returns from interest rate movements, then his exposure to interest rate risk is clearly not zero and his investment process clearly differs from his stated position.Fixed-income attribution therefore provides a much deeper level of information than is available from a simple portfolio performance report. Typically, such a report only shows returns at an aggregated level, and provides no feedback as to where the investor’s true skills lie. For these reasons, fixed-income attribution is rapidly growing in importance in the investment industry.
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